Nano Magic Inc. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 50 rows, 50 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2022-05-25: Reporting owner BERMAN RONALD J; Form 4; Security Warrants; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2022-02-17: Reporting owner Gatland Miles Geoffrey; Form 3; Security Warrants; Transaction Holding.
- 2022-02-17: Reporting owner Gatland Miles Geoffrey; Form 3; Security Warrants; Transaction Holding.
- 2022-02-17: Reporting owner Gatland Miles Geoffrey; Form 3; Security Warrants; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2022-05-25 | BERMAN RONALD J Director, 10% Owner | 4 | Warrants Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +26,456 972,643 owned after | $1.50 exercise price | 2022-05-27 | |
| 2022-02-17 holding as of filing | Gatland Miles Geoffrey Director | 3 | Warrants Derivative · Indirect · (m) | Holding | $1.50 exercise price | 2022-02-17 | ||
| 2022-02-17 holding as of filing | Gatland Miles Geoffrey Director | 3 | Warrants Derivative · Indirect · (m) | Holding | $1.50 exercise price | 2022-02-17 | ||
| 2022-02-17 holding as of filing | Gatland Miles Geoffrey Director | 3 | Warrants Derivative · Direct · (m) | Holding | $1.50 exercise price | 2022-02-17 | ||
| 2022-02-17 holding as of filing | Gatland Miles Geoffrey Director | 3 | Warrants Derivative · Indirect · (m) | Holding | $2.00 exercise price | 2022-02-17 | ||
| 2021-11-10 | BERMAN RONALD J Director | 4 | Warrants Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | +462,625 947,187 owned after | $1.50 exercise price | 2021-11-12 | |
| 2021-11-10 | Westerman Howard G JR Director | 4 | Warrants Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −47,600 143,431 owned after | $1.50 exercise price | 2021-11-12 | |
| 2021-11-10 | Berman Tom J. Director, Officer (President & CEO) | 4 | Warrants Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | +481,435 3,389,191 owned after | $1.50 exercise price | 2021-11-12 | |
| 2021-11-10 | Fink Richard Lee Officer (Pres, Applied Nanotech, Inc.) | 4 | Warrants Derivative · Indirect · See Footnote | J Other acquisition or disposition (describe transaction) | −3,659 11,061 owned after | $1.50 exercise price | 2021-11-12 | |
| 2021-11-10 holding as of filing | Fink Richard Lee Officer (Pres, Applied Nanotech, Inc.) | 3/A | Warrant Derivative · Indirect · (m) | Holding | $1.50 exercise price | 2021-11-10 | ||
| 2021-09-10 | BERMAN RONALD J Director, 10% Owner | 4/A | Warrants Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | +36,788 440,949 owned after | $1.50 exercise price | 2021-09-15 | |
| 2021-09-10 | BERMAN RONALD J Director, 10% Owner | 4 | Warrants Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | +36,788 871,528 owned after | $1.50 exercise price | 2021-09-14 | |
| 2021-07-23 | BERMAN RONALD J Director, 10% Owner | 4 | Warrants Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +29,431 834,739 owned after | $1.50 exercise price | 2021-07-26 | |
| 2021-03-23 holding as of filing | Magic Growth 2 LLC 10% Owner | 3 | Warrants Derivative · Direct | Holding | $2.00 exercise price | 2021-03-23 | ||
| 2021-03-23 holding as of filing | Magic Growth 2 LLC 10% Owner | 3 | Warrants Derivative · Direct | Holding | $2.00 exercise price | 2021-03-23 | ||
| 2020-09-14 | Magic Growth LLC 10% Owner | 4 | Warrant Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +130,750 980,725 owned after | $0.05 | 2020-09-14 | |
| 2020-08-19 holding as of filing | Magic Growth LLC 10% Owner | 3 | Warrant Derivative · Direct | Holding | $2.00 exercise price | 2020-08-19 | ||
| 2020-08-19 holding as of filing | Magic Growth LLC 10% Owner | 3 | Warrant Derivative · Direct | Holding | $2.00 exercise price | 2020-08-19 | ||
| 2020-08-17 | BERMAN RONALD J Director, 10% Owner | 4 | Warrant Derivative · Direct | J Other acquisition or disposition (describe transaction) | +7,500 881,040 owned after | $1.50 exercise price | 2020-08-18 | |
| 2020-08-17 | Berman Tom J. Director, Officer (President & CEO) | 4 | Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | +7,500 557,756 owned after | $1.50 exercise price | 2020-08-18 | |
| 2020-07-15 holding as of filing | PEN Comeback, LLC 10% Owner | 3 | Warrant Derivative · Direct | Holding | $1.50 exercise price | 2020-07-15 | ||
| 2020-07-15 holding as of filing | PEN Comeback, LLC 10% Owner | 3 | Warrant Derivative · Direct | Holding | $1.50 exercise price | 2020-07-15 | ||
| 2020-07-15 holding as of filing | PEN Comeback, LLC 10% Owner | 3 | Warrant Derivative · Direct | Holding | $1.50 exercise price | 2020-07-15 | ||
