Nano Magic Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 46 rows in 2008. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-12-31: Reporting owner YANIV ZVI; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-12-31: Reporting owner Fink Richard Lee; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-12-31: Reporting owner Bijou Thomas F; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-12-31: Reporting owner BAKER DOUGLAS P; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-12-31 | YANIV ZVI Director, Officer (Chief Operating Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 1,160,000 owned after | $0.28 exercise price | 2009-01-02 | |
| 2008-12-31 | Fink Richard Lee Officer (Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 233,724 owned after | $0.28 exercise price | 2009-01-02 | |
| 2008-12-31 | Bijou Thomas F Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 1,000,000 owned after | $0.28 exercise price | 2009-01-02 | |
| 2008-12-31 | BAKER DOUGLAS P Director, Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +62,500 943,000 owned after | $0.28 exercise price | 2009-01-02 | |
| 2008-10-09 holding as of filing | Bijou Thomas F Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 200,000 owned after | $1.19 exercise price | 2008-10-09 | |
| 2008-10-09 holding as of filing | Bijou Thomas F Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 560,000 owned after | $1.19 exercise price | 2008-10-09 | |
| 2008-10-09 holding as of filing | Bijou Thomas F Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 760,000 owned after | $1.19 exercise price | 2008-10-09 | |
| 2008-10-09 holding as of filing | Bijou Thomas F Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 1,000,000 owned after | $1.19 exercise price | 2008-10-09 | |
| 2008-10-06 | Bijou Thomas F Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −200,000 360,000 owned after | $1.19 exercise price | 2008-10-09 | |
| 2008-10-06 | Bijou Thomas F Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 560,000 owned after | $0.75 exercise price | 2008-10-09 | |
| 2008-08-04 holding as of filing | RONSTADT ROBERT Director | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 25,000 owned after | $0.96 exercise price | 2008-08-04 | |
| 2008-08-04 holding as of filing | RONSTADT ROBERT Director | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 75,000 owned after | $1.68 exercise price | 2008-08-04 | |
| 2008-08-04 holding as of filing | RONSTADT ROBERT Director | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 125,000 owned after | $2.12 exercise price | 2008-08-04 | |
| 2008-08-04 holding as of filing | RONSTADT ROBERT Director | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 175,000 owned after | $1.39 exercise price | 2008-08-04 | |
| 2008-08-04 holding as of filing | LAMB BRADFORD S Director | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 29,167 owned after | $0.94 exercise price | 2008-08-04 | |
| 2008-08-04 holding as of filing | BERMAN RONALD J Director | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 545,000 owned after | no price filed | 2008-08-04 | |
| 2008-07-22 | BERMAN RONALD J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 545,000 owned after | $0.25 exercise price | 2008-07-23 | |
| 2008-06-12 holding as of filing | Bijou Thomas F Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 200,000 owned after | $1.19 exercise price | 2008-06-12 | |
| 2008-06-12 holding as of filing | Bijou Thomas F Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 560,000 owned after | $1.19 exercise price | 2008-06-12 | |
| 2008-06-12 holding as of filing | Bijou Thomas F Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 760,000 owned after | $1.19 exercise price | 2008-06-12 | |
| 2008-06-12 holding as of filing | Bijou Thomas F Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 1,000,000 owned after | $1.19 exercise price | 2008-06-12 | |
| 2008-05-02 holding as of filing | RONSTADT ROBERT Director | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 25,000 owned after | $0.96 exercise price | 2008-05-02 | |
