PRIVATEBANCORP, INC. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 33 rows, 33 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-09-10: Reporting owner GTCR Partners IX, L.P. | GTCR FUND IX/B L P | GTCR GOLDER RAUNER II LLC; Form 4; Security Non-Voting Common Stock; Transaction C Conversion of derivative security.
- 2014-09-10: Reporting owner ROCHE COLLIN E; Form 4; Security Non-Voting Common Stock; Transaction C Conversion of derivative security.
- 2014-09-10: Reporting owner ROCHE COLLIN E; Form 4; Security Non-Voting Common Stock; Transaction C Conversion of derivative security.
- 2014-09-10: Reporting owner ROCHE COLLIN E; Form 4; Security Non-Voting Common Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-09-10 | GTCR Partners IX, L.P. | GTCR FUND IX/B L P | GTCR GOLDER RAUNER II LLC Director | Director | Director | 4 | Non-Voting Common Stock Derivative · Direct | C Conversion of derivative security | −184,591 40,446 owned after | $0.00 | 2014-09-12 | |
| 2014-09-10 | ROCHE COLLIN E Director | 4 | Non-Voting Common Stock Derivative · Indirect · Held by Fund IX/A (as defined) | C Conversion of derivative security | −1,107,077 242,606 owned after | $0.00 | 2014-09-12 | |
| 2014-09-10 | ROCHE COLLIN E Director | 4 | Non-Voting Common Stock Derivative · Indirect · Held by Fund IX/B (as defined) | C Conversion of derivative security | −184,591 40,446 owned after | $0.00 | 2014-09-12 | |
| 2014-09-10 | ROCHE COLLIN E Director | 4 | Non-Voting Common Stock Derivative · Indirect · Held by CO INVEST (as defined) | C Conversion of derivative security | −8,332 1,827 owned after | $0.00 | 2014-09-12 | |
| 2014-09-10 | GTCR FUND IX/A L P | GTCR GOLDER RAUNER II LLC | GTCR Partners IX, L.P. Director | Director | Director | 4 | Non-Voting Common Stock Derivative · Direct | C Conversion of derivative security | −1,107,077 242,606 owned after | $0.00 | 2014-09-12 | |
| 2014-09-10 | GTCR CO INVEST III L P | GTCR GOLDER RAUNER II LLC Director | Director | 4 | Non-Voting Common Stock Derivative · Direct | C Conversion of derivative security | −8,332 1,827 owned after | $0.00 | 2014-09-12 | |
| 2013-05-02 | GTCR Partners IX, L.P. | GTCR FUND IX/A L P | GTCR GOLDER RAUNER II LLC Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Non-Voting Common Stock Derivative · Direct | C Conversion of derivative security | −1,661,499 1,349,683 owned after | $0.00 | 2013-05-06 | |
| 2013-05-02 | ROCHE COLLIN E Director, 10% Owner | 4 | Non-Voting Common Stock Derivative · Indirect · Held by Fund IX/A (as defined) | C Conversion of derivative security | −1,661,499 1,349,683 owned after | $0.00 | 2013-05-06 | |
| 2013-05-02 | ROCHE COLLIN E Director, 10% Owner | 4 | Non-Voting Common Stock Derivative · Indirect · Held by Fund IX/B (as defined) | C Conversion of derivative security | −277,034 225,037 owned after | $0.00 | 2013-05-06 | |
| 2013-05-02 | ROCHE COLLIN E Director, 10% Owner | 4 | Non-Voting Common Stock Derivative · Indirect · Held by CO INVEST (as defined) | C Conversion of derivative security | −12,504 10,159 owned after | $0.00 | 2013-05-06 | |
| 2013-05-02 | GTCR FUND IX/B L P | GTCR Partners IX, L.P. | GTCR GOLDER RAUNER II LLC Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Non-Voting Common Stock Derivative · Direct | C Conversion of derivative security | −277,034 225,037 owned after | $0.00 | 2013-05-06 | |
| 2013-05-02 | GTCR CO INVEST III L P | GTCR GOLDER RAUNER II LLC Director, 10% Owner | Director, 10% Owner | 4 | Non-Voting Common Stock Derivative · Direct | C Conversion of derivative security | −12,504 10,159 owned after | $0.00 | 2013-05-06 | |
| 2009-11-02 | ROCHE COLLIN E Director, 10% Owner | 4 | Non-Voting Common Stock Derivative · Indirect · Held by Fund IX/A (as defined) | P Open market or private purchase of non-derivative or derivative security | +1,349,683 3,011,182 owned after | $0.00 | 2009-11-03 | |
| 2009-11-02 | ROCHE COLLIN E Director, 10% Owner | 4 | Non-Voting Common Stock Derivative · Indirect · Held by Fund IX/B (as defined) | P Open market or private purchase of non-derivative or derivative security | +225,037 502,071 owned after | $0.00 | 2009-11-03 | |
