LYDALL, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 34 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-12-07: Reporting owner LAUGHLAN JAMES V; Form 4; Security Option to Buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-12-07: Reporting owner LONGE KEVIN T; Form 4; Security Option to Buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-12-07: Reporting owner BYRD RANDALL L; Form 4; Security Option to Buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-12-07: Reporting owner TATTERSALL JOHN F; Form 4; Security Option to Buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-12-07 | LAUGHLAN JAMES V Officer (Controller) | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +900 3,900 owned after | $10.87 exercise price | 2006-12-12 | |
| 2006-12-07 | LONGE KEVIN T Officer (VP, General Manager) | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 35,000 owned after | $10.87 exercise price | 2006-12-12 | |
| 2006-12-07 | BYRD RANDALL L Officer (President, N.A. Automotive) | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 20,000 owned after | $10.87 exercise price | 2006-12-12 | |
| 2006-12-07 | TATTERSALL JOHN F Officer (VP - General Manager) | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 63,500 owned after | $10.87 exercise price | 2006-12-12 | |
| 2006-12-07 | ATWELL IAN Officer (Director of Internal Audit) | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +900 5,900 owned after | $10.87 exercise price | 2006-12-12 | |
| 2006-12-07 | FERRIS PETER V Officer (President, Charter Medical Ltd) | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $10.87 exercise price | 2006-12-12 | |
| 2006-12-07 | PLOQUIN BERTRAND Officer (Managing Director) | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 48,750 owned after | $10.87 exercise price | 2006-12-12 | |
| 2006-12-07 | FRANKS BILLY W JR Officer (Group President) | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 107,500 owned after | $10.87 exercise price | 2006-12-12 | |
| 2006-12-07 | FREEMAN DAVID Director, Officer (President & CEO) | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,000 49,432 owned after | $10.87 exercise price | 2006-12-12 | |
| 2006-12-07 | ESTEY MONA G Officer (VP - Human Resources) | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 45,500 owned after | $10.87 exercise price | 2006-12-12 | |
| 2006-12-07 | TREMBLAY MARY A Officer (VP,General Counsel & Secretary) | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 51,500 owned after | $10.87 exercise price | 2006-12-12 | |
| 2006-12-07 | SMITH THOMAS P Officer (V.P.- CFO & Treasurer) | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 70,500 owned after | $10.87 exercise price | 2006-12-12 | |
| 2006-11-27 | FRANKS BILLY W JR Officer (Group President) | 4 | Option to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 105,500 owned after | $7.19 exercise price | 2006-11-27 | |
| 2006-05-15 holding as of filing | LAUGHLAN JAMES V Officer (Controller) | 3 | Option to Buy Derivative · Direct | Holding | $7.65 exercise price | 2006-05-15 | ||
| 2006-04-27 | ASSEO LEE A Director | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +325 7,950 owned after | $9.35 exercise price | 2006-04-28 | |
| 2006-04-27 | ASSEO LEE A Director | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 10,950 owned after | $9.35 exercise price | 2006-04-28 | |
| 2006-04-27 | BURDETT KATHLEEN Director | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +325 15,975 owned after | $9.35 exercise price | 2006-04-28 | |
| 2006-04-27 | BURDETT KATHLEEN Director | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 18,975 owned after | $9.35 exercise price | 2006-04-28 | |
| 2006-04-27 | FARRELL MATTHEW Director | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +325 15,975 owned after | $9.35 exercise price | 2006-04-28 | |
| 2006-04-27 | FARRELL MATTHEW Director | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 18,975 owned after | $9.35 exercise price | 2006-04-28 | |
| 2006-04-27 | SODERSTROM S CARL JR Director | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +325 15,975 owned after | $9.35 exercise price | 2006-04-28 | |
| 2006-04-27 | SODERSTROM S CARL JR Director | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 18,975 owned after | $9.35 exercise price | 2006-04-28 | |
| 2006-04-27 | HAMMETT SUZANNE Director | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +325 26,638 owned after | $9.35 exercise price | 2006-04-28 | |
| 2006-04-27 | HAMMETT SUZANNE Director | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 29,638 owned after | $9.35 exercise price | 2006-04-28 | |
| 2006-04-27 | DUFFY W LESLIE Director | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +325 31,891 owned after | $9.35 exercise price | 2006-04-28 | |
| 2006-04-27 | DUFFY W LESLIE Director | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 34,891 owned after | $9.35 exercise price | 2006-04-28 | |
| 2006-04-27 | GURLEY WILLIAM D Director | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,000 9,000 owned after | $9.35 exercise price | 2006-04-28 | |
| 2006-04-27 | GURLEY WILLIAM D Director | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +325 9,325 owned after | $9.35 exercise price | 2006-04-28 | |
| 2006-04-27 | GURLEY WILLIAM D Director | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 12,325 owned after | $9.35 exercise price | 2006-04-28 | |
| 2006-04-12 | ASSEO LEE A Director | 4 | Option to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −325 0 owned after | $6.50 exercise price | 2006-04-13 | |
| 2006-04-12 | ASSEO LEE A Director | 4 | Option to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −325 0 owned after | $8.69 exercise price | 2006-04-13 | |
| 2006-02-14 holding as of filing | SKOMOROWSKI CHRISTOPHER R Director | 5 | Option to Buy Derivative · Direct | Holding | 0 owned after | no price filed | 2006-02-14 | |
| 2006-02-14 holding as of filing | KRALLIS NIXON LISA Officer (Group VP - General Manager) | 5 | Option to Buy Derivative · Direct | Holding | 21,750 owned after | no price filed | 2006-02-14 | |
| 2006-02-14 holding as of filing | TREMBLAY MARY A Officer (VP,General Counsel & Secretary) | 5 | Option to Buy Derivative · Direct | Holding | 52,000 owned after | no price filed | 2006-02-14 |