| 2008-05-02 holding as of filing | RONSTADT ROBERT Director | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 75,000 owned after | $1.68 exercise price | 2008-05-02 | |
| 2008-05-02 holding as of filing | RONSTADT ROBERT Director | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 125,000 owned after | $2.12 exercise price | 2008-05-02 | |
| 2008-05-02 holding as of filing | RONSTADT ROBERT Director | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 175,000 owned after | $1.39 exercise price | 2008-05-02 | |
| 2008-05-02 holding as of filing | LAMB BRADFORD S Director | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 29,167 owned after | $0.94 exercise price | 2008-05-02 | |
| 2008-05-02 holding as of filing | BERMAN RONALD J Director | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 565,000 owned after | no price filed | 2008-05-02 | |
| 2008-04-24 | BERMAN RONALD J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −150,000 565,000 owned after | $0.38 exercise price | 2008-04-28 | |
| 2008-02-04 holding as of filing | RONSTADT ROBERT Director | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 25,000 owned after | $0.96 exercise price | 2008-02-04 | |
| 2008-02-04 holding as of filing | RONSTADT ROBERT Director | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 75,000 owned after | $1.68 exercise price | 2008-02-04 | |
| 2008-02-04 holding as of filing | RONSTADT ROBERT Director | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 125,000 owned after | $2.12 exercise price | 2008-02-04 | |
| 2008-02-04 holding as of filing | RONSTADT ROBERT Director | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 175,000 owned after | $1.39 exercise price | 2008-02-04 | |
| 2008-02-04 holding as of filing | LAMB BRADFORD S Director | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 29,167 owned after | $0.94 exercise price | 2008-02-04 | |
| 2008-02-04 holding as of filing | BERMAN RONALD J Director | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 735,000 owned after | no price filed | 2008-02-04 | |
| 2008-01-11 holding as of filing | Fink Richard Lee Officer (Vice President) | 3 | Stock Option - Right to Buy Derivative · Direct | Holding | $1.50 exercise price | 2008-01-11 | ||
| 2008-01-11 holding as of filing | Fink Richard Lee Officer (Vice President) | 3 | Stock Option - Right to Buy Derivative · Direct | Holding | $0.58 exercise price | 2008-01-11 | ||
| 2008-01-11 holding as of filing | Fink Richard Lee Officer (Vice President) | 3 | Stock Option - Right to Buy Derivative · Direct | Holding | $1.00 exercise price | 2008-01-11 | ||
| 2008-01-11 holding as of filing | Fink Richard Lee Officer (Vice President) | 3 | Stock Option - Right to Buy Derivative · Direct | Holding | $0.50 exercise price | 2008-01-11 | ||
| 2008-01-11 holding as of filing | Fink Richard Lee Officer (Vice President) | 3 | Stock Option - Right to Buy Derivative · Direct | Holding | $0.56 exercise price | 2008-01-11 | ||
| 2008-01-11 holding as of filing | Fink Richard Lee Officer (Vice President) | 3 | Stock Option - Right to Buy Derivative · Direct | Holding | $2.50 exercise price | 2008-01-11 | ||
| 2008-01-11 holding as of filing | Fink Richard Lee Officer (Vice President) | 3 | Stock Option - Right to Buy Derivative · Direct | Holding | $2.17 exercise price | 2008-01-11 | ||
| 2008-01-11 holding as of filing | Fink Richard Lee Officer (Vice President) | 3 | Stock Option - Right to Buy Derivative · Direct | Holding | $2.17 exercise price | 2008-01-11 | ||
| 2008-01-11 holding as of filing | Fink Richard Lee Officer (Vice President) | 3 | Stock Option - Right to Buy Derivative · Direct | Holding | $2.25 exercise price | 2008-01-11 | ||
| 2008-01-11 holding as of filing | Fink Richard Lee Officer (Vice President) | 3 | Stock Option - Right to Buy Derivative · Direct | Holding | $1.28 exercise price | 2008-01-11 | ||
| 2008-01-11 holding as of filing | Fink Richard Lee Officer (Vice President) | 3 | Stock Option - Right to Buy Derivative · Direct | Holding | $1.19 exercise price | 2008-01-11 | ||
| 2008-01-11 holding as of filing | Fink Richard Lee Officer (Vice President) | 3 | Stock Option - Right to Buy Derivative · Direct | Holding | $1.19 exercise price | 2008-01-11 |