Nano Magic Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 33 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-11-04: Reporting owner Westerman Howard G JR; Form 4; Security Stock Option-Rt to Buy; Transaction Holding.
- 2013-11-04: Reporting owner RONSTADT ROBERT; Form 4; Security Stock Option-Rt to Buy; Transaction Holding.
- 2013-11-04: Reporting owner ROCHELEAU PAUL F; Form 4; Security Stock Option-Rt to Buy; Transaction Holding.
- 2013-11-04: Reporting owner Li Xin D; Form 4; Security Stock Option-Rt to Buy; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-11-04 holding as of filing | Westerman Howard G JR Director | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 177,500 owned after | no price filed | 2013-11-04 | |
| 2013-11-04 holding as of filing | RONSTADT ROBERT Director | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 347,500 owned after | no price filed | 2013-11-04 | |
| 2013-11-04 holding as of filing | ROCHELEAU PAUL F Director | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 187,500 owned after | no price filed | 2013-11-04 | |
| 2013-11-04 holding as of filing | Li Xin D Director | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 98,750 owned after | no price filed | 2013-11-04 | |
| 2013-11-04 holding as of filing | BERMAN RONALD J Director | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 137,500 owned after | no price filed | 2013-11-04 | |
| 2013-10-31 | Westerman Howard G JR Director | 4 | Stock Option-Rt to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 190,000 owned after | $0.08 exercise price | 2013-11-04 | |
| 2013-10-31 | Westerman Howard G JR Director | 4 | Stock Option-Rt to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 202,500 owned after | $0.05 exercise price | 2013-11-04 | |
| 2013-10-31 | RONSTADT ROBERT Director | 4 | Stock Option-Rt to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 360,000 owned after | $0.08 exercise price | 2013-11-04 | |
| 2013-10-31 | RONSTADT ROBERT Director | 4 | Stock Option-Rt to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 372,500 owned after | $0.05 exercise price | 2013-11-04 | |
| 2013-10-31 | ROCHELEAU PAUL F Director | 4 | Stock Option-Rt to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 200,000 owned after | $0.08 exercise price | 2013-11-04 | |
| 2013-10-31 | ROCHELEAU PAUL F Director | 4 | Stock Option-Rt to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 212,500 owned after | $0.05 exercise price | 2013-11-04 | |
| 2013-10-31 | Li Xin D Director | 4 | Stock Option-Rt to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 111,250 owned after | $0.08 exercise price | 2013-11-04 | |
| 2013-10-31 | Li Xin D Director | 4 | Stock Option-Rt to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 123,750 owned after | $0.05 exercise price | 2013-11-04 | |
| 2013-10-31 | BERMAN RONALD J Director | 4 | Stock Option-Rt to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 150,000 owned after | $0.08 exercise price | 2013-11-04 | |
| 2013-10-31 | BERMAN RONALD J Director | 4 | Stock Option-Rt to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 162,500 owned after | $0.05 exercise price | 2013-11-04 | |
| 2013-05-02 holding as of filing | Westerman Howard G JR Director | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 127,500 owned after | no price filed | 2013-05-02 | |
| 2013-05-02 holding as of filing | RONSTADT ROBERT Director | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 322,500 owned after | no price filed | 2013-05-02 | |
| 2013-05-02 holding as of filing | ROCHELEAU PAUL F Director | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 137,500 owned after | no price filed | 2013-05-02 | |
| 2013-05-02 holding as of filing | Li Xin D Director | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 48,750 owned after | no price filed | 2013-05-02 | |
| 2013-05-02 holding as of filing | Bramlett Tracy K Director | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 127,500 owned after | no price filed | 2013-05-02 | |
| 2013-05-02 holding as of filing | BERMAN RONALD J Director | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 87,500 owned after | no price filed | 2013-05-02 | |
| 2013-04-30 | Westerman Howard G JR Director | 4 | Stock Option-Rt to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,500 165,000 owned after | $0.18 exercise price | 2013-05-02 | |
| 2013-04-30 | Westerman Howard G JR Director | 4 | Stock Option-Rt to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 177,500 owned after | $0.09 exercise price | 2013-05-02 | |
| 2013-04-30 | RONSTADT ROBERT Director | 4 | Stock Option-Rt to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,500 360,000 owned after | $0.18 exercise price | 2013-05-02 | |
| 2013-04-30 | RONSTADT ROBERT Director | 4 | Stock Option-Rt to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 372,500 owned after | $0.09 exercise price | 2013-05-02 | |
| 2013-04-30 | ROCHELEAU PAUL F Director | 4 | Stock Option-Rt to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,500 175,000 owned after | $0.18 exercise price | 2013-05-02 | |
| 2013-04-30 | ROCHELEAU PAUL F Director | 4 | Stock Option-Rt to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 187,500 owned after | $0.09 exercise price | 2013-05-02 | |
| 2013-04-30 | Li Xin D Director | 4 | Stock Option-Rt to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,500 86,250 owned after | $0.18 exercise price | 2013-05-02 | |
| 2013-04-30 | Li Xin D Director | 4 | Stock Option-Rt to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 98,750 owned after | $0.09 exercise price | 2013-05-02 | |
| 2013-04-30 | Bramlett Tracy K Director | 4 | Stock Option-Rt to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,500 165,000 owned after | $0.18 exercise price | 2013-05-02 | |
| 2013-04-30 | Bramlett Tracy K Director | 4 | Stock Option-Rt to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 177,500 owned after | $0.09 exercise price | 2013-05-02 | |
| 2013-04-30 | BERMAN RONALD J Director | 4 | Stock Option-Rt to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,500 125,000 owned after | $0.18 exercise price | 2013-05-02 | |
| 2013-04-30 | BERMAN RONALD J Director | 4 | Stock Option-Rt to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 137,500 owned after | $0.09 exercise price | 2013-05-02 |