OMNOVA SOLUTIONS INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-11-20: Reporting owner ROTHWELL ALLAN R; Form 4; Security Phantom Shares; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-11-20: Reporting owner DANTONI DAVID J; Form 4; Security Phantom Shares; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-05-22: Reporting owner ROTHWELL ALLAN R; Form 4; Security Phantom Shares; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-05-22: Reporting owner DANTONI DAVID J; Form 4; Security Phantom Shares; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-11-20 | ROTHWELL ALLAN R Director | 4 | Phantom Shares Derivative · Indirect · By Plan | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,190 31,948 owned after | $7.16 | 2015-11-23 | |
| 2015-11-20 | DANTONI DAVID J Director | 4 | Phantom Shares Derivative · Indirect · By Plan | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,190 82,241 owned after | $7.16 | 2015-11-23 | |
| 2015-05-22 | ROTHWELL ALLAN R Director | 4 | Phantom Shares Derivative · Indirect · By Plan | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,896 27,758 owned after | $7.70 | 2015-05-26 | |
| 2015-05-22 | DANTONI DAVID J Director | 4 | Phantom Shares Derivative · Indirect · By Plan | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,896 78,051 owned after | $7.70 | 2015-05-26 |