QLIK TECHNOLOGIES INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 53 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-12-30: Reporting owner Deighton Anthony; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-12-30: Reporting owner Deighton Anthony; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-12-30: Reporting owner Deighton Anthony; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-12-19: Reporting owner Bonney Leslie; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-12-30 | Deighton Anthony Officer (CTO and Senior VP of Products) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 12,500 owned after | $1.65 exercise price | 2012-01-04 | |
| 2011-12-30 | Deighton Anthony Officer (CTO and Senior VP of Products) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 87,500 owned after | $1.65 exercise price | 2012-01-04 | |
| 2011-12-30 | Deighton Anthony Officer (CTO and Senior VP of Products) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,125 43,750 owned after | $6.91 exercise price | 2012-01-04 | |
| 2011-12-19 | Bonney Leslie Officer (Chief Operating Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 373,353 owned after | $0.63 exercise price | 2011-12-20 | |
| 2011-12-12 | Bjork Lars Director, Officer (CEO, President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 41,202 owned after | $1.65 exercise price | 2011-12-14 | |
| 2011-11-18 | Bonney Leslie Officer (Chief Operating Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 398,353 owned after | $0.63 exercise price | 2011-11-22 | |
| 2011-11-11 | Bjork Lars Director, Officer (CEO, President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 81,202 owned after | $1.65 exercise price | 2011-11-14 | |
| 2011-11-07 | SORENSON WILLIAM G Officer (CFO, Treasurer and Secretary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +29,300 29,300 owned after | $29.74 exercise price | 2011-11-09 | |
| 2011-11-07 | Laird Douglas Officer (VP of Marketing) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,500 20,500 owned after | $29.74 exercise price | 2011-11-09 | |
| 2011-11-07 | Deighton Anthony Officer (CTO and Senior VP of Products) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,400 26,400 owned after | $29.74 exercise price | 2011-11-09 | |
| 2011-11-07 | Bonney Leslie Officer (Chief Operating Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +43,900 43,900 owned after | $29.74 exercise price | 2011-11-09 | |
| 2011-11-07 | Bjork Lars Director, Officer (CEO, President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +64,400 64,400 owned after | $29.74 exercise price | 2011-11-09 | |
| 2011-11-01 | Laird Douglas Officer (VP of Marketing) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −34,250 93,750 owned after | $1.65 exercise price | 2011-11-02 | |
| 2011-11-01 | Laird Douglas Officer (VP of Marketing) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,375 40,625 owned after | $6.91 exercise price | 2011-11-02 | |
| 2011-10-18 | Bonney Leslie Officer (Chief Operating Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 423,353 owned after | $0.63 exercise price | 2011-10-20 | |
| 2011-10-11 | Bjork Lars Director, Officer (CEO, President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 121,202 owned after | $1.65 exercise price | 2011-10-13 | |
| 2011-10-05 | SORENSON WILLIAM G Officer (CFO, Treasurer and Secretary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 516,675 owned after | $1.65 exercise price | 2011-10-06 | |
| 2011-09-19 | Bonney Leslie Officer (Chief Operating Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 448,353 owned after | $0.63 exercise price | 2011-09-21 | |
| 2011-09-12 | Bjork Lars Director, Officer (CEO, President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,601 0 owned after | $0.63 exercise price | 2011-09-14 | |
| 2011-09-12 | Bjork Lars Director, Officer (CEO, President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,399 161,202 owned after | $1.65 exercise price | 2011-09-14 | |
| 2011-09-09 | Laird Douglas Officer (VP of Marketing) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,000 128,000 owned after | $1.65 exercise price | 2011-09-13 | |
| 2011-08-18 | Bonney Leslie Officer (Chief Operating Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 473,353 owned after | $0.63 exercise price | 2011-08-19 | |
| 2011-08-12 | Laird Douglas Officer (VP of Marketing) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,000 137,000 owned after | $1.65 exercise price | 2011-08-16 | |
| 2011-08-11 | Bjork Lars Director, Officer (CEO, President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 20,601 owned after | $0.63 exercise price | 2011-08-15 | |
| 2011-07-18 | Bonney Leslie Officer (Chief Operating Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 498,353 owned after | $0.63 exercise price | 2011-07-19 | |
