OMNOVA SOLUTIONS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 39 rows, 39 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-01-21: Reporting owner PERCY STEVEN W; Form 4; Security Stock Options (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-11-20: Reporting owner SEELBACH WILLIAM R; Form 4; Security Stock Options (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-03-24: Reporting owner SEELBACH WILLIAM R; Form 4; Security Stock Options (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-02-18: Reporting owner PERCY STEVEN W; Form 4; Security Stock Options (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-01-21 | PERCY STEVEN W Director | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $4.70 exercise price | 2015-01-23 | |
| 2014-11-20 | SEELBACH WILLIAM R Director | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $4.70 exercise price | 2014-11-21 | |
| 2014-03-24 | SEELBACH WILLIAM R Director | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $5.09 exercise price | 2014-03-25 | |
| 2014-02-18 | PERCY STEVEN W Director | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $5.09 exercise price | 2014-02-19 | |
| 2014-01-29 | MCMULLEN KEVIN M Director, Officer (Chairman of Board & CEO & Pres) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 0 owned after | $5.90 exercise price | 2014-01-30 | |
| 2013-12-02 | DANTONI DAVID J Director | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $5.09 exercise price | 2013-12-04 | |
| 2013-12-02 | DANTONI DAVID J Director | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $4.70 exercise price | 2013-12-04 | |
| 2013-04-03 | SEELBACH WILLIAM R Director | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $3.14 exercise price | 2013-04-04 | |
| 2013-04-03 | PERCY STEVEN W Director | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 2,500 owned after | $3.14 exercise price | 2013-04-04 | |
| 2012-07-27 | HICKS MICHAEL E Officer (Sr VP Chief Financial Officer) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,175 0 owned after | $4.15 exercise price | 2012-07-30 | |
| 2012-07-26 | HICKS MICHAEL E Officer (Sr VP Chief Financial Officer) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,230 22,175 owned after | $4.15 exercise price | 2012-07-27 | |
| 2012-07-25 | HICKS MICHAEL E Officer (Sr VP Chief Financial Officer) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 34,405 owned after | $4.15 exercise price | 2012-07-27 | |
| 2012-07-09 | HICKS MICHAEL E Officer (Sr VP Chief Financial Officer) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −595 44,405 owned after | $4.15 exercise price | 2012-07-11 | |
| 2012-07-03 | HOHMAN JAMES J Officer (VP; Pres Performance Chemicals) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,600 0 owned after | $4.15 exercise price | 2012-07-03 | |
| 2012-07-03 | MCMULLEN KEVIN M Director, Officer (Chairman of Board & CEO & Pres) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,123 0 owned after | $4.15 exercise price | 2012-07-03 | |
| 2012-07-02 | HOHMAN JAMES J Officer (VP; Pres Performance Chemicals) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,400 12,600 owned after | $4.15 exercise price | 2012-07-03 | |
| 2012-04-30 | MCMULLEN KEVIN M Director, Officer (Chairman of Board & CEO & Pres) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −77,050 19,123 owned after | $4.15 exercise price | 2012-05-01 | |
| 2012-04-27 | MCMULLEN KEVIN M Director, Officer (Chairman of Board & CEO & Pres) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −23,827 96,173 owned after | $4.15 exercise price | 2012-05-01 | |
| 2012-04-25 | HOHMAN JAMES J Officer (VP; Pres Performance Chemicals) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 15,000 owned after | $4.15 exercise price | 2012-04-26 | |
| 2012-04-20 | HOHMAN JAMES J Officer (VP; Pres Performance Chemicals) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 30,000 owned after | $4.15 exercise price | 2012-04-23 | |
| 2012-04-10 | WENGER DOUGLAS E Officer (Sr VP & Chief Info Officer) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $4.15 exercise price | 2012-04-11 | |
| 2012-03-23 | MCMULLEN KEVIN M Director, Officer (Chairman of Board & CEO & Pres) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −120,000 120,000 owned after | $4.15 exercise price | 2012-03-26 | |
| 2012-02-09 holding as of filing | Maynard David H Other (President Decorative Products) | 3 | Stock Options (Right to Buy) Derivative · Direct | Holding | $8.20 exercise price | 2012-02-09 | ||
| 2011-05-31 | MCMULLEN KEVIN M Director, Officer (Chairman of Board & CEO & Pres) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,113 107,500 owned after | $8.20 exercise price | 2011-06-01 | |
| 2011-05-02 | MCMULLEN KEVIN M Director, Officer (Chairman of Board & CEO & Pres) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −77,387 137,613 owned after | $8.20 exercise price | 2011-05-04 | |
| 2011-04-21 | LEMAY JAMES C Officer (Sr VP Bus Dev Gen Counsel) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −45,000 0 owned after | $4.15 exercise price | 2011-04-22 | |
| 2011-03-28 | COLEMAN ROBERT H Other (President, Decorative Products) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,500 0 owned after | $4.10 exercise price | 2011-03-29 | |
| 2011-03-25 | PERCY STEVEN W Director | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $6.58 exercise price | 2011-03-28 | |
| 2011-01-26 | HICKS MICHAEL E Officer (Sr VP Chief Financial Officer) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,000 0 owned after | $6.50 exercise price | 2011-01-28 | |
| 2011-01-26 | HOHMAN JAMES J Officer (VP; Pres Performance Chemicals) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,000 0 owned after | $6.50 exercise price | 2011-01-27 | |
| 2011-01-25 | LEMAY JAMES C Officer (Sr VP Bus Dev Gen Counsel) | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,000 0 owned after | $6.50 exercise price | 2011-01-27 | |
| 2011-01-25 holding as of filing | WENGER DOUGLAS E Officer (Sr VP & Chief Info Officer) | 4 | Stock Options (Right to Buy) Derivative · Direct | Holding | 0 owned after | $5.61 exercise price | 2011-01-25 | |
| 2010-03-16 | PERCY STEVEN W Director | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +2,500 0 owned after | $5.88 exercise price | 2010-03-18 | |
| 2006-04-03 | MCGARRY DIANE E Director | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −625 0 owned after | $3.14 exercise price | 2006-04-03 | |
| 2006-03-24 | MCGARRY DIANE E Director | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,875 625 owned after | $3.14 exercise price | 2006-03-28 | |
| 2006-03-24 | MCGARRY DIANE E Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,250 1,250 owned after | $4.70 exercise price | 2006-03-28 | |
| 2006-01-31 | TROY GREGORY T Officer (Senior VP Human Resources) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,000 0 owned after | $6.50 exercise price | 2006-02-01 | |
| 2006-01-31 | TROY GREGORY T Officer (Senior VP Human Resources) | 4 | Employee Stock Option(right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −35,000 0 owned after | $4.15 exercise price | 2006-02-01 | |
| 2006-01-31 | HOHMAN JAMES J Officer (VP; Pres Performance Chemicals) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $5.84 exercise price | 2006-02-01 |