QLIK TECHNOLOGIES INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 76 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-08-22: Reporting owner WAHL PAUL; Form 4; Security Restricted Stock Unit; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2016-08-22: Reporting owner Tomlinson Steffan; Form 4; Security Restricted Stock Unit; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2016-08-22: Reporting owner Thurmond Mark C.; Form 4; Security Restricted Stock Unit; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2016-08-22: Reporting owner Potter Charles M.; Form 4; Security Restricted Stock Unit; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-08-22 | WAHL PAUL Director | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,500 0 owned after | $30.50 | 2016-08-22 | |
| 2016-08-22 | Tomlinson Steffan Director | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,500 0 owned after | $30.50 | 2016-08-22 | |
| 2016-08-22 | Thurmond Mark C. Officer (EVP, Worldwide Sales and Serv.) | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −34,400 0 owned after | $30.50 | 2016-08-22 | |
| 2016-08-22 | Potter Charles M. Officer (SVP, Global Engineering) | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −16,300 0 owned after | $30.50 | 2016-08-22 | |
| 2016-08-22 | Potter Charles M. Officer (SVP, Global Engineering) | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,575 0 owned after | $30.50 | 2016-08-22 | |
| 2016-08-22 | Ott Alexander Director | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,500 0 owned after | $30.50 | 2016-08-22 | |
| 2016-08-22 | MacCarrick Timothy J Officer (CFO) | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −34,400 0 owned after | $30.50 | 2016-08-22 | |
| 2016-08-22 | MacCarrick Timothy J Officer (CFO) | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,075 0 owned after | $30.50 | 2016-08-22 | |
| 2016-08-22 | MacCarrick Timothy J Officer (CFO) | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,450 0 owned after | $30.50 | 2016-08-22 | |
| 2016-08-22 | LOFTON DEBORAH C Officer (VP and General Counsel) | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −21,100 0 owned after | $30.50 | 2016-08-22 | |
| 2016-08-22 | LOFTON DEBORAH C Officer (VP and General Counsel) | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,050 0 owned after | $30.50 | 2016-08-22 | |
| 2016-08-22 | LOFTON DEBORAH C Officer (VP and General Counsel) | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,300 0 owned after | $30.50 | 2016-08-22 | |
| 2016-08-22 | LOFTON DEBORAH C Officer (VP and General Counsel) | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,275 0 owned after | $30.50 | 2016-08-22 | |
| 2016-08-22 | Johnson Dennis E. Officer (Chief Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −13,400 0 owned after | $30.50 | 2016-08-22 | |
| 2016-08-22 | Johnson Dennis E. Officer (Chief Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,525 0 owned after | $30.50 | 2016-08-22 | |
| 2016-08-22 | Johnson Dennis E. Officer (Chief Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,600 0 owned after | $30.50 | 2016-08-22 | |
| 2016-08-22 | Johnson Dennis E. Officer (Chief Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −775 0 owned after | $30.50 | 2016-08-22 | |
| 2016-08-22 | Jackson Eugene Officer (Chief Marketing Officer) | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −24,900 0 owned after | $30.50 | 2016-08-22 | |
| 2016-08-22 | Jackson Eugene Officer (Chief Marketing Officer) | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,075 0 owned after | $30.50 | 2016-08-22 | |
| 2016-08-22 | HOPKINS DEBORAH C Director | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,500 0 owned after | $30.50 | 2016-08-22 | |
| 2016-08-22 | GOLDEN BRUCE Director | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,500 0 owned after | $30.50 | 2016-08-22 | |
| 2016-08-22 | GAVIN JOHN J JR Director | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,500 0 owned after | $30.50 | 2016-08-22 | |
| 2016-08-22 | Deighton Anthony Officer (CTO and SVP, Products) | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −24,900 0 owned after | $30.50 | 2016-08-22 | |
| 2016-08-22 | Deighton Anthony Officer (CTO and SVP, Products) | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,075 0 owned after | $30.50 | 2016-08-22 | |
| 2016-08-22 | Deighton Anthony Officer (CTO and SVP, Products) | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −13,250 0 owned after | $30.50 | 2016-08-22 | |
| 2016-08-22 | Deighton Anthony Officer (CTO and SVP, Products) | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,275 0 owned after | $30.50 | 2016-08-22 | |
| 2016-08-22 | Bjork Lars Director, Officer (CEO and President) | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −86,000 0 owned after | $30.50 | 2016-08-22 | |
| 2016-08-22 | Bjork Lars Director, Officer (CEO and President) | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −45,225 0 owned after | $30.50 | 2016-08-22 | |
| 2016-08-22 | Bjork Lars Director, Officer (CEO and President) | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −35,300 0 owned after | $30.50 | 2016-08-22 | |
| 2016-08-22 | Bjork Lars Director, Officer (CEO and President) | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,575 0 owned after | $30.50 | 2016-08-22 | |
| 2016-08-22 | Adams Diane Officer (Chief People Officer) | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −21,100 0 owned after | $30.50 | 2016-08-22 | |
| 2016-08-22 | Adams Diane Officer (Chief People Officer) | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,050 0 owned after | $30.50 | 2016-08-22 | |
| 2016-08-22 | Adams Diane Officer (Chief People Officer) | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,300 0 owned after | $30.50 | 2016-08-22 | |
| 2016-06-07 | LOFTON DEBORAH C Officer (VP and General Counsel) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,275 1,275 owned after | $0.00 | 2016-06-07 | |
| 2016-06-07 | LOFTON DEBORAH C Officer (VP and General Counsel) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,125 0 owned after | $0.00 | 2016-06-07 | |
