Nano Magic Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 20 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-12-13: Reporting owner Bijou Thomas F; Form 4; Security Stock Option (Right to Buy); Transaction Holding.
- 2006-12-13: Reporting owner Bijou Thomas F; Form 4; Security Stock Option (Right to Buy); Transaction Holding.
- 2006-12-04: Reporting owner Bijou Thomas F; Form 3; Security Stock Option (Right to Buy); Transaction Holding.
- 2006-12-04: Reporting owner Bijou Thomas F; Form 3; Security Stock Option (Right to Buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-12-13 holding as of filing | Bijou Thomas F Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 200,000 owned after | $1.19 exercise price | 2006-12-13 | |
| 2006-12-13 holding as of filing | Bijou Thomas F Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 800,000 owned after | $1.19 exercise price | 2006-12-13 | |
| 2006-12-04 holding as of filing | Bijou Thomas F Director, Officer (Chief Executive Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $1.19 exercise price | 2006-12-04 | ||
| 2006-12-04 holding as of filing | Bijou Thomas F Director, Officer (Chief Executive Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $1.19 exercise price | 2006-12-04 | ||
| 2006-10-16 holding as of filing | BAKER DOUGLAS P Director, Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 975,000 owned after | no price filed | 2006-10-16 | |
| 2006-10-11 | BAKER DOUGLAS P Director, Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | G Bona fide gift | +100,000 975,000 owned after | $0.63 exercise price | 2006-10-11 | |
| 2006-07-31 | SINCOX DAVID R Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −50,000 445,000 owned after | $1.39 exercise price | 2006-08-02 | |
| 2006-07-31 | RONSTADT ROBERT Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 175,000 owned after | $1.39 exercise price | 2006-08-02 | |
| 2006-07-31 | LEE EDWARD Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 266,667 owned after | $1.39 exercise price | 2006-08-02 | |
| 2006-07-31 | ELLER MARC W Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,167 684,167 owned after | $1.39 exercise price | 2006-08-02 | |
| 2006-07-31 | BERMAN RONALD J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −50,000 735,000 owned after | $1.39 exercise price | 2006-08-02 | |
| 2006-07-31 | BAILEY CHARLES C Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −25,000 268,333 owned after | $1.39 exercise price | 2006-08-02 | |
| 2006-07-31 holding as of filing | Burck R D Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 100,000 owned after | $2.38 exercise price | 2006-07-31 | |
| 2006-07-31 holding as of filing | Burck R D Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 600,000 owned after | $2.38 exercise price | 2006-07-31 | |
| 2006-07-28 holding as of filing | Burck R D Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 100,000 owned after | $2.38 exercise price | 2006-07-28 | |
| 2006-07-28 holding as of filing | Burck R D Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 600,000 owned after | $2.38 exercise price | 2006-07-28 | |
| 2006-06-30 | SINCOX DAVID R Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 395,000 owned after | $0.50 exercise price | 2006-07-05 | |
| 2006-06-30 | BERMAN RONALD J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,383 685,000 owned after | $0.38 exercise price | 2006-07-05 | |
| 2006-06-02 holding as of filing | Burck R D Director, Officer (Chief Executive Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.38 exercise price | 2006-06-02 | ||
| 2006-06-02 holding as of filing | Burck R D Director, Officer (Chief Executive Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.38 exercise price | 2006-06-02 |