LYDALL, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 7 rows in 2019. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-11-20: Reporting owner Greenstein Sara A.; Form 4; Security Option to Buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2019-11-01: Reporting owner Junker Robert B.; Form 4/A; Security Option to Buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2019-11-01: Reporting owner Junker Robert B.; Form 4; Security Option to Buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2019-07-25: Reporting owner Marold Paul A; Form 4; Security Option to Buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-11-20 | Greenstein Sara A. Director, Officer (President and CEO) | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +110,620 110,620 owned after | $18.62 exercise price | 2019-11-22 | |
| 2019-11-01 | Junker Robert B. Officer (President, Lydall TNW) | 4/A | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,592 23,592 owned after | $19.60 exercise price | 2019-11-19 | |
| 2019-11-01 | Junker Robert B. Officer (President, Lydall TNW) | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,592 23,592 owned after | $19.60 exercise price | 2019-11-05 | |
| 2019-07-25 | Marold Paul A Officer (President, Lydall PM) | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,820 22,820 owned after | $20.05 exercise price | 2019-07-29 | |
| 2019-07-25 | McDaniel Chad A. Officer (S.VP, General Counsel & CAO) | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +42,780 42,780 owned after | $20.05 exercise price | 2019-07-29 | |
| 2019-07-25 | Abbruzzi Joseph A. Officer (Pres., Thermal Acoustical Solu) | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,390 21,390 owned after | $20.05 exercise price | 2019-07-29 | |
| 2019-04-04 | BURDETT KATHLEEN Director | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,325 0 owned after | $3.67 exercise price | 2019-04-08 |