| 2011-07-11 | Bjork Lars Director, Officer (CEO, President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 60,601 owned after | $0.63 exercise price | 2011-07-12 | |
| 2011-07-08 | Laird Douglas Officer (VP of Marketing) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,000 146,000 owned after | $1.65 exercise price | 2011-07-12 | |
| 2011-06-17 | Bonney Leslie Officer (Chief Operating Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 523,353 owned after | $0.63 exercise price | 2011-07-12 | |
| 2011-06-13 | Bjork Lars Director, Officer (CEO, President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 100,601 owned after | $0.63 exercise price | 2011-06-15 | |
| 2011-06-10 | Laird Douglas Officer (VP of Marketing) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,000 155,000 owned after | $1.65 exercise price | 2011-06-14 | |
| 2011-06-02 | Deighton Anthony Officer (Senior VP of Products) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −127,500 200,000 owned after | $0.63 exercise price | 2011-06-03 | |
| 2011-06-01 | Deighton Anthony Officer (Senior VP of Products) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −72,500 327,500 owned after | $0.63 exercise price | 2011-06-02 | |
| 2011-05-31 | Bjork Lars Director, Officer (CEO, President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 672,405 owned after | $1.65 exercise price | 2011-06-01 | |
| 2011-05-05 | Deighton Anthony Officer (Senior VP of Products) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,182 18,750 owned after | $1.65 exercise price | 2011-05-09 | |
| 2011-05-05 | Deighton Anthony Officer (Senior VP of Products) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −79,000 100,000 owned after | $1.65 exercise price | 2011-05-09 | |
| 2011-05-05 | Deighton Anthony Officer (Senior VP of Products) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,125 46,875 owned after | $6.91 exercise price | 2011-05-09 | |
| 2011-05-03 | Deighton Anthony Officer (Senior VP of Products) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −110,540 400,000 owned after | $0.63 exercise price | 2011-05-05 | |
| 2011-05-03 | Deighton Anthony Officer (Senior VP of Products) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −73,068 26,932 owned after | $1.65 exercise price | 2011-05-05 | |
| 2011-05-03 | Bonney Leslie Officer (Chief Operating Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 548,353 owned after | $0.63 exercise price | 2011-05-05 | |
| 2011-05-03 | Bjork Lars Director, Officer (CEO, President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 140,601 owned after | $0.63 exercise price | 2011-05-05 | |
| 2011-03-17 | Deighton Anthony Officer (Senior VP of Products) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,000 179,000 owned after | $1.65 exercise price | 2011-03-21 | |
| 2011-03-15 | Deighton Anthony Officer (Senior VP of Products) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 510,540 owned after | $0.63 exercise price | 2011-03-16 | |
| 2011-03-14 | Deighton Anthony Officer (Senior VP of Products) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 535,540 owned after | $0.63 exercise price | 2011-03-16 | |
| 2011-03-08 | Laird Douglas Officer (VP of Marketing) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −46,000 164,000 owned after | $1.65 exercise price | 2011-03-10 | |
| 2011-03-07 | Laird Douglas Officer (VP of Marketing) | 4/A | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,904 210,000 owned after | $1.65 exercise price | 2011-03-10 | |
| 2011-03-07 | Laird Douglas Officer (VP of Marketing) | 4/A | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,904 188,096 owned after | $1.65 exercise price | 2011-03-08 | |
| 2011-03-07 | Bonney Leslie Officer (EVP of Global Field Operations) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,687 573,353 owned after | $0.63 exercise price | 2011-03-08 | |
| 2011-03-07 | Laird Douglas Officer (VP of Marketing) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,904 200,692 owned after | $1.65 exercise price | 2011-03-08 | |
| 2011-03-04 | Laird Douglas Officer (VP of Marketing) | 4/A | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −68,096 231,904 owned after | $1.65 exercise price | 2011-03-10 | |
| 2011-03-04 | Laird Douglas Officer (VP of Marketing) | 4/A | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −90,000 210,000 owned after | $1.65 exercise price | 2011-03-08 | |
| 2011-03-04 | Bonney Leslie Officer (EVP of Global Field Operations) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 594,040 owned after | $0.63 exercise price | 2011-03-08 | |
| 2011-03-04 | Laird Douglas Officer (VP of Marketing) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −77,404 222,596 owned after | $1.65 exercise price | 2011-03-08 | |
| 2011-02-16 | LOFTON DEBORAH C Officer (VP and General Counsel) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $25.74 | 2011-02-18 |