Nano Magic Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 41 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-05-02: Reporting owner YANIV ZVI; Form 4; Security Stock Option-Rt to Buy; Transaction Holding.
- 2012-05-02: Reporting owner Westerman Howard G JR; Form 4; Security Stock Option-Rt to Buy; Transaction Holding.
- 2012-05-02: Reporting owner RONSTADT ROBERT; Form 4; Security Stock Option-Rt to Buy; Transaction Holding.
- 2012-05-02: Reporting owner ROCHELEAU PAUL F; Form 4; Security Stock Option-Rt to Buy; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-05-02 holding as of filing | YANIV ZVI Director, Officer (Chief Operating Officer) | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 1,073,100 owned after | no price filed | 2012-05-02 | |
| 2012-05-02 holding as of filing | Westerman Howard G JR Director | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 115,000 owned after | no price filed | 2012-05-02 | |
| 2012-05-02 holding as of filing | RONSTADT ROBERT Director | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 310,000 owned after | no price filed | 2012-05-02 | |
| 2012-05-02 holding as of filing | ROCHELEAU PAUL F Director | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 125,000 owned after | no price filed | 2012-05-02 | |
| 2012-05-02 holding as of filing | Li Xin D Director | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 36,250 owned after | no price filed | 2012-05-02 | |
| 2012-05-02 holding as of filing | Fink Richard Lee Officer (Vice President) | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 283,324 owned after | no price filed | 2012-05-02 | |
| 2012-05-02 holding as of filing | Fink Richard Lee Officer (Vice President) | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 458,324 owned after | $0.44 exercise price | 2012-05-02 | |
| 2012-05-02 holding as of filing | Bramlett Tracy K Director | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 115,000 owned after | no price filed | 2012-05-02 | |
| 2012-05-02 holding as of filing | BERMAN RONALD J Director | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 75,000 owned after | no price filed | 2012-05-02 | |
| 2012-05-02 holding as of filing | BAKER DOUGLAS P Director, Officer (Chief Executive Officer) | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 1,236,600 owned after | no price filed | 2012-05-02 | |
| 2012-04-30 | YANIV ZVI Director, Officer (Chief Operating Officer) | 4 | Stock Option-Rt to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 1,085,600 owned after | $0.23 exercise price | 2012-05-02 | |
| 2012-04-30 | Westerman Howard G JR Director | 4 | Stock Option-Rt to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 127,500 owned after | $0.23 exercise price | 2012-05-02 | |
| 2012-04-30 | RONSTADT ROBERT Director | 4 | Stock Option-Rt to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 322,500 owned after | $0.23 exercise price | 2012-05-02 | |
| 2012-04-30 | ROCHELEAU PAUL F Director | 4 | Stock Option-Rt to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 137,500 owned after | $0.23 exercise price | 2012-05-02 | |
| 2012-04-30 | Li Xin D Director | 4 | Stock Option-Rt to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 48,750 owned after | $0.23 exercise price | 2012-05-02 | |
| 2012-04-30 | Fink Richard Lee Officer (Vice President) | 4 | Stock Option-Rt to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 465,824 owned after | $0.23 exercise price | 2012-05-02 | |
| 2012-04-30 | Bramlett Tracy K Director | 4 | Stock Option-Rt to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 127,500 owned after | $0.23 exercise price | 2012-05-02 | |
| 2012-04-30 | BERMAN RONALD J Director | 4 | Stock Option-Rt to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 87,500 owned after | $0.23 exercise price | 2012-05-02 | |
| 2012-04-30 | BAKER DOUGLAS P Director, Officer (Chief Executive Officer) | 4 | Stock Option-Rt to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 1,249,100 owned after | $0.23 exercise price | 2012-05-02 | |
| 2012-02-02 | YANIV ZVI Director, Officer (Chief Operating Officer) | 4 | Stock Option-Rt to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 1,073,100 owned after | $0.34 exercise price | 2012-02-02 | |
| 2012-02-02 holding as of filing | YANIV ZVI Director, Officer (Chief Operating Officer) | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 860,600 owned after | no price filed | 2012-02-02 | |
| 2012-02-02 holding as of filing | YANIV ZVI Director, Officer (Chief Operating Officer) | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 1,060,600 owned after | $0.33 exercise price | 2012-02-02 | |
| 2012-02-02 holding as of filing | Westerman Howard G JR Director | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 102,500 owned after | no price filed | 2012-02-02 | |
| 2012-02-02 holding as of filing | RONSTADT ROBERT Director | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 294,500 owned after | no price filed | 2012-02-02 | |
| 2012-02-02 holding as of filing | ROCHELEAU PAUL F Director | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 112,500 owned after | no price filed | 2012-02-02 | |
| 2012-02-02 holding as of filing | Li Xin D Director | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 23,750 owned after | no price filed | 2012-02-02 | |
| 2012-02-02 | Fink Richard Lee Officer (Vice President) | 4 | Stock Option-Rt to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 458,324 owned after | $0.34 exercise price | 2012-02-02 | |
| 2012-02-02 holding as of filing | Fink Richard Lee Officer (Vice President) | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 200,824 owned after | no price filed | 2012-02-02 | |
| 2012-02-02 holding as of filing | Fink Richard Lee Officer (Vice President) | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 275,824 owned after | $0.33 exercise price | 2012-02-02 | |
| 2012-02-02 holding as of filing | Fink Richard Lee Officer (Vice President) | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 450,824 owned after | $0.44 exercise price | 2012-02-02 | |
| 2012-02-02 holding as of filing | Bramlett Tracy K Director | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 102,500 owned after | no price filed | 2012-02-02 | |
| 2012-02-02 holding as of filing | BERMAN RONALD J Director | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 62,500 owned after | no price filed | 2012-02-02 | |
| 2012-02-02 | BAKER DOUGLAS P Director, Officer (Chief Executive Officer) | 4 | Stock Option-Rt to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 1,236,600 owned after | $0.34 exercise price | 2012-02-02 | |
| 2012-02-02 holding as of filing | BAKER DOUGLAS P Director, Officer (Chief Executive Officer) | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 1,024,100 owned after | no price filed | 2012-02-02 | |
| 2012-02-02 holding as of filing | BAKER DOUGLAS P Director, Officer (Chief Executive Officer) | 4 | Stock Option-Rt to Buy Derivative · Direct | Holding | 1,224,100 owned after | $0.33 exercise price | 2012-02-02 | |
| 2012-01-31 | Westerman Howard G JR Director | 4 | Stock Option-Rt to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 115,000 owned after | $0.34 exercise price | 2012-02-02 | |
| 2012-01-31 | RONSTADT ROBERT Director | 4 | Stock Option-Rt to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 310,000 owned after | $0.34 exercise price | 2012-02-02 | |
| 2012-01-31 | ROCHELEAU PAUL F Director | 4 | Stock Option-Rt to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 125,000 owned after | $0.34 exercise price | 2012-02-02 | |
| 2012-01-31 | Li Xin D Director | 4 | Stock Option-Rt to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 36,250 owned after | $0.34 exercise price | 2012-02-02 | |
| 2012-01-31 | Bramlett Tracy K Director | 4 | Stock Option-Rt to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 115,000 owned after | $0.34 exercise price | 2012-02-02 | |
| 2012-01-31 | BERMAN RONALD J Director | 4 | Stock Option-Rt to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 75,000 owned after | $0.34 exercise price | 2012-02-02 |