LIFELOCK, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 23 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-12-27: Reporting owner Jeffries Douglas C; Form 4; Security EMPLOYEE STOCK OPTION (RIGHT TO BUY); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-12-23: Reporting owner SCHNEIDER HILARY; Form 4; Security EMPLOYEE STOCK OPTION (RIGHT TO BUY); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-09-15: Reporting owner Segev, Sharon; Form 4; Security EMPLOYEE STOCK OPTION (RIGHT TO BUY); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-09-15: Reporting owner Jeffries Douglas C; Form 4; Security EMPLOYEE STOCK OPTION (RIGHT TO BUY); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-12-27 | Jeffries Douglas C Officer (CFO and CAO) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,000 39,596 owned after | $11.64 exercise price | 2016-12-28 | |
| 2016-12-23 | SCHNEIDER HILARY Director, Officer (CEO & PRESIDENT) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +305,000 70,000 owned after | $9.00 exercise price | 2016-12-28 | |
| 2016-09-15 | Segev, Sharon Officer (EVP, GC & SECRETARY) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,313 50,313 owned after | $16.13 exercise price | 2016-09-16 | |
| 2016-09-15 | Jeffries Douglas C Officer (CFO and CAO) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +92,886 92,886 owned after | $16.13 exercise price | 2016-09-16 | |
| 2016-08-18 | Jeffries Douglas C Officer (CFO and CAO) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +58,054 58,054 owned after | $16.84 exercise price | 2016-08-19 | |
| 2016-08-09 | Power Chris G Officer (CHIEF FINANCIAL OFFICER) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −10,000 94,000 owned after | $3.79 exercise price | 2016-08-11 | |
| 2016-07-21 | Power Chris G Officer (CHIEF FINANCIAL OFFICER) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −2,500 145,000 owned after | $5.20 exercise price | 2016-07-22 | |
| 2016-07-20 | Power Chris G Officer (CHIEF FINANCIAL OFFICER) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −2,500 147,500 owned after | $5.20 exercise price | 2016-07-22 | |
| 2016-07-11 | Power Chris G Officer (CHIEF FINANCIAL OFFICER) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 104,000 owned after | $3.79 exercise price | 2016-07-12 | |
| 2016-07-11 | Power Chris G Officer (CHIEF FINANCIAL OFFICER) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 150,000 owned after | $5.20 exercise price | 2016-07-12 | |
| 2016-07-08 | Power Chris G Officer (CHIEF FINANCIAL OFFICER) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 108,000 owned after | $3.79 exercise price | 2016-07-12 | |
| 2016-07-06 | Power Chris G Officer (CHIEF FINANCIAL OFFICER) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 114,000 owned after | $3.79 exercise price | 2016-07-07 | |
| 2016-07-05 | Power Chris G Officer (CHIEF FINANCIAL OFFICER) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 122,000 owned after | $3.79 exercise price | 2016-07-07 | |
| 2016-06-17 | Power Chris G Officer (CHIEF FINANCIAL OFFICER) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 130,000 owned after | $3.79 exercise price | 2016-06-21 | |
| 2016-06-17 | Power Chris G Officer (CHIEF FINANCIAL OFFICER) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 157,500 owned after | $5.20 exercise price | 2016-06-21 | |
| 2016-06-08 | Power Chris G Officer (CHIEF FINANCIAL OFFICER) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 132,000 owned after | $3.79 exercise price | 2016-06-09 | |
| 2016-06-07 | Power Chris G Officer (CHIEF FINANCIAL OFFICER) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,000 140,000 owned after | $3.79 exercise price | 2016-06-09 | |
| 2016-05-24 | Power Chris G Officer (CHIEF FINANCIAL OFFICER) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 153,000 owned after | $3.79 exercise price | 2016-05-26 | |
| 2016-05-04 | Power Chris G Officer (CHIEF FINANCIAL OFFICER) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 158,000 owned after | $3.79 exercise price | 2016-05-05 | |
| 2016-05-03 | Power Chris G Officer (CHIEF FINANCIAL OFFICER) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 161,000 owned after | $3.79 exercise price | 2016-05-05 | |
| 2016-02-18 | SCHNEIDER HILARY Officer (PRESIDENT) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +334,448 334,448 owned after | $10.27 exercise price | 2016-02-22 | |
| 2016-02-18 | Segev, Sharon Officer (EVP, GC & SECRETARY) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +73,028 73,028 owned after | $10.27 exercise price | 2016-02-22 | |
| 2016-02-18 | Power Chris G Officer (CHIEF FINANCIAL OFFICER) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +81,142 81,142 owned after | $10.27 exercise price | 2016-02-22 |