LYDALL, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 15 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-12-18: Reporting owner GURLEY WILLIAM D; Form 4; Security Stock Option Right to Buy; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-12-18: Reporting owner GURLEY WILLIAM D; Form 4; Security Stock Option Right to Buy; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-12-07: Reporting owner LAUGHLAN JAMES V; Form 4/A; Security Option to Buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2018-12-07: Reporting owner LAUGHLAN JAMES V; Form 4/A; Security Option to Buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-12-18 | GURLEY WILLIAM D Director | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,325 0 owned after | $8.65 exercise price | 2018-12-20 | |
| 2018-12-18 | GURLEY WILLIAM D Director | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,325 0 owned after | $3.67 exercise price | 2018-12-20 | |
| 2018-12-07 | LAUGHLAN JAMES V Officer (VP, CAO & Treasurer) | 4/A | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,080 12,080 owned after | $20.16 exercise price | 2018-12-21 | |
| 2018-12-07 | LAUGHLAN JAMES V Officer (VP, CAO & Treasurer) | 4/A | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,890 4,890 owned after | $20.16 exercise price | 2018-12-12 | |
| 2018-12-07 | McDaniel Chad A. Officer (S.VP, General Counsel & CAO), 10% Owner | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,605 27,605 owned after | $20.16 exercise price | 2018-12-11 | |
| 2018-12-07 | Abbruzzi Joseph A. Officer (President, Lydall TNW) | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,430 22,430 owned after | $20.16 exercise price | 2018-12-11 | |
| 2018-12-07 | Gonzales Randall B Officer (EXEC VP & CFO) | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +31,055 31,055 owned after | $20.16 exercise price | 2018-12-11 | |
| 2018-12-07 | BARNHART DALE G Director, Officer (President & CEO) | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +82,805 82,805 owned after | $20.16 exercise price | 2018-12-11 | |
| 2018-12-07 | DEAKIN SCOTT M Officer (President, Lydall TAS) | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,805 13,805 owned after | $20.16 exercise price | 2018-12-11 | |
| 2018-12-07 | Marold Paul A Officer (President, Lydall PM) | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,430 22,430 owned after | $20.16 exercise price | 2018-12-11 | |
| 2018-03-16 | Abbruzzi Joseph A. Officer (Pres., Technical Nonwovens) | 4 | Option to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +2,050 0 owned after | $36.74 exercise price | 2018-03-20 | |
| 2018-03-16 | Abbruzzi Joseph A. Officer (Pres., Technical Nonwovens) | 4 | Option to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +1,038 0 owned after | $16.98 exercise price | 2018-03-19 | |
| 2018-03-16 | Abbruzzi Joseph A. Officer (Pres., Technical Nonwovens) | 4 | Option to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +2,625 0 owned after | $27.96 exercise price | 2018-03-19 | |
| 2018-03-12 | BURDETT KATHLEEN Director | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +3,252 0 owned after | $11.39 exercise price | 2018-03-14 | |
| 2018-03-12 | Gonzales Randall B Officer (EXEC VP & CFO) | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,180 11,180 owned after | $49.35 exercise price | 2018-03-14 |