OMNOVA SOLUTIONS INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-11-11: Reporting owner DANTONI DAVID J; Form 4; Security Phantom Shares; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-11-11: Reporting owner ROTHWELL ALLAN R; Form 4; Security Phantom Shares; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-05-20: Reporting owner ROTHWELL ALLAN R; Form 4; Security Phantom Shares; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-05-20: Reporting owner DANTONI DAVID J; Form 4; Security Phantom Shares; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-11-11 | DANTONI DAVID J Director | 4 | Phantom Shares Derivative · Indirect · By Plan | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,448 90,214 owned after | $8.70 | 2016-11-16 | |
| 2016-11-11 | ROTHWELL ALLAN R Director | 4 | Phantom Shares Derivative · Indirect · By Plan | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,448 39,921 owned after | $8.70 | 2016-11-16 | |
| 2016-05-20 | ROTHWELL ALLAN R Director | 4 | Phantom Shares Derivative · Indirect · By Plan | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,525 36,473 owned after | $6.63 | 2016-05-23 | |
| 2016-05-20 | DANTONI DAVID J Director | 4 | Phantom Shares Derivative · Indirect · By Plan | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,525 86,766 owned after | $6.63 | 2016-05-23 |