LYDALL, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 15 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-12-05: Reporting owner WILLIAMS DAVID H; Form 4; Security Option to Buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-12-05: Reporting owner LAUGHLAN JAMES V; Form 4; Security Option to Buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-12-05: Reporting owner JULIAN ROBERT K.; Form 4; Security Option to Buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-12-05: Reporting owner ESTEY MONA G; Form 4; Security Option to Buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-12-05 | WILLIAMS DAVID H Officer (Pres., Perform. Materials) | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $13.29 exercise price | 2012-12-06 | |
| 2012-12-05 | LAUGHLAN JAMES V Officer (Controller) | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $13.29 exercise price | 2012-12-06 | |
| 2012-12-05 | JULIAN ROBERT K. Officer (EVP & CFO) | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $13.29 exercise price | 2012-12-06 | |
| 2012-12-05 | ESTEY MONA G Officer (VP - Human Resources) | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,500 5,500 owned after | $13.29 exercise price | 2012-12-06 | |
| 2012-12-05 | BARNHART DALE G Director, Officer (President & CEO) | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $13.29 exercise price | 2012-12-06 | |
| 2012-12-04 | ESTEY MONA G Officer (VP - Human Resources) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 0 owned after | $7.65 exercise price | 2012-12-06 | |
| 2012-12-04 | ESTEY MONA G Officer (VP - Human Resources) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,250 750 owned after | $4.64 exercise price | 2012-12-06 | |
| 2012-12-04 | ESTEY MONA G Officer (VP - Human Resources) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,050 2,050 owned after | $5.54 exercise price | 2012-12-06 | |
| 2012-12-04 | ESTEY MONA G Officer (VP - Human Resources) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 7,500 owned after | $7.80 exercise price | 2012-12-06 | |
| 2012-11-30 | Igoe Paul Gerard Officer (VP, Gen. Counsel & Secretary) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,625 1,875 owned after | $5.51 exercise price | 2012-12-04 | |
| 2012-11-30 | Igoe Paul Gerard Officer (VP, Gen. Counsel & Secretary) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 1,500 owned after | $5.54 exercise price | 2012-12-04 | |
| 2012-11-30 | Igoe Paul Gerard Officer (VP, Gen. Counsel & Secretary) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 7,500 owned after | $7.80 exercise price | 2012-12-04 | |
| 2012-11-09 | JULIAN ROBERT K. Officer (EVP & CFO) | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $12.38 exercise price | 2012-11-13 | |
| 2012-10-29 holding as of filing | JULIAN ROBERT K. Officer (EXECUTIVE VICE PRESIDENT & CFO) | 3 | Stock Options Derivative · Direct | Holding | no price filed | 2012-10-29 | ||
| 2012-07-20 holding as of filing | WILLIAMS DAVID H Officer (Pres., Performance Materials) | 3 | Stock Options Derivative · Direct | Holding | no price filed | 2012-07-20 |