Nano Magic Inc. Forms 3, 4 and 5: Corporate Securities (Bonds and Notes)
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 23 rows, 23 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2021-11-10: Reporting owner Fink Richard Lee; Form 3/A; Security Class A common stock Note; Transaction Holding.
- 2014-08-05: Reporting owner BAKER DOUGLAS P; Form 4; Security 8% Convertible Note Payable; Transaction Holding.
- 2014-08-05: Reporting owner BAKER DOUGLAS P; Form 4; Security Convertible note; Transaction Holding.
- 2012-05-02: Reporting owner YANIV ZVI; Form 4; Security 8% Convertible Note Payable; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2021-11-10 holding as of filing | Fink Richard Lee Officer (Pres, Applied Nanotech, Inc.) | 3/A | Class A common stock Note Non-derivative · Direct · (m) | Holding | 17,500 owned after | no price filed | 2021-11-10 | |
| 2014-08-05 holding as of filing | BAKER DOUGLAS P Director, Officer (Former CFO) | 4 | 8% Convertible Note Payable Derivative · Direct | Holding | 529,228 owned after | $0.25 exercise price | 2014-08-05 | |
| 2014-08-05 holding as of filing | BAKER DOUGLAS P Director, Officer (Former CFO) | 4 | Convertible note Derivative · Direct | Holding | 1,500,000 owned after | $0.05 exercise price | 2014-08-05 | |
| 2012-05-02 holding as of filing | YANIV ZVI Director, Officer (Chief Operating Officer) | 4 | 8% Convertible Note Payable Derivative · Direct | Holding | 305,067 owned after | $0.25 exercise price | 2012-05-02 | |
| 2012-05-02 holding as of filing | Fink Richard Lee Officer (Vice President) | 4 | 8% Convertible Note Payable Derivative · Direct | Holding | 140,800 owned after | $0.25 exercise price | 2012-05-02 | |
| 2012-05-02 holding as of filing | BAKER DOUGLAS P Director, Officer (Chief Executive Officer) | 4 | 8% Convertible Note Payable Derivative · Direct | Holding | 469,333 owned after | $0.25 exercise price | 2012-05-02 | |
| 2012-02-02 holding as of filing | YANIV ZVI Director, Officer (Chief Operating Officer) | 4 | 8% Convertible Note Payable Derivative · Direct | Holding | 299,867 owned after | $0.25 exercise price | 2012-02-02 | |
| 2012-02-02 holding as of filing | Fink Richard Lee Officer (Vice President) | 4 | 8% Convertible Note Payable Derivative · Direct | Holding | 138,400 owned after | $0.25 exercise price | 2012-02-02 | |
| 2012-02-02 holding as of filing | BAKER DOUGLAS P Director, Officer (Chief Executive Officer) | 4 | 8% Convertible Note Payable Derivative · Direct | Holding | 461,333 owned after | $0.25 exercise price | 2012-02-02 | |
| 2011-11-28 holding as of filing | BAKER DOUGLAS P Director, Officer (Chief Executive Officer) | 4 | 8% Convertible Note Payable Derivative · Direct | Holding | 456,000 owned after | $0.25 exercise price | 2011-11-28 | |
| 2011-04-05 holding as of filing | Everton Clinton J Director | 4 | 8% Convertible Note Payable Derivative · Direct | Holding | 39,148 owned after | $0.25 exercise price | 2011-04-05 | |
| 2011-04-04 | Everton Clinton J Director | 4 | 8% Convertible Note Payable Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −39,148 0 owned after | $0.25 exercise price | 2011-04-05 | |
| 2011-02-01 holding as of filing | YANIV ZVI Director, Officer (Chief Operating Officer) | 4 | 8% Convertible Note Payable Derivative · Direct | Holding | 278,980 owned after | $0.25 exercise price | 2011-02-01 | |
| 2011-02-01 holding as of filing | Fink Richard Lee Officer (Vice President) | 4 | 8% Convertible Note Payable Derivative · Direct | Holding | 128,760 owned after | $0.25 exercise price | 2011-02-01 | |
| 2011-02-01 holding as of filing | BAKER DOUGLAS P Director, Officer (Chief Executive Officer) | 4 | 8% Convertible Note Payable Derivative · Direct | Holding | 429,200 owned after | $0.25 exercise price | 2011-02-01 | |
| 2010-08-02 holding as of filing | RONSTADT ROBERT Director | 4 | 8% Convertible Note Payable Derivative · Direct | Holding | 48,000 owned after | $0.25 exercise price | 2010-08-02 | |
| 2010-08-02 holding as of filing | Everton Clinton J Director | 4 | 8% Convertible Note Payable Derivative · Direct | Holding | 36,000 owned after | $0.25 exercise price | 2010-08-02 | |
| 2010-04-15 holding as of filing | Everton Clinton J Director | 4 | 8% Convertible Note Payable Derivative · Direct | Holding | 36,000 owned after | $0.25 exercise price | 2010-04-15 | |
| 2010-03-15 | YANIV ZVI Director, Officer (Chief Operating Officer) | 4 | 8% Convertible Note Payable Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | 260,000 owned after | $0.25 exercise price | 2010-03-17 | |
| 2010-03-15 | RONSTADT ROBERT Director | 4 | 8% Convertible Note Payable Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | 48,000 owned after | $0.25 exercise price | 2010-03-17 | |
| 2010-03-15 | Fink Richard Lee Officer (Vice President) | 4 | 8% Convertible Note Payable Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | 120,000 owned after | $0.25 exercise price | 2010-03-17 | |
| 2010-03-15 | Everton Clinton J Director | 4 | 8% Convertible Note Payable Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | 36,000 owned after | $0.25 exercise price | 2010-03-17 | |
| 2010-03-15 | BAKER DOUGLAS P Director, Officer (Chief Financial Officer) | 4 | 8% Convertible Note Payable Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | 400,000 owned after | $0.25 exercise price | 2010-03-17 |