| 2020-07-15 holding as of filing | PEN Comeback, LLC 10% Owner | 3 | Warrant Derivative · Direct | Holding | $1.50 exercise price | 2020-07-15 | ||
| 2020-07-15 holding as of filing | PEN Comeback, LLC 10% Owner | 3 | Warrant Derivative · Direct | Holding | $1.50 exercise price | 2020-07-15 | ||
| 2020-07-15 holding as of filing | PEN Comeback 2, LLC 10% Owner | 3 | Warrant Derivative · Direct | Holding | $1.50 exercise price | 2020-07-15 | ||
| 2020-07-15 holding as of filing | PEN Comeback 2, LLC 10% Owner | 3 | Warrant Derivative · Direct | Holding | $1.50 exercise price | 2020-07-15 | ||
| 2020-07-15 holding as of filing | PEN Comeback 2, LLC 10% Owner | 3 | Warrant Derivative · Direct | Holding | $1.50 exercise price | 2020-07-15 | ||
| 2020-07-15 holding as of filing | PEN Comeback 2, LLC 10% Owner | 3 | Warrant Derivative · Direct | Holding | $1.50 exercise price | 2020-07-15 | ||
| 2020-07-15 holding as of filing | PEN Comeback 2, LLC 10% Owner | 3 | Warrant Derivative · Direct | Holding | $1.50 exercise price | 2020-07-15 | ||
| 2020-07-15 holding as of filing | PEN Comeback 2, LLC 10% Owner | 3 | Warrant Derivative · Direct | Holding | $1.50 exercise price | 2020-07-15 | ||
| 2020-07-15 holding as of filing | PEN Comeback 2, LLC 10% Owner | 3 | Warrant Derivative · Direct | Holding | $1.50 exercise price | 2020-07-15 | ||
| 2020-07-15 holding as of filing | PEN Comeback 2, LLC 10% Owner | 3 | Warrant Derivative · Direct | Holding | $1.50 exercise price | 2020-07-15 | ||
| 2020-05-14 holding as of filing | Fink Richard Lee Officer (Pres of sub Applied Nanotech) | 3 | Warrant Derivative · Indirect · (m) | Holding | $1.50 exercise price | 2020-05-14 | ||
| 2020-03-24 | Berman Tom J. Director, Officer (President & CEO) | 4 | Warrants Derivative · Indirect · Note 2 | P Open market or private purchase of non-derivative or derivative security | +36,794 550,262 owned after | $0.03 | 2020-03-26 | |
| 2020-02-24 | BERMAN RONALD J Director, 10% Owner | 4 | Warrant Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | +36,763 368,935 owned after | $0.03 | 2020-02-26 | |
| 2020-02-24 | Lunsford John Todd Director | 4 | Warrant Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +36,763 36,763 owned after | $0.03 | 2020-02-26 | |
| 2020-01-22 | BERMAN RONALD J Director, 10% Owner | 4 | Warrant Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +14,706 332,172 owned after | $0.03 | 2020-01-23 | |
| 2019-10-31 | Rickert Scott E. Director, Officer (Chairman), 10% Owner | 4 | Warrant Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | +4 4 owned after | $0.03 | 2019-11-04 | |
| 2019-10-31 | Rickert Jeanne M Director, Officer (Chief Legal Officer) | 4 | Warrant Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +4 4 owned after | $0.03 | 2019-11-04 | |
| 2019-03-22 | BERMAN RONALD J Director | 4 | Warrant Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +41,160 196,280 owned after | $0.03 | 2019-03-25 | |
| 2019-01-31 | Westerman Howard G JR Director | 4 | Warrant Derivative · Indirect · See note | P Open market or private purchase of non-derivative or derivative security | +30,157 67,852 owned after | $0.03 | 2019-02-04 | |
| 2019-01-31 | Berman Tom J. Director, Officer (President) | 4 | Warrant Derivative · Indirect · See note | P Open market or private purchase of non-derivative or derivative security | +47,120 47,120 owned after | $0.03 | 2019-02-04 | |
| 2019-01-31 | Berman Tom J. Director, Officer (President) | 4 | Warrant Options Derivative · Indirect · See note | P Open market or private purchase of non-derivative or derivative security | +29,615 29,615 owned after | $0.03 | 2019-02-04 | |
| 2018-10-16 | BERMAN RONALD J Director | 4 | Warrant Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | +127,119 255,981 owned after | $0.03 | 2018-10-18 | |
| 2018-10-16 | BERMAN RONALD J Director | 4 | Warrant Option Derivative · Indirect · See footnote | P Open market or private purchase of non-derivative or derivative security | +127,119 383,100 owned after | $0.03 | 2018-10-18 | |
| 2018-10-16 | Westerman Howard G JR Director | 4 | Warrant Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +33,898 68,855 owned after | $0.03 | 2018-10-18 | |
| 2018-10-16 | Westerman Howard G JR Director | 4 | Warrant Option Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +33,898 102,753 owned after | $0.03 | 2018-10-18 | |
| 2018-06-28 | Berman Tom J. Director, Officer (President) | 4 | Warrant Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +13,526 63,493 owned after | $0.03 | 2019-07-01 | |
| 2018-06-28 | BERMAN RONALD J Director, 10% Owner | 4 | Warrant Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +67,631 317,466 owned after | $0.03 | 2019-07-01 |