OMNOVA SOLUTIONS INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-11-16: Reporting owner ROTHWELL ALLAN R; Form 4; Security Phantom Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-11-16: Reporting owner DANTONI DAVID J; Form 4; Security Phantom Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-05-18: Reporting owner ROTHWELL ALLAN R; Form 4; Security Phantom Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-05-18: Reporting owner DANTONI DAVID J; Form 4; Security Phantom Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-11-16 | ROTHWELL ALLAN R Director | 4 | Phantom Stock Derivative · Indirect · By Plan | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,900 16,333 owned after | $6.41 | 2012-11-19 | |
| 2012-11-16 | DANTONI DAVID J Director | 4 | Phantom Stock Derivative · Indirect · By Plan | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,900 60,258 owned after | $6.41 | 2012-11-19 | |
| 2012-05-18 | ROTHWELL ALLAN R Director | 4 | Phantom Stock Derivative · Indirect · By Plan | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,698 12,433 owned after | $6.76 | 2012-05-21 | |
| 2012-05-18 | DANTONI DAVID J Director | 4 | Phantom Stock Derivative · Indirect · By Plan | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,698 56,358 owned after | $6.76 | 2012-05-21 |