Nano Magic Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 65 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-12-01: Reporting owner Westerman Howard G JR; Form 4; Security Stock Option-Rt to Buy; Transaction Holding.
- 2011-12-01: Reporting owner Westerman Howard G JR; Form 4; Security Stock Option-Rt to Buy; Transaction Holding.
- 2011-12-01: Reporting owner Westerman Howard G JR; Form 4; Security Stock Option-Rt to Buy; Transaction Holding.
- 2011-11-28: Reporting owner BAKER DOUGLAS P; Form 4; Security Stock Option-Rt to Buy; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-12-01 holding as of filing | Westerman Howard G JR Director, 10% Owner | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 12,500 owned after | $0.31 exercise price | 2011-12-01 | |
| 2011-12-01 holding as of filing | Westerman Howard G JR Director, 10% Owner | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 57,500 owned after | $0.40 exercise price | 2011-12-01 | |
| 2011-12-01 holding as of filing | Westerman Howard G JR Director, 10% Owner | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 102,500 owned after | $0.30 exercise price | 2011-12-01 | |
| 2011-11-28 holding as of filing | BAKER DOUGLAS P Director, Officer (Chief Executive Officer) | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 1,024,100 owned after | no price filed | 2011-11-28 | |
| 2011-11-28 holding as of filing | BAKER DOUGLAS P Director, Officer (Chief Executive Officer) | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 1,224,100 owned after | $0.33 exercise price | 2011-11-28 | |
| 2011-11-28 holding as of filing | BAKER DOUGLAS P Director, Officer (Chief Executive Officer) | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 1,344,100 owned after | $0.44 exercise price | 2011-11-28 | |
| 2011-11-01 holding as of filing | Westerman Howard G JR Director | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 57,500 owned after | $0.40 exercise price | 2011-11-01 | |
| 2011-11-01 holding as of filing | Westerman Howard G JR Director | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 102,500 owned after | $0.30 exercise price | 2011-11-01 | |
| 2011-11-01 holding as of filing | RONSTADT ROBERT Director | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 25,000 owned after | $0.96 exercise price | 2011-11-01 | |
| 2011-11-01 holding as of filing | RONSTADT ROBERT Director | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 75,000 owned after | $1.68 exercise price | 2011-11-01 | |
| 2011-11-01 holding as of filing | RONSTADT ROBERT Director | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 125,000 owned after | $2.12 exercise price | 2011-11-01 | |
| 2011-11-01 holding as of filing | RONSTADT ROBERT Director | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 175,000 owned after | $1.39 exercise price | 2011-11-01 | |
| 2011-11-01 holding as of filing | RONSTADT ROBERT Director | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 230,000 owned after | $0.30 exercise price | 2011-11-01 | |
| 2011-11-01 holding as of filing | RONSTADT ROBERT Director | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 285,000 owned after | $0.40 exercise price | 2011-11-01 | |
| 2011-11-01 holding as of filing | ROCHELEAU PAUL F Director | 4 | Stock Option - Right to Buy Derivative · Direct | Holding | 62,500 owned after | $0.40 exercise price | 2011-11-01 | |
| 2011-11-01 holding as of filing | ROCHELEAU PAUL F Director | 4 | Stock Option - Right to Buy Derivative · Direct | Holding | 112,500 owned after | $0.30 exercise price | 2011-11-01 | |
| 2011-11-01 holding as of filing | Li Xin D Director | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 11,250 owned after | $0.40 exercise price | 2011-11-01 | |
| 2011-11-01 holding as of filing | Everton Clinton J Director | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 57,500 owned after | $0.40 exercise price | 2011-11-01 | |
| 2011-11-01 holding as of filing | Everton Clinton J Director | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 102,500 owned after | $0.30 exercise price | 2011-11-01 | |
| 2011-11-01 holding as of filing | Bramlett Tracy K Director | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 57,500 owned after | $0.40 exercise price | 2011-11-01 | |
| 2011-11-01 holding as of filing | Bramlett Tracy K Director | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 102,500 owned after | $0.30 exercise price | 2011-11-01 | |
| 2011-11-01 holding as of filing | BERMAN RONALD J Director | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 62,500 owned after | $0.40 exercise price | 2011-11-01 | |
| 2011-10-28 | Westerman Howard G JR Director | 4 | Stock Option-Rt to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 12,500 owned after | $0.31 exercise price | 2011-11-01 | |
| 2011-10-28 | RONSTADT ROBERT Director | 4 | Stock Option-Rt to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 297,500 owned after | $0.31 exercise price | 2011-11-01 | |
| 2011-10-28 | ROCHELEAU PAUL F Director | 4 | Stock Option - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 12,500 owned after | $0.31 exercise price | 2011-11-01 | |
| 2011-10-28 | Li Xin D Director | 4 | Stock Option-Rt to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 23,750 owned after | $0.31 exercise price | 2011-11-01 | |
| 2011-10-28 | Everton Clinton J Director | 4 | Stock Option-Rt to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 12,500 owned after | $0.31 exercise price | 2011-11-01 | |
| 2011-10-28 | Bramlett Tracy K Director | 4 | Stock Option-Rt to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 12,500 owned after | $0.31 exercise price | 2011-11-01 | |
| 2011-10-28 | BERMAN RONALD J Director | 4 | Stock Option-Rt to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 12,500 owned after | $0.31 exercise price | 2011-11-01 | |
| 2011-07-27 holding as of filing | Westerman Howard G JR Director | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 90,000 owned after | $0.30 exercise price | 2011-07-27 | |
| 2011-07-27 holding as of filing | RONSTADT ROBERT Director | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 25,000 owned after | $0.96 exercise price | 2011-07-27 | |
