OMNOVA SOLUTIONS INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 27 rows in 2020. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2020-04-01: Reporting owner SEELBACH WILLIAM R; Form 4; Security Restricted Share Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2020-04-01: Reporting owner SEELBACH WILLIAM R; Form 4; Security Phantom Shares; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2020-04-01: Reporting owner ROTHWELL ALLAN R; Form 4; Security Restricted Share Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2020-04-01: Reporting owner ROTHWELL ALLAN R; Form 4; Security Phantom Shares; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2020-04-01 | SEELBACH WILLIAM R Director | 4 | Restricted Share Units Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,451 0 owned after | $10.15 | 2020-04-01 | |
| 2020-04-01 | SEELBACH WILLIAM R Director | 4 | Phantom Shares Derivative · Indirect · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,869 0 owned after | $10.15 | 2020-04-01 | |
| 2020-04-01 | ROTHWELL ALLAN R Director | 4 | Restricted Share Units Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −85,645 0 owned after | $10.15 | 2020-04-01 | |
| 2020-04-01 | ROTHWELL ALLAN R Director | 4 | Phantom Shares Derivative · Indirect · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −47,819 0 owned after | $10.15 | 2020-04-01 | |
| 2020-04-01 | Quinn Michael A Officer (SVP; Chief HR Officer) | 4 | Restricted Share Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −24,100 0 owned after | $10.15 | 2020-04-01 | |
| 2020-04-01 | Porcellato Larry B Director | 4 | Restricted Share Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −96,220 0 owned after | $10.15 | 2020-04-01 | |
| 2020-04-01 | PERCY STEVEN W Director | 4 | Restricted Share Units Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,451 0 owned after | $10.15 | 2020-04-01 | |
| 2020-04-01 | PERCY STEVEN W Director | 4 | Phantom Shares Derivative · Indirect · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −69,575 0 owned after | $10.15 | 2020-04-01 | |
| 2020-04-01 | Noonan Anne P Officer (President & CEO) | 4 | Restricted Share Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −126,500 0 owned after | $10.15 | 2020-04-01 | |
| 2020-04-01 | Moore Marshall D Officer (CTO and SVP, Operations) | 4 | Restricted Share Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,900 0 owned after | $10.15 | 2020-04-01 | |
| 2020-04-01 | MITAROTONDA JAMES A Director | 4 | Phantom Shares Derivative · Indirect · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,850 0 owned after | $10.15 | 2020-04-01 | |
| 2020-04-01 | MITAROTONDA JAMES A Director | 4 | Restricted Share Units Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −51,394 0 owned after | $10.15 | 2020-04-01 | |
| 2020-04-01 | MERRIMAN MICHAEL J Director | 4 | Restricted Share Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −98,237 0 owned after | $10.15 | 2020-04-01 | |
| 2020-04-01 | McMillan Donald B. Officer (Chief Accounting Officer) | 4 | Restricted Share Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,600 0 owned after | $10.15 | 2020-04-01 | |
| 2020-04-01 | LEMAY JAMES C Officer (SVP, Corp Dev; Gen Counsel) | 4 | Restricted Share Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −30,300 0 owned after | $10.15 | 2020-04-01 | |
| 2020-04-01 | Higgin Andrew Officer (VP, Global Sales) | 4 | Restricted Share Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,635 0 owned after | $10.15 | 2020-04-01 | |
| 2020-04-01 | GINGO JOSEPH M Director | 4 | Restricted Share Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −51,394 0 owned after | $10.15 | 2020-04-01 | |
| 2020-04-01 | Giesselman Janet Plaut Director | 4 | Restricted Share Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −51,394 0 owned after | $10.15 | 2020-04-01 | |
| 2020-04-01 | Esposito Frank P JR Officer (Corporate Secretary) | 4 | Restricted Share Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,300 0 owned after | $10.15 | 2020-04-01 | |
| 2020-04-01 | DeSantis Paul F Officer (SVP, CFO; Treasurer) | 4 | Restricted Share Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −39,600 0 owned after | $10.15 | 2020-04-01 | |
| 2020-04-01 | DANTONI DAVID J Director | 4 | Phantom Shares Derivative · Indirect · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −116,003 0 owned after | $10.15 | 2020-04-01 | |
| 2020-04-01 | DANTONI DAVID J Director | 4 | Restricted Share Units Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,451 0 owned after | $10.15 | 2020-04-01 | |
| 2020-02-09 | Quinn Michael A Officer (SVP; Chief HR Officer) | 4 | Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,900 24,100 owned after | $0.00 | 2020-02-10 | |
| 2020-02-09 | Moore Marshall D Officer (CTO and SVP, Operations) | 4 | Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,400 25,900 owned after | $0.00 | 2020-02-10 | |
| 2020-02-09 | Noonan Anne P Officer (President & CEO) | 4 | Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,900 126,500 owned after | $0.00 | 2020-02-10 | |
| 2020-02-09 | LEMAY JAMES C Officer (SVP, Corp Dev; Gen Counsel) | 4 | Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,900 30,300 owned after | $0.00 | 2020-02-10 | |
| 2020-02-09 | DeSantis Paul F Officer (SVP, CFO; Treasurer) | 4 | Restricted Share Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,700 39,600 owned after | $0.00 | 2020-02-10 |