PRIVATEBANCORP, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 11 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-08-26: Reporting owner COLEMAN ROBERT F; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-07-25: Reporting owner GUYETTE JAMES M; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-02-22: Reporting owner Van Solkema Kevin; Form 4; Security Option To Purchase Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-02-22: Reporting owner Richman Larry D.; Form 4; Security Option To Purchase Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-08-26 | COLEMAN ROBERT F Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $17.23 exercise price | 2013-08-28 | |
| 2013-07-25 | GUYETTE JAMES M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $17.23 exercise price | 2013-07-29 | |
| 2013-02-22 | Van Solkema Kevin Officer (Chief Risk Officer) | 4 | Option To Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,830 14,830 owned after | $17.95 | 2013-02-26 | |
| 2013-02-22 | Richman Larry D. Director, Officer (President and CEO) | 4 | Option To Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +54,305 54,305 owned after | $17.95 | 2013-02-26 | |
| 2013-02-22 | Lubin Bruce S. Officer (Pres. of IL Commercial Banking) | 4 | Option To Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,562 21,562 owned after | $17.95 | 2013-02-26 | |
| 2013-02-22 | Killips Kevin M Officer (Chief Financial Officer) | 4 | Option To Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,958 23,958 owned after | $17.95 | 2013-02-26 | |
| 2013-02-22 | Evans Jennifer Officer (General Counsel & Corp. Sec.) | 4 | Option To Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,148 16,148 owned after | $17.95 | 2013-02-26 | |
| 2013-02-22 | Wiatr Leonard Officer (Chief Risk Officer) | 4 | Option To Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,180 11,180 owned after | $17.95 | 2013-02-26 | |
| 2013-02-22 | Hague Bruce R. Officer (Pres. of Natl. Com. Banking) | 4 | Option To Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,806 17,806 owned after | $17.95 | 2013-02-26 | |
| 2013-02-22 | Case Karen B. Officer (President of CRE Banking) | 4 | Option To Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,420 13,420 owned after | $17.95 | 2013-02-26 | |
| 2013-02-22 | Ahrens C. Brant Officer (President, Personal Client Ser) | 4 | Option To Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,876 13,876 owned after | $17.95 | 2013-02-26 |