LYDALL, INC. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 16 rows, 16 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-12-29: Reporting owner WILLIAMS DAVID H; Form 4; Security Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-11-14: Reporting owner BARNHART DALE G; Form 4; Security Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-11-14: Reporting owner BARNHART DALE G; Form 4; Security Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-11-13: Reporting owner BARNHART DALE G; Form 4; Security Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-12-29 | WILLIAMS DAVID H Officer (Former Pres. Perform Materials) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 0 owned after | $13.29 exercise price | 2015-12-31 | |
| 2014-11-14 | BARNHART DALE G Director, Officer (President & CEO) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,262 0 owned after | $8.94 exercise price | 2014-11-17 | |
| 2014-11-14 | BARNHART DALE G Director, Officer (President & CEO) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,185 0 owned after | $7.80 exercise price | 2014-11-17 | |
| 2014-11-13 | BARNHART DALE G Director, Officer (President & CEO) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 0 owned after | $11.12 exercise price | 2014-11-17 | |
| 2014-11-13 | BARNHART DALE G Director, Officer (President & CEO) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $9.70 exercise price | 2014-11-17 | |
| 2014-11-13 | BARNHART DALE G Director, Officer (President & CEO) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $4.64 exercise price | 2014-11-17 | |
| 2014-11-13 | BARNHART DALE G Director, Officer (President & CEO) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −315 22,185 owned after | $7.80 exercise price | 2014-11-17 | |
| 2014-11-13 | BARNHART DALE G Director, Officer (President & CEO) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,238 9,262 owned after | $8.94 exercise price | 2014-11-17 | |
| 2014-09-02 | WILLIAMS DAVID H Officer (Pres., Perform. Materials) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,363 0 owned after | $12.48 exercise price | 2014-09-03 | |
| 2014-08-28 | BARNHART DALE G Director, Officer (President & CEO) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,900 0 owned after | $8.94 exercise price | 2014-09-02 | |
| 2014-08-27 | BARNHART DALE G Director, Officer (President & CEO) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,600 0 owned after | $8.94 exercise price | 2014-08-27 | |
| 2014-08-26 | BARNHART DALE G Director, Officer (President & CEO) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −26,200 0 owned after | $8.94 exercise price | 2014-08-27 | |
| 2014-08-25 | BARNHART DALE G Director, Officer (President & CEO) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,300 0 owned after | $8.94 exercise price | 2014-08-27 | |
| 2014-08-25 | WILLIAMS DAVID H Officer (Pres., Perform. Materials) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,137 0 owned after | $12.48 exercise price | 2014-08-27 | |
| 2012-08-02 | WILLIAMS DAVID H Officer (Pres., Perform. Materials) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $12.48 exercise price | 2012-08-03 | |
| 2011-12-19 | Igoe Paul Gerard Officer (VP, Gen. Counsel & Secretary) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $8.94 exercise price | 2011-12-21 |