Nano Magic Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 14 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-08-18: Reporting owner Soptick Jacqueline M; Form 3; Security Common Stock Options; Transaction Holding.
- 2014-08-05: Reporting owner BAKER DOUGLAS P; Form 4; Security Stock Option-Rt to Buy; Transaction Holding.
- 2014-03-25: Reporting owner Westerman Howard G JR; Form 4; Security Stock Option-Rt to Buy; Transaction Holding.
- 2014-03-25: Reporting owner Westerman Howard G JR; Form 4; Security Stock Option-Rt to Buy; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-08-18 holding as of filing | Soptick Jacqueline M Officer (Chief Accounting Officer) | 3 | Common Stock Options Derivative · Direct | Holding | no price filed | 2014-08-18 | ||
| 2014-08-05 holding as of filing | BAKER DOUGLAS P Director, Officer (Former CFO) | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 786,100 owned after | no price filed | 2014-08-05 | |
| 2014-03-25 holding as of filing | Westerman Howard G JR Director | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 177,500 owned after | no price filed | 2014-03-25 | |
| 2014-03-25 holding as of filing | Westerman Howard G JR Director | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 190,000 owned after | $0.08 exercise price | 2014-03-25 | |
| 2014-03-25 holding as of filing | Westerman Howard G JR Director | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 202,500 owned after | $0.05 exercise price | 2014-03-25 | |
| 2014-03-25 holding as of filing | RONSTADT ROBERT Director | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 347,500 owned after | no price filed | 2014-03-25 | |
| 2014-03-25 holding as of filing | RONSTADT ROBERT Director | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 360,000 owned after | $0.08 exercise price | 2014-03-25 | |
| 2014-03-25 holding as of filing | RONSTADT ROBERT Director | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 372,500 owned after | $0.05 exercise price | 2014-03-25 | |
| 2014-03-25 holding as of filing | ROCHELEAU PAUL F Director | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 187,500 owned after | no price filed | 2014-03-25 | |
| 2014-03-25 holding as of filing | ROCHELEAU PAUL F Director | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 200,000 owned after | $0.08 exercise price | 2014-03-25 | |
| 2014-03-25 holding as of filing | ROCHELEAU PAUL F Director | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 212,500 owned after | $0.05 exercise price | 2014-03-25 | |
| 2014-03-25 holding as of filing | BERMAN RONALD J Director | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 137,500 owned after | no price filed | 2014-03-25 | |
| 2014-03-25 holding as of filing | BERMAN RONALD J Director | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 150,000 owned after | $0.08 exercise price | 2014-03-25 | |
| 2014-03-25 holding as of filing | BERMAN RONALD J Director | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 162,500 owned after | $0.05 exercise price | 2014-03-25 |