| 2016-06-07 | Johnson Dennis E. Officer (Chief Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −775 775 owned after | $0.00 | 2016-06-07 | |
| 2016-06-07 | Johnson Dennis E. Officer (Chief Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −675 0 owned after | $0.00 | 2016-06-07 | |
| 2016-06-07 | Deighton Anthony Officer (CTO and SVP, Products) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,275 2,275 owned after | $0.00 | 2016-06-07 | |
| 2016-06-07 | Deighton Anthony Officer (CTO and SVP, Products) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,025 0 owned after | $0.00 | 2016-06-07 | |
| 2016-06-07 | Bjork Lars Director, Officer (CEO and President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,575 5,575 owned after | $0.00 | 2016-06-07 | |
| 2016-06-07 | Bjork Lars Director, Officer (CEO and President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,950 0 owned after | $0.00 | 2016-06-07 | |
| 2016-06-06 | MacCarrick Timothy J Officer (CFO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,725 15,450 owned after | $0.00 | 2016-06-07 | |
| 2016-06-06 | LOFTON DEBORAH C Officer (VP and General Counsel) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,150 8,300 owned after | $0.00 | 2016-06-07 | |
| 2016-06-06 | Johnson Dennis E. Officer (Chief Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,800 3,600 owned after | $0.00 | 2016-06-07 | |
| 2016-06-06 | Deighton Anthony Officer (CTO and SVP, Products) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,625 13,250 owned after | $0.00 | 2016-06-07 | |
| 2016-06-06 | Bjork Lars Director, Officer (CEO and President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,650 35,300 owned after | $0.00 | 2016-06-07 | |
| 2016-06-06 | Adams Diane Officer (Chief People Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,150 8,300 owned after | $0.00 | 2016-06-07 | |
| 2016-06-05 | Potter Charles M. Officer (SVP, Global Engineering) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,525 7,575 owned after | $0.00 | 2016-06-07 | |
| 2016-06-05 | MacCarrick Timothy J Officer (CFO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,025 15,075 owned after | $0.00 | 2016-06-07 | |
| 2016-06-05 | LOFTON DEBORAH C Officer (VP and General Counsel) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,350 10,050 owned after | $0.00 | 2016-06-07 | |
| 2016-06-05 | Johnson Dennis E. Officer (Chief Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,175 3,525 owned after | $0.00 | 2016-06-07 | |
| 2016-06-05 | Jackson Eugene Officer (Chief Marketing Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,025 12,075 owned after | $0.00 | 2016-06-07 | |
| 2016-06-05 | Deighton Anthony Officer (CTO and SVP, Products) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,025 12,075 owned after | $0.00 | 2016-06-07 | |
| 2016-06-05 | Bjork Lars Director, Officer (CEO and President) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,075 45,225 owned after | $0.00 | 2016-06-07 | |
| 2016-06-05 | Adams Diane Officer (Chief People Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,350 10,050 owned after | $0.00 | 2016-06-07 | |
| 2016-05-13 | WAHL PAUL Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,600 0 owned after | $0.00 | 2016-05-16 | |
| 2016-05-13 | Tomlinson Steffan Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,600 0 owned after | $0.00 | 2016-05-16 | |
| 2016-05-13 | Ott Alexander Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,600 0 owned after | $0.00 | 2016-05-16 | |
| 2016-05-13 | HOPKINS DEBORAH C Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,600 0 owned after | $0.00 | 2016-05-16 | |
| 2016-05-13 | GOLDEN BRUCE Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,600 0 owned after | $0.00 | 2016-05-16 | |
| 2016-05-13 | GAVIN JOHN J JR Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,600 0 owned after | $0.00 | 2016-05-16 | |
| 2016-05-12 | WAHL PAUL Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,500 6,500 owned after | $0.00 | 2016-05-16 | |
| 2016-05-12 | Tomlinson Steffan Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,500 6,500 owned after | $0.00 | 2016-05-16 | |
| 2016-05-12 | Ott Alexander Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,500 6,500 owned after | $0.00 | 2016-05-16 | |
| 2016-05-12 | HOPKINS DEBORAH C Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,500 6,500 owned after | $0.00 | 2016-05-16 | |
| 2016-05-12 | GOLDEN BRUCE Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,500 6,500 owned after | $0.00 | 2016-05-16 | |
| 2016-05-12 | GAVIN JOHN J JR Director | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,500 6,500 owned after | $0.00 | 2016-05-16 | |
| 2016-03-07 | Thurmond Mark C. Officer (EVP, Worldwide Sales and Serv.) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +34,400 34,400 owned after | $0.00 | 2016-03-09 | |
| 2016-03-07 | Potter Charles M. Officer (SVP, Global Engineering) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,300 16,300 owned after | $0.00 | 2016-03-09 | |
| 2016-03-07 | MacCarrick Timothy J Officer (CFO) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +34,400 34,400 owned after | $0.00 | 2016-03-09 | |
| 2016-03-07 | LOFTON DEBORAH C Officer (VP and General Counsel) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,100 21,100 owned after | $0.00 | 2016-03-09 | |
| 2016-03-07 | Johnson Dennis E. Officer (Chief Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,400 13,400 owned after | $0.00 | 2016-03-09 | |
| 2016-03-07 | Jackson Eugene Officer (Chief Marketing Officer) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,900 24,900 owned after | $0.00 | 2016-03-09 | |
| 2016-03-07 | Deighton Anthony Officer (CTO and SVP, Products) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,900 24,900 owned after | $0.00 | 2016-03-09 | |
| 2016-03-07 | Bjork Lars Director, Officer (CEO and President) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +86,000 86,000 owned after | $0.00 | 2016-03-09 | |
| 2016-03-07 | Adams Diane Officer (Chief People Officer) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,100 21,100 owned after | $0.00 | 2016-03-09 |