OMNOVA SOLUTIONS INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 20 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-11-16: Reporting owner DANTONI DAVID J; Form 4; Security Phantom Shares; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2018-06-25: Reporting owner Falloon Stephen B; Form 4; Security Restricted Share Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2018-06-25: Reporting owner McMillan Donald B.; Form 4; Security Restricted Share Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2018-06-25: Reporting owner Chrisman Charles M; Form 4; Security Restricted Share Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-11-16 | DANTONI DAVID J Director | 4 | Phantom Shares Derivative · Indirect · By Plan | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,417 106,152 owned after | $8.49 | 2018-11-19 | |
| 2018-06-25 | Falloon Stephen B Officer (General Manager, CAST) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,500 7,500 owned after | $0.00 | 2018-06-26 | |
| 2018-06-25 | McMillan Donald B. Officer (Chief Accounting Officer) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,200 4,900 owned after | $0.00 | 2018-06-26 | |
| 2018-06-25 | Chrisman Charles M Officer (Vice President of Sales) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 7,300 owned after | $0.00 | 2018-06-26 | |
| 2018-06-25 | Esposito Frank P JR Officer (Corporate Secretary) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,600 3,800 owned after | $0.00 | 2018-06-26 | |
| 2018-05-25 | DANTONI DAVID J Director | 4 | Phantom Shares Derivative · Indirect · By Plan | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,623 101,735 owned after | $0.00 | 2018-05-29 | |
| 2018-03-22 | MITAROTONDA JAMES A Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,555 40,283 owned after | $0.00 | 2018-03-26 | |
| 2018-03-22 | Giesselman Janet Plaut Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,555 40,283 owned after | $0.00 | 2018-03-26 | |
| 2018-03-22 | ROTHWELL ALLAN R Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,555 74,534 owned after | $0.00 | 2018-03-26 | |
| 2018-03-22 | SEELBACH WILLIAM R Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,555 89,340 owned after | $0.00 | 2018-03-26 | |
| 2018-03-22 | PERCY STEVEN W Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,555 89,340 owned after | $0.00 | 2018-03-26 | |
| 2018-03-22 | GINGO JOSEPH M Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,555 40,283 owned after | $0.00 | 2018-03-26 | |
| 2018-03-22 | MERRIMAN MICHAEL J Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,555 87,126 owned after | $0.00 | 2018-03-26 | |
| 2018-03-22 | Porcellato Larry B Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,555 85,109 owned after | $0.00 | 2018-03-26 | |
| 2018-03-22 | DANTONI DAVID J Director | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,555 89,340 owned after | $0.00 | 2018-03-26 | |
| 2018-01-17 | LEMAY JAMES C Officer (SVP, Corp Dev; Gen Counsel) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,300 27,200 owned after | $0.00 | 2018-01-19 | |
| 2018-01-17 | Quinn Michael A Officer (SVP Chief HR Officer) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,500 21,400 owned after | $0.00 | 2018-01-19 | |
| 2018-01-17 | Noonan Anne P Officer (President & CEO) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +52,400 103,300 owned after | $0.00 | 2018-01-19 | |
| 2018-01-17 | Moore Marshall D Officer (CTO and SVP, Operations) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,000 21,400 owned after | $0.00 | 2018-01-19 | |
| 2018-01-17 | DeSantis Paul F Officer (SVP, CFO; Treasurer) | 4 | Restricted Share Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,900 32,600 owned after | $0.00 | 2018-01-19 |