OMNOVA SOLUTIONS INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 24 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-11-17: Reporting owner ROTHWELL ALLAN R; Form 4; Security Phantom Shares; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-11-17: Reporting owner DANTONI DAVID J; Form 4; Security Phantom Shares; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-06-21: Reporting owner McMillan Donald B.; Form 4; Security Restricted Share Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-06-21: Reporting owner Falloon Stephen B; Form 4; Security Restricted Share Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-11-17 | ROTHWELL ALLAN R Director | 4 | Phantom Shares Derivative · Indirect · By Plan | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,538 47,819 owned after | $10.60 | 2017-11-20 | |
| 2017-11-17 | DANTONI DAVID J Director | 4 | Phantom Shares Derivative · Indirect · By Plan | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,538 98,112 owned after | $10.60 | 2017-11-20 | |
| 2017-06-21 | McMillan Donald B. Officer (Chief Accounting Officer) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,700 2,700 owned after | $0.00 | 2017-06-23 | |
| 2017-06-21 | Falloon Stephen B Officer (VP and General Manager) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $0.00 | 2017-06-23 | |
| 2017-06-21 | Esposito Frank P JR Officer (Corporate Secretary) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,200 2,200 owned after | $0.00 | 2017-06-23 | |
| 2017-06-21 | Chrisman Charles M Officer (Vice President of Sales) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,300 2,300 owned after | $0.00 | 2017-06-23 | |
| 2017-05-26 | ROTHWELL ALLAN R Director | 4 | Phantom Shares Derivative · Indirect · By Plan | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,360 44,281 owned after | $8.60 | 2017-05-31 | |
| 2017-05-26 | DANTONI DAVID J Director | 4 | Phantom Shares Derivative · Indirect · By Plan | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,360 94,574 owned after | $8.60 | 2017-05-31 | |
| 2017-03-21 | MITAROTONDA JAMES A Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,956 31,728 owned after | $0.00 | 2017-03-23 | |
| 2017-03-21 | STEFANKO ROBERT A Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,956 80,785 owned after | $0.00 | 2017-03-23 | |
| 2017-03-21 | SEELBACH WILLIAM R Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,956 80,785 owned after | $0.00 | 2017-03-23 | |
| 2017-03-21 | ROTHWELL ALLAN R Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,956 65,979 owned after | $0.00 | 2017-03-23 | |
| 2017-03-21 | Porcellato Larry B Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,956 76,554 owned after | $0.00 | 2017-03-23 | |
| 2017-03-21 | PERCY STEVEN W Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,956 80,785 owned after | $0.00 | 2017-03-23 | |
| 2017-03-21 | MERRIMAN MICHAEL J Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,956 78,571 owned after | $0.00 | 2017-03-23 | |
| 2017-03-21 | GINGO JOSEPH M Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,956 31,728 owned after | $0.00 | 2017-03-23 | |
| 2017-03-21 | Giesselman Janet Plaut Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,956 31,728 owned after | $0.00 | 2017-03-23 | |
| 2017-03-21 | DANTONI DAVID J Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,956 80,785 owned after | $0.00 | 2017-03-23 | |
| 2017-02-09 | DeSantis Paul F Officer (SVP Chief Financial Officer) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,700 16,700 owned after | $0.00 | 2017-02-13 | |
| 2017-02-09 | Austin Jay T Officer (SVP Global Ops & Supply Chain) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,300 11,300 owned after | $0.00 | 2017-02-13 | |
| 2017-02-09 | LEMAY JAMES C Officer (SVP Corp Dev Gen Counsel) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,900 13,900 owned after | $0.00 | 2017-02-13 | |
| 2017-02-09 | Moore Marshall D Officer (SVP, Chief Technology Officer) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,400 10,400 owned after | $0.00 | 2017-02-13 | |
| 2017-02-09 | Quinn Michael A Officer (SVP Chief HR Officer) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,900 10,900 owned after | $0.00 | 2017-02-13 | |
| 2017-02-09 | Noonan Anne P Officer (President & CEO) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,900 50,900 owned after | $0.00 | 2017-02-13 |