PRIVATEBANCORP, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 61 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-06-23: Reporting owner Znavor Vicki; Form 4; Security Option To Purchase Common Stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2017-06-23: Reporting owner Znavor Vicki; Form 4; Security Option To Purchase Common Stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2017-06-23: Reporting owner Znavor Vicki; Form 4; Security Option To Purchase Common Stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2017-06-23: Reporting owner Van Solkema Kevin; Form 4; Security Option To Purchase Common Stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-06-23 | Znavor Vicki Officer (Chief Human Resources Officer) | 4 | Option To Purchase Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,675 0 owned after | $27.94 exercise price | 2017-06-27 | |
| 2017-06-23 | Znavor Vicki Officer (Chief Human Resources Officer) | 4 | Option To Purchase Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,870 0 owned after | $35.16 exercise price | 2017-06-27 | |
| 2017-06-23 | Znavor Vicki Officer (Chief Human Resources Officer) | 4 | Option To Purchase Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,679 0 owned after | $34.13 exercise price | 2017-06-27 | |
| 2017-06-23 | Van Solkema Kevin Officer (Chief Risk Officer) | 4 | Option To Purchase Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,102 0 owned after | $35.16 exercise price | 2017-06-27 | |
| 2017-06-23 | Van Solkema Kevin Officer (Chief Risk Officer) | 4 | Option To Purchase Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,212 0 owned after | $34.13 exercise price | 2017-06-27 | |
| 2017-06-23 | Lubin Bruce S. Officer (Pres. of IL Commercial Banking) | 4 | Option To Purchase Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,696 0 owned after | $35.16 exercise price | 2017-06-27 | |
| 2017-06-23 | Lubin Bruce S. Officer (Pres. of IL Commercial Banking) | 4 | Option To Purchase Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,744 0 owned after | $34.13 exercise price | 2017-06-27 | |
| 2017-06-23 | Killips Kevin M Officer (Chief Financial Officer) | 4 | Option To Purchase Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,573 0 owned after | $35.16 exercise price | 2017-06-27 | |
| 2017-06-23 | Killips Kevin M Officer (Chief Financial Officer) | 4 | Option To Purchase Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,511 0 owned after | $34.13 exercise price | 2017-06-27 | |
| 2017-06-23 | Hague Bruce R. Officer (Pres. of Natl. Com. Banking) | 4 | Option To Purchase Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,149 0 owned after | $27.94 exercise price | 2017-06-27 | |
| 2017-06-23 | Hague Bruce R. Officer (Pres. of Natl. Com. Banking) | 4 | Option To Purchase Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,978 0 owned after | $35.16 exercise price | 2017-06-27 | |
| 2017-06-23 | Hague Bruce R. Officer (Pres. of Natl. Com. Banking) | 4 | Option To Purchase Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,131 0 owned after | $34.13 exercise price | 2017-06-27 | |
| 2017-06-23 | Evans Jennifer Officer (General Counsel & Corp. Sec.) | 4 | Option To Purchase Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,341 0 owned after | $35.16 exercise price | 2017-06-27 | |
| 2017-06-23 | Evans Jennifer Officer (General Counsel & Corp. Sec.) | 4 | Option To Purchase Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,365 0 owned after | $34.13 exercise price | 2017-06-27 | |
| 2017-06-23 | Case Karen B. Officer (President of CRE Banking) | 4 | Option To Purchase Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,500 0 owned after | $35.16 exercise price | 2017-06-27 | |
| 2017-06-23 | Case Karen B. Officer (President of CRE Banking) | 4 | Option To Purchase Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,595 0 owned after | $34.13 exercise price | 2017-06-27 | |
| 2017-06-23 | Carey Paul E Officer (Principal Accounting Officer) | 4 | Option To Purchase Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,435 0 owned after | $35.16 exercise price | 2017-06-27 | |
| 2017-06-23 | Carey Paul E Officer (Principal Accounting Officer) | 4 | Option To Purchase Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,533 0 owned after | $34.13 exercise price | 2017-06-27 | |
| 2017-06-23 | Ahrens C. Brant Officer (President, Personal Client Ser) | 4 | Option To Purchase Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −17,328 0 owned after | $14.99 exercise price | 2017-06-27 | |
| 2017-06-23 | Ahrens C. Brant Officer (President, Personal Client Ser) | 4 | Option To Purchase Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,015 0 owned after | $14.39 exercise price | 2017-06-27 | |
| 2017-06-23 | Ahrens C. Brant Officer (President, Personal Client Ser) | 4 | Option To Purchase Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −13,876 0 owned after | $17.95 exercise price | 2017-06-27 | |
| 2017-06-23 | Ahrens C. Brant Officer (President, Personal Client Ser) | 4 | Option To Purchase Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,127 0 owned after | $27.94 exercise price | 2017-06-27 | |
| 2017-06-23 | Ahrens C. Brant Officer (President, Personal Client Ser) | 4 | Option To Purchase Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,102 0 owned after | $35.16 exercise price | 2017-06-27 | |
| 2017-06-23 | Ahrens C. Brant Officer (President, Personal Client Ser) | 4 | Option To Purchase Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,212 0 owned after | $34.13 exercise price | 2017-06-27 | |
| 2017-06-23 | Richman Larry D. Director, Officer (President and CEO) | 4 | Option To Purchase Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,508 0 owned after | $35.16 exercise price | 2017-06-27 | |
| 2017-06-23 | Richman Larry D. Director, Officer (President and CEO) | 4 | Option To Purchase Common Stock Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −33,722 0 owned after | $34.13 exercise price | 2017-06-27 | |
| 2017-06-16 | Evans Jennifer Officer (General Counsel & Corp. Sec.) | 4 | Option To Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,900 0 owned after | $13.96 exercise price | 2017-06-16 | |
