PRIVATEBANCORP, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 33 rows, 33 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-06-17: Reporting owner GTCR GOLDER RAUNER II LLC | GTCR Partners IX, L.P. | GTCR FUND IX/A L P; Form 4; Security Series A Junior Nonvoting Preferred Stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2009-06-17: Reporting owner GTCR GOLDER RAUNER II LLC | GTCR Partners IX, L.P. | GTCR FUND IX/A L P; Form 4; Security Series A Junior Nonvoting Preferred Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-06-17: Reporting owner GTCR GOLDER RAUNER II LLC | GTCR Partners IX, L.P. | GTCR FUND IX/A L P; Form 4; Security Series A Junior Nonvoting Preferred Stock; Transaction C Conversion of derivative security.
- 2009-06-17: Reporting owner ROCHE COLLIN E; Form 4; Security Series A Junior Nonvoting Preferred Stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-06-17 | GTCR GOLDER RAUNER II LLC | GTCR Partners IX, L.P. | GTCR FUND IX/A L P Director | Director | Director | 4 | Series A Junior Nonvoting Preferred Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,662 0 owned after | no price filed | 2009-06-18 | |
| 2009-06-17 | GTCR GOLDER RAUNER II LLC | GTCR Partners IX, L.P. | GTCR FUND IX/A L P Director | Director | Director | 4 | Series A Junior Nonvoting Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,662 1,661 owned after | no price filed | 2009-06-18 | |
| 2009-06-17 | GTCR GOLDER RAUNER II LLC | GTCR Partners IX, L.P. | GTCR FUND IX/A L P Director | Director | Director | 4 | Series A Junior Nonvoting Preferred Stock Derivative · Direct | C Conversion of derivative security | −1,662 0 owned after | $0.00 | 2009-06-18 | |
| 2009-06-17 | ROCHE COLLIN E Director | 4 | Series A Junior Nonvoting Preferred Stock Derivative · Indirect · Held by Fund IX/A (as defined) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,662 0 owned after | no price filed | 2009-06-18 | |
| 2009-06-17 | ROCHE COLLIN E Director | 4 | Series A Junior Nonvoting Preferred Stock Derivative · Indirect · Held by Fund IX/B (as defined) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −277 0 owned after | no price filed | 2009-06-18 | |
| 2009-06-17 | ROCHE COLLIN E Director | 4 | Series A Junior Nonvoting Preferred Stock Derivative · Indirect · Held by CO INVEST (as defined) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −13 0 owned after | no price filed | 2009-06-18 | |
| 2009-06-17 | ROCHE COLLIN E Director | 4 | Series A Junior Nonvoting Preferred Stock Derivative · Indirect · Held by Fund IX/A (as defined) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,662 1,661 owned after | no price filed | 2009-06-18 | |
| 2009-06-17 | ROCHE COLLIN E Director | 4 | Series A Junior Nonvoting Preferred Stock Derivative · Indirect · Held by Fund IX/B (as defined) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +277 277 owned after | no price filed | 2009-06-18 | |
| 2009-06-17 | ROCHE COLLIN E Director | 4 | Series A Junior Nonvoting Preferred Stock Derivative · Indirect · Held by CO INVEST (as defined) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13 13 owned after | no price filed | 2009-06-18 | |
| 2009-06-17 | ROCHE COLLIN E Director | 4 | Series A Junior Nonvoting Preferred Stock Derivative · Indirect · Held by Fund IX/A (as defined) | C Conversion of derivative security | −1,662 0 owned after | $0.00 | 2009-06-18 | |
| 2009-06-17 | ROCHE COLLIN E Director | 4 | Series A Junior Nonvoting Preferred Stock Derivative · Indirect · Held by Fund IX/B (as defined) | C Conversion of derivative security | −277 0 owned after | $0.00 | 2009-06-18 | |
| 2009-06-17 | ROCHE COLLIN E Director | 4 | Series A Junior Nonvoting Preferred Stock Derivative · Indirect · Held by CO INVEST (as defined) | C Conversion of derivative security | −13 0 owned after | $0.00 | 2009-06-18 | |
| 2009-06-17 | GTCR CO INVEST III L P | GTCR GOLDER RAUNER II LLC Director | Director | 4 | Series A Junior Nonvoting Preferred Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −13 0 owned after | no price filed | 2009-06-18 | |
| 2009-06-17 | GTCR CO INVEST III L P | GTCR GOLDER RAUNER II LLC Director | Director | 4 | Series A Junior Nonvoting Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13 13 owned after | no price filed | 2009-06-18 | |
| 2009-06-17 | GTCR CO INVEST III L P | GTCR GOLDER RAUNER II LLC Director | Director | 4 | Series A Junior Nonvoting Preferred Stock Derivative · Direct | C Conversion of derivative security | −13 0 owned after | $0.00 | 2009-06-18 | |
