PRIVATEBANCORP, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 7 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-05-22: Reporting owner MANDELL RALPH B; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-02-22: Reporting owner Wiatr Leonard; Form 4; Security Option To Purchase Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-02-22: Reporting owner Hague Bruce R.; Form 4; Security Option To Purchase Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-02-22: Reporting owner Van Solkema Kevin; Form 4; Security Option To Purchase Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-05-22 | MANDELL RALPH B Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −67,509 0 owned after | $8.87 exercise price | 2012-05-23 | |
| 2012-02-22 | Wiatr Leonard Officer (Chief Risk Officer) | 4 | Option To Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,768 11,768 owned after | $14.39 | 2012-02-24 | |
| 2012-02-22 | Hague Bruce R. Officer (Pres. of Natl. Com. Banking) | 4 | Option To Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,338 25,338 owned after | $14.39 | 2012-02-24 | |
| 2012-02-22 | Van Solkema Kevin Officer (Chief Risk Officer) | 4 | Option To Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,610 16,610 owned after | $14.39 | 2012-02-24 | |
| 2012-02-22 | Evans Jennifer Officer (General Counsel & Corp. Sec.) | 4 | Option To Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,015 15,015 owned after | $14.39 | 2012-02-24 | |
| 2012-02-22 | Case Karen B. Officer (President of CRE Banking) | 4 | Option To Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,015 15,015 owned after | $14.39 | 2012-02-24 | |
| 2012-02-22 | Ahrens C. Brant Officer (Chief Operating Officer) | 4 | Option To Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,015 15,015 owned after | $14.39 | 2012-02-24 |