| 2017-06-16 | Evans Jennifer Officer (General Counsel & Corp. Sec.) | 4 | Option To Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,523 0 owned after | $14.99 exercise price | 2017-06-16 | |
| 2017-06-16 | Evans Jennifer Officer (General Counsel & Corp. Sec.) | 4 | Option To Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,015 0 owned after | $14.39 exercise price | 2017-06-16 | |
| 2017-06-16 | Evans Jennifer Officer (General Counsel & Corp. Sec.) | 4 | Option To Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,148 0 owned after | $17.95 exercise price | 2017-06-16 | |
| 2017-06-16 | Evans Jennifer Officer (General Counsel & Corp. Sec.) | 4 | Option To Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,434 0 owned after | $27.94 exercise price | 2017-06-16 | |
| 2017-06-16 | Case Karen B. Officer (President of CRE Banking) | 4 | Option To Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,440 0 owned after | $14.99 exercise price | 2017-06-16 | |
| 2017-06-16 | Case Karen B. Officer (President of CRE Banking) | 4 | Option To Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,015 0 owned after | $14.39 exercise price | 2017-06-16 | |
| 2017-06-16 | Case Karen B. Officer (President of CRE Banking) | 4 | Option To Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,420 0 owned after | $17.95 exercise price | 2017-06-16 | |
| 2017-06-16 | Case Karen B. Officer (President of CRE Banking) | 4 | Option To Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,638 0 owned after | $27.94 exercise price | 2017-06-16 | |
| 2017-06-15 | Case Karen B. Officer (President of CRE Banking) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −78,125 0 owned after | $26.10 exercise price | 2017-06-15 | |
| 2017-06-12 | Killips Kevin M Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −42,641 0 owned after | $14.30 exercise price | 2017-06-14 | |
| 2017-06-12 | Killips Kevin M Officer (Chief Financial Officer) | 4 | Option To Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −24,547 0 owned after | $14.99 exercise price | 2017-06-14 | |
| 2017-06-12 | Killips Kevin M Officer (Chief Financial Officer) | 4 | Option To Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −23,958 0 owned after | $17.95 exercise price | 2017-06-14 | |
| 2017-06-12 | Killips Kevin M Officer (Chief Financial Officer) | 4 | Option To Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,191 0 owned after | $27.94 exercise price | 2017-06-14 | |
| 2017-06-12 | Van Solkema Kevin Officer (Chief Risk Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −39,062 0 owned after | $36.75 exercise price | 2017-06-14 | |
| 2017-06-12 | Van Solkema Kevin Officer (Chief Risk Officer) | 4 | Option To Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,440 0 owned after | $14.99 exercise price | 2017-06-14 | |
| 2017-06-12 | Van Solkema Kevin Officer (Chief Risk Officer) | 4 | Option To Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,610 0 owned after | $14.39 exercise price | 2017-06-14 | |
| 2017-06-12 | Van Solkema Kevin Officer (Chief Risk Officer) | 4 | Option To Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,830 0 owned after | $17.95 exercise price | 2017-06-14 | |
| 2017-06-12 | Van Solkema Kevin Officer (Chief Risk Officer) | 4 | Option To Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,127 0 owned after | $27.94 exercise price | 2017-06-14 | |
| 2017-06-09 | BOBINS NORMAN Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −62,500 0 owned after | $26.64 exercise price | 2017-06-13 | |
| 2017-06-09 | Lubin Bruce S. Officer (Pres. of IL Commercial Banking) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −78,125 0 owned after | $26.10 exercise price | 2017-06-09 | |
| 2017-06-09 | Lubin Bruce S. Officer (Pres. of IL Commercial Banking) | 4 | Option To Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −23,103 0 owned after | $14.99 exercise price | 2017-06-09 | |
| 2017-06-09 | Lubin Bruce S. Officer (Pres. of IL Commercial Banking) | 4 | Option To Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,562 0 owned after | $17.95 exercise price | 2017-06-09 | |
| 2017-06-09 | Lubin Bruce S. Officer (Pres. of IL Commercial Banking) | 4 | Option To Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,170 0 owned after | $27.94 exercise price | 2017-06-09 | |
| 2017-06-08 | Richman Larry D. Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −234,375 0 owned after | $26.10 exercise price | 2017-06-09 | |
| 2017-06-08 | Richman Larry D. Director, Officer (President and CEO) | 4 | Option To Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −54,305 0 owned after | $17.95 exercise price | 2017-06-09 | |
| 2017-06-08 | Richman Larry D. Director, Officer (President and CEO) | 4 | Option To Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −23,999 0 owned after | $27.94 exercise price | 2017-06-09 | |
| 2017-06-08 | Carey Paul E Officer (Principal Accounting Officer) | 4 | Option To Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,041 0 owned after | $14.39 exercise price | 2017-06-09 | |
| 2017-06-08 | Carey Paul E Officer (Principal Accounting Officer) | 4 | Option To Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,005 0 owned after | $17.95 exercise price | 2017-06-09 | |
| 2017-06-08 | Carey Paul E Officer (Principal Accounting Officer) | 4 | Option To Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,777 0 owned after | $27.94 exercise price | 2017-06-09 | |
| 2017-04-24 | RYBAK WILLIAM R Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $33.73 exercise price | 2017-04-26 | |
| 2017-04-24 | MCKISSACK CHERYL MAYBERRY Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $33.73 exercise price | 2017-04-25 | |
| 2017-04-20 | RABIN EDWARD W Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $33.73 exercise price | 2017-04-24 | |
| 2017-04-20 | SILVA ALEJANDRO Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $33.73 exercise price | 2017-04-24 | |
| 2017-04-17 | GUYETTE JAMES M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $33.73 exercise price | 2017-04-19 |