| 2011-07-27 holding as of filing | RONSTADT ROBERT Director | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 75,000 owned after | $1.68 exercise price | 2011-07-27 | |
| 2011-07-27 holding as of filing | RONSTADT ROBERT Director | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 125,000 owned after | $2.12 exercise price | 2011-07-27 | |
| 2011-07-27 holding as of filing | RONSTADT ROBERT Director | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 175,000 owned after | $1.39 exercise price | 2011-07-27 | |
| 2011-07-27 holding as of filing | RONSTADT ROBERT Director | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 230,000 owned after | $0.30 exercise price | 2011-07-27 | |
| 2011-07-27 holding as of filing | ROCHELEAU PAUL F Director | 4 | Stock Option - Right to Buy Derivative · Direct | Holding | 100,000 owned after | $0.30 exercise price | 2011-07-27 | |
| 2011-07-27 holding as of filing | Everton Clinton J Director | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 90,000 owned after | $0.30 exercise price | 2011-07-27 | |
| 2011-07-27 holding as of filing | Bramlett Tracy K Director | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 90,000 owned after | $0.30 exercise price | 2011-07-27 | |
| 2011-07-25 | Westerman Howard G JR Director | 4 | Stock Option-Rt to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,000 45,000 owned after | $0.40 exercise price | 2011-07-27 | |
| 2011-07-25 | RONSTADT ROBERT Director | 4 | Stock Option-Rt to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +55,000 285,000 owned after | $0.40 exercise price | 2011-07-27 | |
| 2011-07-25 | ROCHELEAU PAUL F Director | 4 | Stock Option - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.40 exercise price | 2011-07-27 | |
| 2011-07-25 | Li Xin D Director | 4 | Stock Option-Rt to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,250 11,250 owned after | $0.40 exercise price | 2011-07-27 | |
| 2011-07-25 | Everton Clinton J Director | 4 | Stock Option-Rt to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,000 45,000 owned after | $0.40 exercise price | 2011-07-27 | |
| 2011-07-25 | Bramlett Tracy K Director | 4 | Stock Option-Rt to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,000 45,000 owned after | $0.40 exercise price | 2011-07-27 | |
| 2011-07-25 | BERMAN RONALD J Director | 4 | Stock Option - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.40 exercise price | 2011-07-27 | |
| 2011-04-05 holding as of filing | Everton Clinton J Director | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 45,000 owned after | $0.30 exercise price | 2011-04-05 | |
| 2011-04-01 holding as of filing | RONSTADT ROBERT Director | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 25,000 owned after | $0.96 exercise price | 2011-04-01 | |
| 2011-04-01 holding as of filing | RONSTADT ROBERT Director | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 75,000 owned after | $1.68 exercise price | 2011-04-01 | |
| 2011-04-01 holding as of filing | RONSTADT ROBERT Director | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 125,000 owned after | $2.12 exercise price | 2011-04-01 | |
| 2011-04-01 holding as of filing | RONSTADT ROBERT Director | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 175,000 owned after | $1.39 exercise price | 2011-04-01 | |
| 2011-04-01 holding as of filing | RONSTADT ROBERT Director | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 230,000 owned after | $0.30 exercise price | 2011-04-01 | |
| 2011-04-01 holding as of filing | RONSTADT ROBERT Director | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 52,156 owned after | $0.25 exercise price | 2011-04-01 | |
| 2011-03-31 | RONSTADT ROBERT Director | 4 | Stock Option-Rt to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −52,156 0 owned after | $0.25 exercise price | 2011-04-01 | |
| 2011-02-01 holding as of filing | YANIV ZVI Director, Officer (Chief Operating Officer) | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 860,600 owned after | no price filed | 2011-02-01 | |
| 2011-02-01 holding as of filing | YANIV ZVI Director, Officer (Chief Operating Officer) | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 1,060,600 owned after | $0.33 exercise price | 2011-02-01 | |
| 2011-02-01 holding as of filing | Fink Richard Lee Officer (Vice President) | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 199,824 owned after | no price filed | 2011-02-01 | |
| 2011-02-01 holding as of filing | Fink Richard Lee Officer (Vice President) | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 274,824 owned after | $0.33 exercise price | 2011-02-01 | |
| 2011-02-01 holding as of filing | BAKER DOUGLAS P Director, Officer (Chief Executive Officer) | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 843,100 owned after | no price filed | 2011-02-01 | |
| 2011-02-01 holding as of filing | BAKER DOUGLAS P Director, Officer (Chief Executive Officer) | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 1,043,100 owned after | $0.33 exercise price | 2011-02-01 | |
| 2011-01-28 | YANIV ZVI Director, Officer (Chief Operating Officer) | 4 | Stock Option-Rt to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +120,000 1,180,600 owned after | $0.44 exercise price | 2011-02-01 | |
| 2011-01-28 | Fink Richard Lee Officer (Vice President) | 4 | Stock Option-Rt to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 324,824 owned after | $0.44 exercise price | 2011-02-01 | |
| 2011-01-28 | Fink Richard Lee Officer (Vice President) | 4 | Stock Option-Rt to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000 325,824 owned after | $0.44 exercise price | 2011-02-01 | |
| 2011-01-28 | Fink Richard Lee Officer (Vice President) | 4 | Stock Option-Rt to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +175,000 500,824 owned after | $0.44 exercise price | 2011-02-01 | |
| 2011-01-28 | BAKER DOUGLAS P Director, Officer (Chief Executive Officer) | 4 | Stock Option-Rt to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +120,000 1,163,100 owned after | $0.44 exercise price | 2011-02-01 | |
| 2011-01-28 | BAKER DOUGLAS P Director, Officer (Chief Executive Officer) | 4 | Stock Option-Rt to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +181,000 1,344,100 owned after | $0.44 exercise price | 2011-02-01 |