PRIVATEBANCORP, INC. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 27 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-06-23: Reporting owner Znavor Vicki; Form 4; Security Phantom Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2017-06-23: Reporting owner Van Solkema Kevin; Form 4; Security Phantom Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2017-06-23: Reporting owner Hague Bruce R.; Form 4; Security Phantom Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2017-06-23: Reporting owner Case Karen B.; Form 4; Security Phantom Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-06-23 | Znavor Vicki Officer (Chief Human Resources Officer) | 4 | Phantom Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,084 0 owned after | no price filed | 2017-06-27 | |
| 2017-06-23 | Van Solkema Kevin Officer (Chief Risk Officer) | 4 | Phantom Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,267 0 owned after | no price filed | 2017-06-27 | |
| 2017-06-23 | Hague Bruce R. Officer (Pres. of Natl. Com. Banking) | 4 | Phantom Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,127 0 owned after | no price filed | 2017-06-27 | |
| 2017-06-23 | Case Karen B. Officer (President of CRE Banking) | 4 | Phantom Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −964 0 owned after | no price filed | 2017-06-27 | |
| 2017-06-23 | Carey Paul E Officer (Principal Accounting Officer) | 4 | Phantom Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −606 0 owned after | no price filed | 2017-06-27 | |
| 2017-06-23 | Ahrens C. Brant Officer (President, Personal Client Ser) | 4 | Phantom Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,679 0 owned after | no price filed | 2017-06-27 | |
| 2017-06-23 | SILVA ALEJANDRO Director | 4 | Phantom Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −16,925 0 owned after | no price filed | 2017-06-27 | |
| 2017-06-23 | RABIN EDWARD W Director | 4 | Phantom Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,938 0 owned after | no price filed | 2017-06-27 | |
| 2017-06-23 | NICHOLSON JAMES BRUCE Director | 4 | Phantom Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,575 0 owned after | no price filed | 2017-06-27 | |
| 2017-06-23 | GUYETTE JAMES M Director | 4 | Phantom Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,654 0 owned after | no price filed | 2017-06-27 | |
| 2017-06-23 | Aigotti Diane Director | 4 | Phantom Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −714 0 owned after | no price filed | 2017-06-27 | |
| 2017-06-23 | COLLINS MICHELLE L Director | 4 | Phantom Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −30 0 owned after | no price filed | 2017-06-27 | |
| 2017-03-31 | Znavor Vicki Officer (Chief Human Resources Officer) | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +66 1,084 owned after | $59.37 | 2017-04-04 | |
| 2017-03-31 | Van Solkema Kevin Officer (Chief Risk Officer) | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +244 7,267 owned after | $59.37 | 2017-04-04 | |
| 2017-03-31 | SILVA ALEJANDRO Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3 16,925 owned after | $59.37 | 2017-04-04 | |
| 2017-03-31 | RABIN EDWARD W Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1 4,938 owned after | $59.37 | 2017-04-04 | |
| 2017-03-31 | NICHOLSON JAMES BRUCE Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +202 10,575 owned after | $59.37 | 2017-04-04 | |
| 2017-03-31 | Hague Bruce R. Officer (Pres. of Natl. Com. Banking) | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +254 6,127 owned after | $59.37 | 2017-04-04 | |
| 2017-03-31 | GUYETTE JAMES M Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1 8,654 owned after | $59.37 | 2017-04-04 | |
| 2017-03-31 | COLLINS MICHELLE L Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30 30 owned after | $59.37 | 2017-04-04 | |
| 2017-03-31 | Case Karen B. Officer (President of CRE Banking) | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +0 964 owned after | $59.37 | 2017-04-04 | |
| 2017-03-31 | Carey Paul E Officer (Principal Accounting Officer) | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +0 606 owned after | $59.37 | 2017-04-04 | |
| 2017-03-31 | Aigotti Diane Director | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +207 714 owned after | $59.37 | 2017-04-04 | |
| 2017-03-31 | Ahrens C. Brant Officer (President, Personal Client Ser) | 4 | Phantom Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +0 1,679 owned after | $59.37 | 2017-04-04 | |
| 2017-01-10 | GUYETTE JAMES M Director | 4 | Phantom Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −261 8,652 owned after | no price filed | 2017-01-11 | |
| 2017-01-10 | NICHOLSON JAMES BRUCE Director | 4 | Phantom Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −208 10,372 owned after | no price filed | 2017-01-11 | |
| 2017-01-10 | SILVA ALEJANDRO Director | 4 | Phantom Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −229 16,922 owned after | no price filed | 2017-01-11 |