| 2009-06-17 | GTCR GOLDER RAUNER II LLC | GTCR Partners IX, L.P. | GTCR FUND IX/B L P Director | Director | Director | 4 | Series A Junior Nonvoting Preferred Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −277 0 owned after | no price filed | 2009-06-18 | |
| 2009-06-17 | GTCR GOLDER RAUNER II LLC | GTCR Partners IX, L.P. | GTCR FUND IX/B L P Director | Director | Director | 4 | Series A Junior Nonvoting Preferred Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +277 277 owned after | no price filed | 2009-06-18 | |
| 2009-06-17 | GTCR GOLDER RAUNER II LLC | GTCR Partners IX, L.P. | GTCR FUND IX/B L P Director | Director | Director | 4 | Series A Junior Nonvoting Preferred Stock Derivative · Direct | C Conversion of derivative security | −277 0 owned after | $0.00 | 2009-06-18 | |
| 2008-09-02 holding as of filing | ROCHE COLLIN E Director | 4 | Series A Junior Nonvoting Preferred Stock Derivative · Indirect · Held by Fund IX/A (as defined) | Holding | 1,662 owned after | no price filed | 2008-09-02 | |
| 2008-09-02 holding as of filing | ROCHE COLLIN E Director | 4 | Series A Junior Nonvoting Preferred Stock Derivative · Indirect · Held by Fund IX/B (as defined) | Holding | 277 owned after | no price filed | 2008-09-02 | |
| 2008-09-02 holding as of filing | ROCHE COLLIN E Director | 4 | Series A Junior Nonvoting Preferred Stock Derivative · Indirect · Held by CO INVEST (as defined) | Holding | 13 owned after | no price filed | 2008-09-02 | |
| 2008-06-11 | ROCHE COLLIN E Director | 4 | Series A Junior Nonvoting Preferred Stock Derivative · Indirect · Held by Fund IX/A (as defined) | P Open market or private purchase of non-derivative or derivative security | +445 1,662 owned after | $32,640.00 | 2008-06-13 | |
| 2008-06-11 | ROCHE COLLIN E Director | 4 | Series A Junior Nonvoting Preferred Stock Derivative · Indirect · Held by Fund IX/B (as defined) | P Open market or private purchase of non-derivative or derivative security | +74 277 owned after | $32,640.00 | 2008-06-13 | |
| 2008-06-11 | ROCHE COLLIN E Director | 4 | Series A Junior Nonvoting Preferred Stock Derivative · Indirect · Held by CO INVEST (as defined) | P Open market or private purchase of non-derivative or derivative security | +3 13 owned after | $32,640.00 | 2008-06-13 | |
| 2008-06-11 | GTCR Partners IX, L.P. | GTCR GOLDER RAUNER II LLC | GTCR FUND IX/B L P Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Series A Junior Nonvoting Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +74 277 owned after | $32,640.00 | 2008-06-13 | |
| 2008-06-11 | GTCR CO INVEST III L P | GTCR GOLDER RAUNER II LLC Director, 10% Owner | Director, 10% Owner | 4 | Series A Junior Nonvoting Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +3 13 owned after | $32,640.00 | 2008-06-13 | |
| 2008-06-11 | GTCR GOLDER RAUNER II LLC | GTCR FUND IX/A L P | GTCR Partners IX, L.P. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Series A Junior Nonvoting Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +445 1,662 owned after | $32,640.00 | 2008-06-13 | |
| 2007-12-20 holding as of filing | ROCHE COLLIN E Director | 3 | Series A Junior Nonvoting Preferred Stock Derivative · Indirect · Held by Fund IX/A (as defined) | Holding | no price filed | 2007-12-20 | ||
| 2007-12-20 holding as of filing | ROCHE COLLIN E Director | 3 | Series A Junior Nonvoting Preferred Stock Derivative · Indirect · Held by Fund IX/B (as defined) | Holding | no price filed | 2007-12-20 | ||
| 2007-12-20 holding as of filing | ROCHE COLLIN E Director | 3 | Series A Junior Nonvoting Preferred Stock Derivative · Indirect · Held by CO INVEST (as defined) | Holding | no price filed | 2007-12-20 | ||
| 2007-12-17 holding as of filing | GTCR CO INVEST III L P | GTCR GOLDER RAUNER II LLC 10% Owner | 10% Owner | 3 | Series A Junior Nonvoting Preferred Stock Derivative · Direct | Holding | no price filed | 2007-12-17 | ||
| 2007-12-17 holding as of filing | GTCR Partners IX, L.P. | GTCR GOLDER RAUNER II LLC | GTCR FUND IX/B L P 10% Owner | 10% Owner | 10% Owner | 3 | Series A Junior Nonvoting Preferred Stock Derivative · Direct | Holding | no price filed | 2007-12-17 | ||
| 2007-12-17 holding as of filing | GTCR GOLDER RAUNER II LLC | GTCR Partners IX, L.P. | GTCR FUND IX/A L P 10% Owner | 10% Owner | 10% Owner | 3 | Series A Junior Nonvoting Preferred Stock Derivative · Direct | Holding | no price filed | 2007-12-17 |