| 2009-11-02 | ROCHE COLLIN E Director, 10% Owner | 4 | Non-Voting Common Stock Derivative · Indirect · Held by CO INVEST (as defined) | P Open market or private purchase of non-derivative or derivative security | +10,159 22,663 owned after | $0.00 | 2009-11-03 | |
| 2009-11-02 | GTCR GOLDER RAUNER II LLC | GTCR CO INVEST III L P Director, 10% Owner | Director, 10% Owner | 4 | Non-Voting Common Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +10,159 22,663 owned after | $0.00 | 2009-11-03 | |
| 2009-11-02 | GTCR GOLDER RAUNER II LLC | GTCR FUND IX/B L P | GTCR Partners IX, L.P. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Non-Voting Common Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +225,037 502,071 owned after | $0.00 | 2009-11-03 | |
| 2009-11-02 | GTCR Partners IX, L.P. | GTCR GOLDER RAUNER II LLC | GTCR FUND IX/A L P Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Non-Voting Common Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,349,683 3,011,182 owned after | $0.00 | 2009-11-03 | |
| 2009-06-17 | GTCR GOLDER RAUNER II LLC | GTCR Partners IX, L.P. | GTCR FUND IX/A L P Director | Director | Director | 4 | Non-Voting Common Stock Derivative · Direct | C Conversion of derivative security | +1,661,499 1,611,499 owned after | $0.00 | 2009-06-18 | |
| 2009-06-17 | ROCHE COLLIN E Director | 4 | Non-Voting Common Stock Derivative · Indirect · Held by Fund IX/A (as defined) | C Conversion of derivative security | +1,661,499 1,661,499 owned after | $0.00 | 2009-06-18 | |
| 2009-06-17 | ROCHE COLLIN E Director | 4 | Non-Voting Common Stock Derivative · Indirect · Held by Fund IX/B (as defined) | C Conversion of derivative security | +277,034 277,034 owned after | $0.00 | 2009-06-18 | |
| 2009-06-17 | ROCHE COLLIN E Director | 4 | Non-Voting Common Stock Derivative · Indirect · Held by CO INVEST (as defined) | C Conversion of derivative security | +12,504 12,504 owned after | $0.00 | 2009-06-18 | |
| 2009-06-17 | GTCR CO INVEST III L P | GTCR GOLDER RAUNER II LLC Director | Director | 4 | Non-Voting Common Stock Derivative · Direct | C Conversion of derivative security | +12,504 12,504 owned after | $0.00 | 2009-06-18 | |
| 2009-06-17 | GTCR GOLDER RAUNER II LLC | GTCR Partners IX, L.P. | GTCR FUND IX/B L P Director | Director | Director | 4 | Non-Voting Common Stock Derivative · Direct | C Conversion of derivative security | +277,034 277,034 owned after | $0.00 | 2009-06-18 | |
| 2008-09-03 | MCLEAN HUGH H Other (former vice chairman) | 4 | Private Bancorp Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −11,224 25,396 owned after | $31.75 | 2008-09-03 | |
| 2008-09-02 | MCLEAN HUGH H Other (former vice chairman) | 4 | Private Bancorp Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −13,776 36,620 owned after | $31.75 | 2008-09-03 | |
| 2008-05-02 | MCLEAN HUGH H Other (former vice chairman) | 4 | Private Bancorp Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −18,587 50,000 owned after | $38.10 | 2008-05-02 | |
| 2008-01-31 holding as of filing | Van Solkema Kevin Officer (Chief Risk Officer) | 3 | No securities beneficially owned as of the date of event. Non-derivative · Direct | Holding | 0 owned after | no price filed | 2008-01-31 | |
| 2007-11-05 holding as of filing | Richman Larry D. Director, Officer (President and CEO) | 3 | No securities beneficially owned as of the date of event Non-derivative · Direct | Holding | 0 owned after | no price filed | 2007-11-05 | |
| 2007-11-05 holding as of filing | Lubin Bruce S. Officer (Pres. of IL Commercial Banking) | 3 | No securities beneficially owned as of the date of event Non-derivative · Direct | Holding | 0 owned after | no price filed | 2007-11-05 | |
| 2007-11-05 holding as of filing | Hague Bruce R. Officer (Pres. of Natl. Com. Banking) | 3 | No securities beneficially owned as of the date of event Non-derivative · Direct | Holding | 0 owned after | no price filed | 2007-11-05 | |
| 2007-11-05 holding as of filing | Case Karen B. Officer (President of CRE Banking) | 3 | No securities beneficially owned as of the date of event Non-derivative · Direct | Holding | 0 owned after | no price filed | 2007-11-05 | |
| 2006-09-12 holding as of filing | ZINSKI CHRISTOPHER J Officer (Gen. Counsel & Corp. Sec.) | 3 | No Securities Owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2006-09-12 |