PRIVATEBANCORP, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 49 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-12-14: Reporting owner MANDELL RALPH B; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-12-11: Reporting owner COLLINS GARY S; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-12-07: Reporting owner Schmitt Brian D; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-12-07: Reporting owner ZINSKI CHRISTOPHER J; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-12-14 | MANDELL RALPH B Director, Officer (Chairman of the Board) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,614 27,614 owned after | $31.94 exercise price | 2007-12-18 | |
| 2007-12-11 | COLLINS GARY S Officer (Vice Chairman & Manag Dir) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,000 0 owned after | $17.23 exercise price | 2007-12-13 | |
| 2007-12-07 | Schmitt Brian D Officer (Chairman/CEO (PB-Atlanta)) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,250 6,250 owned after | $33.15 exercise price | 2007-12-11 | |
| 2007-12-07 | ZINSKI CHRISTOPHER J Officer (Gen. Counsel and Corp. Secty) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +31,250 31,250 owned after | $33.15 exercise price | 2007-12-11 | |
| 2007-11-09 holding as of filing | Steele Jeffrey D. Officer (Manag Dir & Executive VP) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $26.10 exercise price | 2007-11-09 | ||
| 2007-11-09 holding as of filing | Frentzel Robert W. Officer (Manag Dir & Executive VP) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $26.10 exercise price | 2007-11-09 | ||
| 2007-11-09 holding as of filing | Ahrens C. Brant Officer (Manag Dir & Group Senior VP) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $26.10 exercise price | 2007-11-09 | ||
| 2007-11-01 | Schmitt Brian D Officer (Chairman/CEO (PB-Atlanta)) | 4/A | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $26.10 exercise price | 2007-11-09 | |
| 2007-11-01 | Schellhorn Joan Officer (Mg. Dir & Chf Human Res Off) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +44,000 44,000 owned after | $26.10 exercise price | 2007-11-05 | |
| 2007-11-01 | MANDELL RALPH B Director, Officer (Chairman of the Board) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −112,500 112,500 owned after | $26.10 exercise price | 2007-11-05 | |
| 2007-11-01 | Schmitt Brian D Officer (Chairman/CEO (PB-Atlanta)) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $26.10 exercise price | 2007-11-05 | |
| 2007-11-01 | JENSEN RICHARD C Director, Officer (Manag. Dir., (PB St. Louis)) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $26.10 exercise price | 2007-11-05 | |
| 2007-11-01 | Kleinmann Calvin Officer (Chairman/CEO (PB-Kansas City)) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $26.10 exercise price | 2007-11-05 | |
| 2007-11-01 | RUCKSTAETTER JAMES A Officer (Managing Director & CCO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +31,250 31,250 owned after | $26.10 exercise price | 2007-11-05 | |
| 2007-11-01 | Provost David T Officer (Manag. Dir, Chr. & CEO(PB-MI)) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +31,250 31,250 owned after | $26.10 exercise price | 2007-11-05 | |
| 2007-11-01 | KLAESER DENNIS L Officer (Chief Financial Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +62,500 62,500 owned after | $26.10 exercise price | 2007-11-05 | |
| 2007-11-01 | HEAD WALLACE L Officer (Managing Director) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +31,250 31,250 owned after | $26.10 exercise price | 2007-11-05 | |
| 2007-11-01 | ZINSKI CHRISTOPHER J Officer (Gen. Counsel and Corp. Secty) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +31,250 31,250 owned after | $26.10 exercise price | 2007-11-05 | |
| 2007-11-01 | WILLIAMS JOHN B Director, Officer (Managing Director) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +62,500 62,500 owned after | $26.10 exercise price | 2007-11-05 | |
| 2007-11-01 | MCLEAN HUGH H Officer (Vice Chair & Manag. Dir.) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +62,500 62,500 owned after | $26.10 exercise price | 2007-11-05 | |
| 2007-11-01 | COLLINS GARY S Officer (Vice Chairman & Manag Dir) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +62,500 62,500 owned after | $26.10 exercise price | 2007-11-05 | |
