LYDALL, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 21 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-12-20: Reporting owner Abbruzzi Joseph A.; Form 4; Security Option to buy; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-12-14: Reporting owner LAUGHLAN JAMES V; Form 4; Security Stock Option Right to Buy; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-12-14: Reporting owner LAUGHLAN JAMES V; Form 4; Security Stock Option Right to Buy; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-12-14: Reporting owner LAUGHLAN JAMES V; Form 4; Security Stock Option Right to Buy; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-12-20 | Abbruzzi Joseph A. Officer (Pres., Industrial Filtration) | 4 | Option to buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,492 3,492 owned after | $27.96 exercise price | 2016-12-21 | |
| 2016-12-14 | LAUGHLAN JAMES V Officer (VP, CAO & Treasurer) | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −750 0 owned after | $13.29 exercise price | 2016-12-15 | |
| 2016-12-14 | LAUGHLAN JAMES V Officer (VP, CAO & Treasurer) | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,125 0 owned after | $16.68 exercise price | 2016-12-15 | |
| 2016-12-14 | LAUGHLAN JAMES V Officer (VP, CAO & Treasurer) | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,100 0 owned after | $27.96 exercise price | 2016-12-15 | |
| 2016-12-14 | LAUGHLAN JAMES V Officer (VP, CAO & Treasurer) | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,025 0 owned after | $36.74 exercise price | 2016-12-15 | |
| 2016-12-14 | GURLEY WILLIAM D Director | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,839 0 owned after | $18.13 exercise price | 2016-12-15 | |
| 2016-12-14 | GURLEY WILLIAM D Director | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −325 0 owned after | $18.13 exercise price | 2016-12-15 | |
| 2016-12-14 | McDaniel Chad A. Officer (SVP, General Counsel & CAO) | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +4,000 0 owned after | $14.58 exercise price | 2016-12-15 | |
| 2016-12-09 | BARNHART DALE G Director, Officer (President & CEO) | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,135 23,135 owned after | $64.20 exercise price | 2016-12-13 | |
| 2016-12-09 | FELD WILLIAM M. Officer (VP/GM T/A - Fibers) | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,860 3,860 owned after | $64.20 exercise price | 2016-12-13 | |
| 2016-12-09 | HUME WILLIAM J. Officer (SVP/GM-Global Auto-Metals) | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,860 3,860 owned after | $64.20 exercise price | 2016-12-13 | |
| 2016-12-09 | Marold Paul A Officer (President, Lydall PM) | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,820 4,820 owned after | $64.20 exercise price | 2016-12-13 | |
| 2016-08-19 | Abbruzzi Joseph A. Officer (Pres., Industrial Filtration) | 4 | Option to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,050 2,050 owned after | $36.74 exercise price | 2016-12-21 | |
| 2016-08-19 | Abbruzzi Joseph A. Officer (Pres., Industrial Filtration) | 4 | Option to buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 2,500 owned after | $13.29 exercise price | 2016-08-23 | |
| 2016-08-19 | Abbruzzi Joseph A. Officer (Pres., Industrial Filtration) | 4 | Option to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,075 2,075 owned after | $16.98 exercise price | 2016-08-23 | |
| 2016-08-05 | HUME WILLIAM J. Officer (SVP/GM-Global Auto-Metals) | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $8.94 exercise price | 2016-08-09 | |
| 2016-08-05 | LAUGHLAN JAMES V Officer (VP, CAO & Treasurer) | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,125 0 owned after | $7.80 exercise price | 2016-08-09 | |
| 2016-08-05 | LAUGHLAN JAMES V Officer (VP, CAO & Treasurer) | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,750 0 owned after | $8.94 exercise price | 2016-08-09 | |
| 2016-08-05 | LAUGHLAN JAMES V Officer (VP, CAO & Treasurer) | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,250 0 owned after | $13.29 exercise price | 2016-08-09 | |
| 2016-03-29 | BURDETT KATHLEEN Director | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,325 0 owned after | $9.35 exercise price | 2016-03-31 | |
| 2016-02-18 | Marold Paul A Officer (President, Lydall PM) | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,400 11,400 owned after | $27.15 exercise price | 2016-02-22 |