QLIK TECHNOLOGIES INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 25 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-11-16: Reporting owner Jackson Eugene; Form 4; Security Stock Option Exercise (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-09-09: Reporting owner Deighton Anthony; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-09-08: Reporting owner Deighton Anthony; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-09-08: Reporting owner Deighton Anthony; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-11-16 | Jackson Eugene Officer (Chief Marketing Officer) | 4 | Stock Option Exercise (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 96,000 owned after | $22.68 exercise price | 2015-11-17 | |
| 2015-09-09 | Deighton Anthony Officer (CTO and Senior VP of Products) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,825 19,775 owned after | $29.72 exercise price | 2015-09-10 | |
| 2015-09-08 | Deighton Anthony Officer (CTO and Senior VP of Products) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,506 38,569 owned after | $22.68 exercise price | 2015-09-09 | |
| 2015-09-08 | Deighton Anthony Officer (CTO and Senior VP of Products) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,425 13,275 owned after | $22.26 exercise price | 2015-09-09 | |
| 2015-09-08 | Thurmond Mark C. Officer (EVP, Worldwide Sales and Serv.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +230,000 230,000 owned after | $39.59 exercise price | 2015-09-09 | |
| 2015-08-10 | Deighton Anthony Officer (CTO and Senior VP of Products) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,650 1,650 owned after | $29.74 exercise price | 2015-08-12 | |
| 2015-07-24 | Deighton Anthony Officer (CTO and Senior VP of Products) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −23,100 3,300 owned after | $29.74 exercise price | 2015-07-28 | |
| 2015-07-24 | Deighton Anthony Officer (CTO and Senior VP of Products) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,600 22,600 owned after | $29.72 exercise price | 2015-07-28 | |
| 2015-06-08 | Deighton Anthony Officer (CTO and Senior VP of Products) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,025 42,075 owned after | $22.68 exercise price | 2015-06-09 | |
| 2015-06-08 | Deighton Anthony Officer (CTO and Senior VP of Products) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,425 17,700 owned after | $22.26 exercise price | 2015-06-09 | |
| 2015-06-05 | Potter Charles M. Officer (SVP, Global Engineering) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,400 23,400 owned after | $37.32 exercise price | 2015-06-09 | |
| 2015-06-05 | MacCarrick Timothy J Officer (CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +46,700 46,700 owned after | $37.32 exercise price | 2015-06-09 | |
| 2015-06-05 | LOFTON DEBORAH C Officer (VP and General Counsel) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +31,100 31,100 owned after | $37.32 exercise price | 2015-06-09 | |
| 2015-06-05 | Johnson Dennis E. Officer (Chief Accounting Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,900 10,900 owned after | $37.32 exercise price | 2015-06-09 | |
| 2015-06-05 | Jackson Eugene Officer (Chief Marketing Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,300 37,300 owned after | $37.32 exercise price | 2015-06-09 | |
| 2015-06-05 | Deighton Anthony Officer (CTO and Senior VP of Products) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,300 37,300 owned after | $37.32 exercise price | 2015-06-09 | |
| 2015-06-05 | Bonney Leslie Officer (Chief Operating Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +46,700 46,700 owned after | $37.32 exercise price | 2015-06-09 | |
| 2015-06-05 | Bjork Lars Director, Officer (CEO and President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +139,900 139,900 owned after | $37.32 exercise price | 2015-06-09 | |
| 2015-06-05 | Adams Diane Officer (Chief People Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +31,100 31,100 owned after | $37.32 exercise price | 2015-06-09 | |
| 2015-04-09 | Deighton Anthony Officer (CTO and Senior VP of Products) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,202 22,125 owned after | $22.26 exercise price | 2015-04-13 | |
| 2015-04-08 | Deighton Anthony Officer (CTO and Senior VP of Products) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,824 30,327 owned after | $22.26 exercise price | 2015-04-09 | |
| 2015-04-07 | Deighton Anthony Officer (CTO and Senior VP of Products) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −24,298 46,151 owned after | $22.26 exercise price | 2015-04-08 | |
| 2015-02-27 | Deighton Anthony Officer (CTO and Senior VP of Products) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,750 0 owned after | $6.91 exercise price | 2015-03-02 | |
| 2015-02-27 | Deighton Anthony Officer (CTO and Senior VP of Products) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −351 70,449 owned after | $22.26 exercise price | 2015-03-02 | |
| 2015-02-18 | Johnson Dennis E. Officer (Chief Accounting Officer) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,000 0 owned after | $3.81 exercise price | 2015-02-19 |