LYDALL, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 16 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-12-06: Reporting owner LAUGHLAN JAMES V; Form 4; Security Option to Buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-12-06: Reporting owner BARNHART DALE G; Form 4; Security Option to Buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-12-06: Reporting owner JULIAN ROBERT K.; Form 4; Security Option to Buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-12-06: Reporting owner Lachenmeyer William M; Form 4; Security Option to Buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-12-06 | LAUGHLAN JAMES V Officer (Controller) | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,500 1,500 owned after | $16.98 exercise price | 2013-12-10 | |
| 2013-12-06 | BARNHART DALE G Director, Officer (President & CEO) | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,529 23,529 owned after | $16.98 exercise price | 2013-12-10 | |
| 2013-12-06 | JULIAN ROBERT K. Officer (EVP & CFO) | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,900 6,900 owned after | $16.98 exercise price | 2013-12-10 | |
| 2013-12-06 | Lachenmeyer William M Officer (VP, Human Resources) | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,650 2,650 owned after | $16.98 exercise price | 2013-12-10 | |
| 2013-12-06 | WILLIAMS DAVID H Officer (Pres., Perform. Materials) | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,550 4,550 owned after | $16.98 exercise price | 2013-12-10 | |
| 2013-12-06 | McDaniel Chad A. Officer (VP, General Counsel & Secre.) | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,550 4,550 owned after | $16.98 exercise price | 2013-12-10 | |
| 2013-11-05 | Lachenmeyer William M Officer (VP - Human Resources) | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $17.46 exercise price | 2013-11-06 | |
| 2013-08-05 | ESTEY MONA G Officer (VP - Human Resources) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 0 owned after | $11.46 exercise price | 2013-08-06 | |
| 2013-05-29 | McDaniel Chad A. Officer (VP, General Counsel & Secre.) | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 12,500 owned after | $14.58 exercise price | 2013-05-31 | |
| 2013-05-29 | SODERSTROM S CARL JR Director | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,200 0 owned after | $9.59 exercise price | 2013-05-30 | |
| 2013-05-28 | SODERSTROM S CARL JR Director | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 2,200 owned after | $9.59 exercise price | 2013-05-30 | |
| 2013-05-23 | SODERSTROM S CARL JR Director | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −800 0 owned after | $9.59 exercise price | 2013-05-28 | |
| 2013-05-17 | BURDETT KATHLEEN Director | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,000 0 owned after | $9.59 exercise price | 2013-05-20 | |
| 2013-05-02 | HAMMETT SUZANNE Director | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,325 0 owned after | $8.85 exercise price | 2013-05-03 | |
| 2013-03-06 | FARRELL MATTHEW Director | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,000 0 owned after | $11.05 exercise price | 2013-03-07 | |
| 2013-03-04 | DUFFY W LESLIE Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,325 0 owned after | $8.85 exercise price | 2013-03-05 |