PRIVATEBANCORP, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 10 rows in 2008. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-12-18: Reporting owner MANDELL RALPH B; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-11-03: Reporting owner Briick Barbara E.; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-07-25: Reporting owner JENSEN RICHARD C; Form 4; Security Stock Options; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2008-07-07: Reporting owner BOBINS NORMAN; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-12-18 | MANDELL RALPH B Director, Officer (Chairman of the Board) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,129 24,129 owned after | $30.40 exercise price | 2008-12-19 | |
| 2008-11-03 | Briick Barbara E. Officer (Controller & CAO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,825 1,825 owned after | $36.50 exercise price | 2008-11-18 | |
| 2008-07-25 | JENSEN RICHARD C Officer (CEO PB - St. Louis) | 4 | Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,000 0 owned after | $4.71 exercise price | 2008-07-29 | |
| 2008-07-07 | BOBINS NORMAN Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $26.64 exercise price | 2008-07-09 | |
| 2008-06-24 | COLEMAN ROBERT F Director | 4 | Option to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +6,480 0 owned after | $5.73 exercise price | 2008-06-26 | |
| 2008-04-21 | COLLINS GARY S Officer (Pres. The PrivateClients Group) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +62,500 62,500 owned after | $33.65 exercise price | 2008-04-23 | |
| 2008-03-11 | RUCKSTAETTER JAMES A Officer (Managing Director & CCO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 5,000 owned after | $17.23 exercise price | 2008-03-13 | |
| 2008-02-20 | MCLEAN HUGH H Officer (Pres. PB- Suburban Chicago) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +3,750 1,250 owned after | $26.89 exercise price | 2008-02-22 | |
| 2008-02-14 | KAYMAN PHILIP M Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,000 0 owned after | $6.00 exercise price | 2008-02-15 | |
| 2008-02-01 | Van Solkema Kevin Officer (Chief Risk Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +62,500 62,500 owned after | $36.75 exercise price | 2008-02-05 |