LYDALL, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 23 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-12-08: Reporting owner LAUGHLAN JAMES V; Form 4; Security Option to Buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-12-08: Reporting owner LAUGHLAN JAMES V; Form 4; Security Option to Buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-12-08: Reporting owner FELD WILLIAM M.; Form 4; Security Option to Buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-12-08: Reporting owner Abbruzzi Joseph A.; Form 4; Security Option to Buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-12-08 | LAUGHLAN JAMES V Officer (VP, CAO & Treasurer) | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,890 4,890 owned after | $20.16 exercise price | 2018-12-11 | |
| 2017-12-08 | LAUGHLAN JAMES V Officer (VP, CAO & Treasurer) | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,890 4,890 owned after | $51.85 exercise price | 2017-12-12 | |
| 2017-12-08 | FELD WILLIAM M. Officer (VP/GM T/A - Fibers) | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,890 4,890 owned after | $51.85 exercise price | 2017-12-12 | |
| 2017-12-08 | Abbruzzi Joseph A. Officer (President, Lydall TNW) | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,380 8,380 owned after | $51.85 exercise price | 2017-12-12 | |
| 2017-12-08 | Marold Paul A Officer (President, Lydall PM) | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,380 8,380 owned after | $51.85 exercise price | 2017-12-12 | |
| 2017-12-08 | DEAKIN SCOTT M Officer (Exec VP & CFO) | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,265 13,265 owned after | $51.85 exercise price | 2017-12-12 | |
| 2017-12-08 | McDaniel Chad A. Officer (S.VP, General Counsel & CAO), 10% Owner | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,075 9,075 owned after | $51.85 exercise price | 2017-12-12 | |
| 2017-12-08 | BARNHART DALE G Director, Officer (President & CEO) | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +41,880 41,880 owned after | $51.85 exercise price | 2017-12-12 | |
| 2017-11-30 | GURLEY WILLIAM D Director | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,252 0 owned after | $11.39 exercise price | 2017-12-04 | |
| 2017-11-22 | McDaniel Chad A. Officer (SVP, General Counsel & CAO) | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +1,683 0 owned after | $36.74 exercise price | 2017-11-24 | |
| 2017-11-22 | SODERSTROM S CARL JR Director | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,325 0 owned after | $3.79 exercise price | 2017-11-24 | |
| 2017-11-21 | McDaniel Chad A. Officer (SVP, General Counsel & CAO) | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +3,412 0 owned after | $16.98 exercise price | 2017-11-24 | |
| 2017-11-21 | McDaniel Chad A. Officer (SVP, General Counsel & CAO) | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,250 0 owned after | $27.96 exercise price | 2017-11-24 | |
| 2017-11-21 | McDaniel Chad A. Officer (SVP, General Counsel & CAO) | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +567 0 owned after | $36.74 exercise price | 2017-11-24 | |
| 2017-11-21 | SODERSTROM S CARL JR Director | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,664 0 owned after | $11.39 exercise price | 2017-11-24 | |
| 2017-11-17 | BARNHART DALE G Director, Officer (President & CEO) | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,685 0 owned after | $13.29 exercise price | 2017-11-20 | |
| 2017-11-06 | SODERSTROM S CARL JR Director | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,588 0 owned after | $11.39 exercise price | 2017-11-08 | |
| 2017-09-15 | Abbruzzi Joseph A. Officer (Pres., Technical Nonwovens) | 4 | Option to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,037 1,037 owned after | $16.98 exercise price | 2017-09-18 | |
| 2017-09-15 | Abbruzzi Joseph A. Officer (Pres., Technical Nonwovens) | 4 | Option to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,758 1,758 owned after | $27.96 exercise price | 2017-09-18 | |
| 2017-06-19 | McDaniel Chad A. Officer (SVP, General Counsel & CAO) | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +3,500 0 owned after | $14.58 exercise price | 2017-06-13 | |
| 2017-06-01 | Abbruzzi Joseph A. Officer (Pres., Industrial Filtration) | 4 | Option to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 2,500 owned after | $13.29 exercise price | 2017-06-05 | |
| 2017-03-20 | McDaniel Chad A. Officer (SVP, General Counsel & CAO) | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,000 0 owned after | $14.58 exercise price | 2017-03-22 | |
| 2017-03-16 | BURDETT KATHLEEN Director | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,164 0 owned after | $18.13 exercise price | 2017-03-20 |