LYDALL, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 33 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-12-09: Reporting owner FARRELL MATTHEW; Form 4; Security Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-12-09: Reporting owner FARRELL MATTHEW; Form 4; Security Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-12-09: Reporting owner FARRELL MATTHEW; Form 4; Security Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-12-08: Reporting owner Abbruzzi Joseph A.; Form 4; Security Option to Buy; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-12-09 | FARRELL MATTHEW Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,325 0 owned after | $10.54 exercise price | 2014-12-10 | |
| 2014-12-09 | FARRELL MATTHEW Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,325 0 owned after | $9.35 exercise price | 2014-12-10 | |
| 2014-12-09 | FARRELL MATTHEW Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,164 0 owned after | $18.13 exercise price | 2014-12-10 | |
| 2014-12-08 | Abbruzzi Joseph A. Officer (Pres., Industrial Filtration) | 4 | Option to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 7,500 owned after | $13.29 exercise price | 2014-12-09 | |
| 2014-12-05 | WILLIAMS DAVID H Officer (Pres., Perform. Materials) | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,400 8,400 owned after | $27.96 exercise price | 2014-12-09 | |
| 2014-12-05 | McDaniel Chad A. Officer (VP, General Counsel & Secre.) | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,500 10,500 owned after | $27.96 exercise price | 2014-12-09 | |
| 2014-12-05 | LAUGHLAN JAMES V Officer (VP, CAO & Treasurer) | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,200 4,200 owned after | $27.96 exercise price | 2014-12-09 | |
| 2014-12-05 | Lachenmeyer William M Officer (VP, Human Resources) | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,600 7,600 owned after | $27.96 exercise price | 2014-12-09 | |
| 2014-12-05 | JULIAN ROBERT K. Officer (EVP & CFO) | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,000 19,000 owned after | $27.96 exercise price | 2014-12-09 | |
| 2014-12-05 | BARNHART DALE G Director, Officer (President & CEO) | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +46,400 46,400 owned after | $27.96 exercise price | 2014-12-09 | |
| 2014-12-05 | Abbruzzi Joseph A. Officer (Pres., Industrial Filtration) | 4 | Option to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,500 10,500 owned after | $27.96 exercise price | 2014-12-09 | |
| 2014-09-05 | LAUGHLAN JAMES V Officer (VP, CAO & Treasurer) | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,375 0 owned after | $7.80 exercise price | 2014-09-09 | |
| 2014-09-05 | LAUGHLAN JAMES V Officer (VP, CAO & Treasurer) | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,750 0 owned after | $8.94 exercise price | 2014-09-09 | |
| 2014-08-05 | DUFFY W LESLIE Director | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,325 0 owned after | $10.54 exercise price | 2014-08-07 | |
| 2014-06-05 | HAMMETT SUZANNE Director | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,325 0 owned after | $10.54 exercise price | 2014-06-09 | |
| 2014-06-05 | HAMMETT SUZANNE Director | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,325 0 owned after | $9.35 exercise price | 2014-06-09 | |
| 2014-06-05 | HAMMETT SUZANNE Director | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,164 0 owned after | $18.13 exercise price | 2014-06-09 | |
| 2014-06-05 | HAMMETT SUZANNE Director | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,252 0 owned after | $11.39 exercise price | 2014-06-09 | |
| 2014-06-05 | HAMMETT SUZANNE Director | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,325 0 owned after | $3.67 exercise price | 2014-06-09 | |
| 2014-06-05 | HAMMETT SUZANNE Director | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,325 0 owned after | $8.65 exercise price | 2014-06-09 | |
| 2014-06-05 | LAUGHLAN JAMES V Officer (VP, CAO & Treasurer) | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,561 0 owned after | $7.65 exercise price | 2014-06-09 | |
| 2014-06-05 | LAUGHLAN JAMES V Officer (VP, CAO & Treasurer) | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −900 0 owned after | $10.87 exercise price | 2014-06-09 | |
| 2014-06-05 | LAUGHLAN JAMES V Officer (VP, CAO & Treasurer) | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 0 owned after | $9.70 exercise price | 2014-06-09 | |
| 2014-06-05 | LAUGHLAN JAMES V Officer (VP, CAO & Treasurer) | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 0 owned after | $4.64 exercise price | 2014-06-09 | |
| 2014-06-05 | LAUGHLAN JAMES V Officer (VP, CAO & Treasurer) | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 0 owned after | $5.54 exercise price | 2014-06-09 | |
| 2014-05-14 | LAUGHLAN JAMES V Officer (VP, CAO & Treasurer) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −689 0 owned after | $7.65 exercise price | 2014-05-16 | |
| 2014-03-20 | BURDETT KATHLEEN Director | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,325 0 owned after | $10.30 exercise price | 2014-03-21 | |
| 2014-03-06 | SODERSTROM S CARL JR Director | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,325 0 owned after | $10.30 exercise price | 2014-03-07 | |
| 2014-03-06 | FARRELL MATTHEW Director | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,325 0 owned after | $10.30 exercise price | 2014-03-07 | |
| 2014-03-06 | DUFFY W LESLIE Director | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,325 0 owned after | $10.30 exercise price | 2014-03-07 | |
| 2014-03-06 | HAMMETT SUZANNE Director | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,325 0 owned after | $10.30 exercise price | 2014-03-07 | |
| 2014-02-24 holding as of filing | Abbruzzi Joseph A. Officer (Pres., Industrial Filtration) | 3 | Incentive Stock Option Derivative · Direct | Holding | $13.29 exercise price | 2014-02-24 | ||
| 2014-02-24 holding as of filing | Abbruzzi Joseph A. Officer (Pres., Industrial Filtration) | 3 | Incentive Stock Option Derivative · Direct | Holding | $16.98 exercise price | 2014-02-24 |