LYDALL, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 34 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-12-16: Reporting owner DUFFY W LESLIE; Form 4; Security Stock Option Right to Buy; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-12-04: Reporting owner McDaniel Chad A.; Form 4; Security Option to Buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-12-04: Reporting owner LAUGHLAN JAMES V; Form 4; Security Option to Buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-12-04: Reporting owner HUME WILLIAM J.; Form 4; Security Option to Buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-12-16 | DUFFY W LESLIE Director | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,252 0 owned after | $11.39 exercise price | 2015-12-17 | |
| 2015-12-04 | McDaniel Chad A. Officer (S.VP, General Counsel & CAO), 10% Owner | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,000 9,000 owned after | $36.74 exercise price | 2015-12-08 | |
| 2015-12-04 | LAUGHLAN JAMES V Officer (VP, CAO & Treasurer) | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,100 4,100 owned after | $36.74 exercise price | 2015-12-08 | |
| 2015-12-04 | HUME WILLIAM J. Officer (SVP/GM-Global Auto-Metals) | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,600 6,600 owned after | $36.74 exercise price | 2015-12-08 | |
| 2015-12-04 | FELD WILLIAM M. Officer (VP/GM T/A - Fibers) | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,600 6,600 owned after | $36.74 exercise price | 2015-12-08 | |
| 2015-12-04 | DEAKIN SCOTT M Officer (Exec VP & CFO) | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,100 13,100 owned after | $36.74 exercise price | 2015-12-08 | |
| 2015-12-04 | BARNHART DALE G Director, Officer (President & CEO) | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +39,300 39,300 owned after | $36.74 exercise price | 2015-12-08 | |
| 2015-12-04 | Abbruzzi Joseph A. Officer (Pres., Industrial Filtration) | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,200 8,200 owned after | $36.74 exercise price | 2015-12-08 | |
| 2015-11-23 | GURLEY WILLIAM D Director | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,000 0 owned after | $9.35 exercise price | 2015-11-24 | |
| 2015-11-23 | GURLEY WILLIAM D Director | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −325 0 owned after | $9.35 exercise price | 2015-11-24 | |
| 2015-11-23 | GURLEY WILLIAM D Director | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $9.35 exercise price | 2015-11-24 | |
| 2015-11-18 | SODERSTROM S CARL JR Director | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,325 0 owned after | $9.35 exercise price | 2015-11-19 | |
| 2015-11-18 | SODERSTROM S CARL JR Director | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,164 0 owned after | $18.13 exercise price | 2015-11-19 | |
| 2015-11-17 | Abbruzzi Joseph A. Officer (Pres., Industrial Filtration) | 4 | Option to buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 5,000 owned after | $13.29 exercise price | 2015-11-17 | |
| 2015-08-31 | DUFFY W LESLIE Director | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,325 0 owned after | $3.67 exercise price | 2015-09-01 | |
| 2015-08-31 | DUFFY W LESLIE Director | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,325 0 owned after | $8.65 exercise price | 2015-09-01 | |
| 2015-08-10 holding as of filing | FELD WILLIAM M. Officer (VP/GM T/A - Fibers) | 3 | Incentive Stock Options Derivative · Direct | Holding | $27.96 exercise price | 2015-08-10 | ||
| 2015-08-10 holding as of filing | HUME WILLIAM J. Officer (SVP/GM-Global Auto.-Metals) | 3 | Incentive Stock Options Derivative · Direct | Holding | $8.94 exercise price | 2015-08-10 | ||
| 2015-08-10 holding as of filing | HUME WILLIAM J. Officer (SVP/GM-Global Auto.-Metals) | 3 | Incentive Stock Options Derivative · Direct | Holding | $13.29 exercise price | 2015-08-10 | ||
| 2015-08-10 holding as of filing | HUME WILLIAM J. Officer (SVP/GM-Global Auto.-Metals) | 3 | Incentive Stock Options Derivative · Direct | Holding | $16.98 exercise price | 2015-08-10 | ||
| 2015-08-10 holding as of filing | HUME WILLIAM J. Officer (SVP/GM-Global Auto.-Metals) | 3 | Incentive Stock Options Derivative · Direct | Holding | $27.96 exercise price | 2015-08-10 | ||
| 2015-08-10 holding as of filing | HUME WILLIAM J. Officer (SVP/GM-Global Auto.-Metals) | 3 | Non-qualified Stock Options Derivative · Direct | Holding | $27.96 exercise price | 2015-08-10 | ||
| 2015-05-08 | FARRELL MATTHEW Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,252 0 owned after | $11.39 exercise price | 2015-05-12 | |
| 2015-05-08 | FARRELL MATTHEW Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,325 0 owned after | $3.67 exercise price | 2015-05-12 | |
| 2015-05-08 | FARRELL MATTHEW Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,325 0 owned after | $8.65 exercise price | 2015-05-12 | |
| 2015-04-08 | BURDETT KATHLEEN Director | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,325 0 owned after | $10.54 exercise price | 2015-04-09 | |
| 2015-03-09 | SODERSTROM S CARL JR Director | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,325 0 owned after | $10.54 exercise price | 2015-03-10 | |
| 2015-03-09 | GILES MARC T Director | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,150 0 owned after | $11.39 exercise price | 2015-03-10 | |
| 2015-03-09 | GILES MARC T Director | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,325 0 owned after | $3.67 exercise price | 2015-03-10 | |
| 2015-03-09 | GILES MARC T Director | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,325 0 owned after | $8.65 exercise price | 2015-03-10 | |
| 2015-03-06 | GILES MARC T Director | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 2,150 owned after | $11.39 exercise price | 2015-03-06 | |
| 2015-03-05 | DUFFY W LESLIE Director | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,164 0 owned after | $18.13 exercise price | 2015-03-06 | |
| 2015-03-05 | DUFFY W LESLIE Director | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,325 0 owned after | $9.35 exercise price | 2015-03-06 | |
| 2015-03-04 | GILES MARC T Director | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,882 8,150 owned after | $11.39 exercise price | 2015-03-06 |