| 2007-11-01 | Richman Larry D. Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +375,000 375,000 owned after | $26.10 exercise price | 2007-11-05 | |
| 2007-11-01 | Lubin Bruce S. Officer (Pres. of IL Commercial Banking) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125,000 125,000 owned after | $26.10 exercise price | 2007-11-05 | |
| 2007-11-01 | Hague Bruce R. Officer (Pres. of Natl. Com. Banking) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125,000 125,000 owned after | $26.10 exercise price | 2007-11-05 | |
| 2007-11-01 | Case Karen B. Officer (President of CRE Banking) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125,000 125,000 owned after | $26.10 exercise price | 2007-11-05 | |
| 2007-10-25 holding as of filing | Schellhorn Joan Officer (Mang Dir & Chief HR Officer) | 3 | Stock Option (right to buy) Derivative · Direct | Holding | $34.40 exercise price | 2007-10-25 | ||
| 2007-09-24 | GOLDSTEIN WILLIAM A Director, Officer (Executive Officer) | 4 | Option to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $17.23 exercise price | 2007-09-26 | |
| 2007-09-24 | GOLDSTEIN WILLIAM A Director, Officer (Executive Officer) | 4 | Option to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $26.89 exercise price | 2007-09-26 | |
| 2007-09-24 | GOLDSTEIN WILLIAM A Director, Officer (Executive Officer) | 4 | Option to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $30.59 exercise price | 2007-09-26 | |
| 2007-09-19 | MANDELL RALPH B Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,000 0 owned after | $17.23 exercise price | 2007-09-21 | |
| 2007-08-29 | MCLEAN HUGH H Officer (Vice Chair & Manag. Dir.) | 4 | Option to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +3,000 0 owned after | $4.71 exercise price | 2007-08-29 | |
| 2007-08-29 | MCLEAN HUGH H Officer (Vice Chair & Manag. Dir.) | 4 | Option to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +9,000 0 owned after | $17.23 exercise price | 2007-08-29 | |
| 2007-04-26 | SILVA ALEJANDRO Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $33.73 exercise price | 2007-04-30 | |
| 2007-04-26 | BEAL DONALD L Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $33.73 exercise price | 2007-04-30 | |
| 2007-04-26 | RABIN EDWARD W Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $33.73 exercise price | 2007-04-30 | |
| 2007-04-26 | MCKISSACK CHERYL MAYBERRY Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $33.73 exercise price | 2007-04-30 | |
| 2007-04-26 | DALY PATRICK F Director | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $33.73 exercise price | 2007-04-30 | |
| 2007-04-26 | CASTELLANO WILLIAM A Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $33.73 exercise price | 2007-04-30 | |
| 2007-04-26 | RYBAK WILLIAM R Director | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $33.73 exercise price | 2007-04-30 | |
| 2007-04-26 | PODL WILLIAM J Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $33.73 exercise price | 2007-04-30 | |
| 2007-04-26 | KAYMAN PHILIP M Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $33.73 exercise price | 2007-04-30 | |
| 2007-04-26 | GUYETTE JAMES M Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $33.73 exercise price | 2007-04-30 | |
| 2007-04-26 | COLEMAN ROBERT F Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $33.73 exercise price | 2007-04-30 | |
| 2007-04-26 | GOLDSTEIN WILLIAM A Director, Officer (Executive Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $33.73 exercise price | 2007-04-30 | |
| 2007-04-26 | MANDELL RALPH B Director, Officer (President and CEO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,000 16,000 owned after | $33.73 exercise price | 2007-04-30 | |
| 2007-03-14 | COLEMAN ROBERT F Director | 4 | Option to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +6,480 0 owned after | $3.65 exercise price | 2007-03-14 | |
| 2007-03-02 | MEAGHER THOMAS F Director | 4 | Option to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $17.23 exercise price | 2007-03-02 | |
| 2007-01-24 | MEAGHER THOMAS F Director | 4 | Option to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $6.00 exercise price | 2007-01-26 | |
| 2007-01-18 | KAYMAN PHILIP M Director | 4 | Option to Purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,480 0 owned after | $5.73 exercise price | 2007-01-19 |