PRIVATEBANCORP, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 9 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-04-20: Reporting owner COLEMAN ROBERT F; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-04-01: Reporting owner Wiatr Leonard; Form 4; Security Option To Purchase Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-04-01: Reporting owner Lubin Bruce S.; Form 4; Security Option To Purchase Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-04-01: Reporting owner Killips Kevin M; Form 4; Security Option To Purchase Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-04-20 | COLEMAN ROBERT F Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,000 0 owned after | $4.67 exercise price | 2011-04-22 | |
| 2011-04-01 | Wiatr Leonard Officer (Chief Risk Officer) | 4 | Option To Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,440 14,440 owned after | $14.99 | 2011-04-04 | |
| 2011-04-01 | Lubin Bruce S. Officer (Pres. of IL Commercial Banking) | 4 | Option To Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,103 23,103 owned after | $14.99 | 2011-04-04 | |
| 2011-04-01 | Killips Kevin M Officer (Chief Financial Officer) | 4 | Option To Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,547 24,547 owned after | $14.99 | 2011-04-04 | |
| 2011-04-01 | Van Solkema Kevin Officer (Chief Risk Officer) | 4 | Option To Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,440 14,440 owned after | $14.99 | 2011-04-04 | |
| 2011-04-01 | Case Karen B. Officer (President of CRE Banking) | 4 | Option To Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,440 14,440 owned after | $14.99 | 2011-04-04 | |
| 2011-04-01 | Ahrens C. Brant Officer (Strategic Development Officer) | 4 | Option To Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,328 17,328 owned after | $14.99 | 2011-04-04 | |
| 2011-04-01 | Evans Jennifer Officer (General Counsel & Corp. Sec.) | 4 | Option To Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,523 15,523 owned after | $14.99 | 2011-04-04 | |
| 2011-03-03 holding as of filing | Wiatr Leonard Officer (Chief Risk Officer) | 3/A | Option To Purchase Common Stock Derivative · Direct | Holding | $32.13 exercise price | 2011-03-03 |