OMNOVA SOLUTIONS INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-11-21: Reporting owner DANTONI DAVID J; Form 4; Security Phantom Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-11-21: Reporting owner ROTHWELL ALLAN R; Form 4; Security Phantom Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-05-23: Reporting owner ROTHWELL ALLAN R; Form 4; Security Phantom Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-05-23: Reporting owner DANTONI DAVID J; Form 4; Security Phantom Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-11-21 | DANTONI DAVID J Director | 4 | Phantom Stock Derivative · Indirect · By Plan | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,354 74,155 owned after | $6.89 | 2014-11-24 | |
| 2014-11-21 | ROTHWELL ALLAN R Director | 4 | Phantom Stock Derivative · Indirect · By Plan | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,354 23,862 owned after | $6.89 | 2014-11-24 | |
| 2014-05-23 | ROTHWELL ALLAN R Director | 4 | Phantom Stock Derivative · Indirect · By Plan | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,175 19,507 owned after | $9.45 | 2014-05-27 | |
| 2014-05-23 | DANTONI DAVID J Director | 4 | Phantom Stock Derivative · Indirect · By Plan | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,175 69,801 owned after | $9.45 | 2014-05-27 |