QLIK TECHNOLOGIES INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 37 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-12-31: Reporting owner Deighton Anthony; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-12-31: Reporting owner Deighton Anthony; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-12-11: Reporting owner Bjork Lars; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-11-29: Reporting owner Deighton Anthony; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-12-31 | Deighton Anthony Officer (CTO and Senior VP of Products) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 122,000 owned after | $0.63 exercise price | 2014-01-06 | |
| 2013-12-31 | Deighton Anthony Officer (CTO and Senior VP of Products) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,125 18,750 owned after | $6.91 exercise price | 2014-01-06 | |
| 2013-12-11 | Bjork Lars Director, Officer (CEO and President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 153,607 owned after | $6.91 exercise price | 2013-12-12 | |
| 2013-11-29 | Deighton Anthony Officer (CTO and Senior VP of Products) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −38,000 162,000 owned after | $0.63 exercise price | 2013-12-03 | |
| 2013-11-11 | Bjork Lars Director, Officer (CEO and President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 193,607 owned after | $6.91 exercise price | 2013-11-12 | |
| 2013-10-11 | Bjork Lars Director, Officer (CEO and President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 233,607 owned after | $6.91 exercise price | 2013-10-15 | |
| 2013-09-30 | Deighton Anthony Officer (CTO and Senior VP of Products) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,125 21,875 owned after | $6.91 exercise price | 2013-10-02 | |
| 2013-09-11 | Bjork Lars Director, Officer (CEO and President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 273,607 owned after | $6.91 exercise price | 2013-09-13 | |
| 2013-09-09 | Johnson Dennis E. Officer (Chief Accounting Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 14,000 owned after | $3.81 exercise price | 2013-09-10 | |
| 2013-08-12 | Bjork Lars Director, Officer (CEO and President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 313,607 owned after | $6.91 exercise price | 2013-08-13 | |
| 2013-07-11 | Bjork Lars Director, Officer (CEO and President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 353,607 owned after | $6.91 exercise price | 2013-07-15 | |
| 2013-07-08 | Adams Diane Officer (Chief People Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +220,000 220,000 owned after | $29.35 exercise price | 2013-07-09 | |
| 2013-07-08 | MacCarrick Timothy J Officer (CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $29.35 exercise price | 2013-07-09 | |
| 2013-07-01 | SORENSON WILLIAM G Officer (CFO and Treasurer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −75,000 211,675 owned after | $1.65 exercise price | 2013-07-02 | |
| 2013-07-01 | Deighton Anthony Officer (CTO and Senior VP of Products) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,125 25,000 owned after | $6.91 exercise price | 2013-07-02 | |
| 2013-06-11 | Bjork Lars Director, Officer (CEO and President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −33,607 0 owned after | $1.65 exercise price | 2013-06-12 | |
| 2013-06-11 | Bjork Lars Director, Officer (CEO and President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,393 393,607 owned after | $6.91 exercise price | 2013-06-12 | |
| 2013-06-07 | LOFTON DEBORAH C Officer (VP and General Counsel) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,200 25,200 owned after | $29.72 exercise price | 2013-06-11 | |
| 2013-06-07 | Johnson Dennis E. Officer (Chief Accounting Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,100 15,100 owned after | $29.72 exercise price | 2013-06-11 | |
| 2013-06-07 | Deighton Anthony Officer (CTO and Senior VP of Products) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,200 45,200 owned after | $29.72 exercise price | 2013-06-11 | |
| 2013-06-07 | Bonney Leslie Officer (Chief Operating Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,400 75,400 owned after | $29.72 exercise price | 2013-06-11 | |
| 2013-06-07 | Bjork Lars Director, Officer (CEO and President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +110,500 110,500 owned after | $29.72 exercise price | 2013-06-11 | |
| 2013-05-17 | SORENSON WILLIAM G Officer (CFO and Treasurer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 286,675 owned after | $1.65 exercise price | 2013-05-21 | |
| 2013-05-13 | Bjork Lars Director, Officer (CEO, President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 33,607 owned after | $1.65 exercise price | 2013-05-14 | |
| 2013-04-30 | SORENSON WILLIAM G Officer (CFO, Treasurer and Secretary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −75,000 311,675 owned after | $1.65 exercise price | 2013-05-01 | |
| 2013-04-11 | Bjork Lars Director, Officer (CEO, President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 73,607 owned after | $1.65 exercise price | 2013-04-15 | |
| 2013-04-01 | Deighton Anthony Officer (CTO and Senior VP of Products) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 25,000 owned after | $1.65 exercise price | 2013-04-02 | |
| 2013-04-01 | Deighton Anthony Officer (CTO and Senior VP of Products) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,125 28,125 owned after | $6.91 exercise price | 2013-04-02 | |
| 2013-03-14 | Farmer Paul C. Officer (Chief People Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −37,500 62,500 owned after | $23.02 exercise price | 2013-03-18 | |
| 2013-03-12 | SORENSON WILLIAM G Officer (CFO, Treasurer and Secretary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 386,675 owned after | $1.65 exercise price | 2013-03-14 | |
| 2013-03-11 | Bjork Lars Director, Officer (CEO, President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 113,607 owned after | $1.65 exercise price | 2013-03-12 | |
| 2013-03-07 | Tomlinson Steffan Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +48,263 48,263 owned after | $27.21 exercise price | 2013-03-11 | |
| 2013-02-11 | Bjork Lars Director, Officer (CEO, President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 153,607 owned after | $1.65 exercise price | 2013-02-12 | |
| 2013-02-07 | OHANLON TERRIE R Officer (VP of Marketing) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $21.99 exercise price | 2013-02-20 | |
| 2013-01-11 | Bjork Lars Director, Officer (CEO, President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −60,000 193,607 owned after | $1.65 exercise price | 2013-01-15 | |
| 2013-01-02 | Deighton Anthony Officer (CTO and Senior VP of Products) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 37,500 owned after | $1.65 exercise price | 2013-01-04 | |
| 2013-01-02 | Deighton Anthony Officer (CTO and Senior VP of Products) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,125 31,250 owned after | $6.91 exercise price | 2013-01-04 |