LIFELOCK, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 56 rows, 56 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-02-16: Reporting owner COWAN DAVID J/CA; Form 4; Security Series A Preferred Stock Warrant (Right to Buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2012-10-12: Reporting owner Bessemer Venture Partners VI L.P. | Deer VI & Co. LLC | Bessemer Venture Partners Co-Investment L.P. | Bessemer Venture Partners VI Institutional L.P.; Form 3/A; Security Series A Preferred Stock; Transaction Holding.
- 2012-10-12: Reporting owner Bessemer Venture Partners VI L.P. | Deer VI & Co. LLC | Bessemer Venture Partners Co-Investment L.P. | Bessemer Venture Partners VI Institutional L.P.; Form 3/A; Security Series E Preferred Stock; Transaction Holding.
- 2012-10-12: Reporting owner COWAN DAVID J/CA; Form 3/A; Security Series A Preferred Stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-02-16 | COWAN DAVID J/CA Director | 4 | Series A Preferred Stock Warrant (Right to Buy) Derivative · Indirect · See Footnotes | X Exercise of in-the-money or at-the-money derivative security | −0 0 owned after | $0.68 exercise price | 2016-03-04 | |
| 2012-10-12 holding as of filing | Bessemer Venture Partners VI L.P. | Deer VI & Co. LLC | Bessemer Venture Partners Co-Investment L.P. | Bessemer Venture Partners VI Institutional L.P. 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 3/A | Series A Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2012-10-12 | ||
| 2012-10-12 holding as of filing | Bessemer Venture Partners VI L.P. | Deer VI & Co. LLC | Bessemer Venture Partners Co-Investment L.P. | Bessemer Venture Partners VI Institutional L.P. 10% Owner | Director, 10% Owner | 10% Owner | 10% Owner | 3/A | Series E Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2012-10-12 | ||
| 2012-10-12 holding as of filing | COWAN DAVID J/CA Director | 3/A | Series A Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2012-10-12 | ||
| 2012-10-12 holding as of filing | COWAN DAVID J/CA Director | 3/A | Series E Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2012-10-12 | ||
| 2012-10-11 holding as of filing | KPCB XII Associates, LLC | KPCB XII Founders Fund, LLC | KLEINER PERKINS CAUFIELD & BYERS XII, LLC 10% Owner | 10% Owner | 10% Owner | 3/A | Series E Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2012-10-11 | ||
| 2012-10-09 | COWAN DAVID J/CA Director | 4 | Series A Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −0 0 owned after | $0.00 | 2012-10-11 | |
| 2012-10-09 | COWAN DAVID J/CA Director | 4 | Series B Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −0 0 owned after | $0.00 | 2012-10-11 | |
| 2012-10-09 | COWAN DAVID J/CA Director | 4 | Series C Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −0 0 owned after | $0.00 | 2012-10-11 | |
| 2012-10-09 | COWAN DAVID J/CA Director | 4 | Series D Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −0 0 owned after | $0.00 | 2012-10-11 | |
| 2012-10-09 | COWAN DAVID J/CA Director | 4 | Series E Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −0 0 owned after | $0.00 | 2012-10-11 | |
| 2012-10-09 | Bessemer Venture Partners VI Institutional L.P. | Bessemer Venture Partners Co-Investment L.P. | Bessemer Venture Partners VI L.P. | Deer VI & Co. LLC 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −6,428,571 0 owned after | $0.00 | 2012-10-11 | |
| 2012-10-09 | Bessemer Venture Partners VI Institutional L.P. | Bessemer Venture Partners Co-Investment L.P. | Bessemer Venture Partners VI L.P. | Deer VI & Co. LLC 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −1,550,000 0 owned after | $0.00 | 2012-10-11 | |
| 2012-10-09 | Bessemer Venture Partners VI Institutional L.P. | Bessemer Venture Partners Co-Investment L.P. | Bessemer Venture Partners VI L.P. | Deer VI & Co. LLC 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −880,663 0 owned after | $0.00 | 2012-10-11 | |
| 2012-10-09 | Bessemer Venture Partners VI Institutional L.P. | Bessemer Venture Partners Co-Investment L.P. | Bessemer Venture Partners VI L.P. | Deer VI & Co. LLC 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 4 | Series D Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −1,613,265 0 owned after | $0.00 | 2012-10-11 | |
| 2012-10-09 | Bessemer Venture Partners VI Institutional L.P. | Bessemer Venture Partners Co-Investment L.P. | Bessemer Venture Partners VI L.P. | Deer VI & Co. LLC 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −1,904,133 0 owned after | $0.00 | 2012-10-11 | |
| 2012-10-09 | KLEINER PERKINS CAUFIELD & BYERS XII, LLC | KPCB XII Associates, LLC | KPCB XII Founders Fund, LLC 10% Owner | 10% Owner | 10% Owner | 4 | Series B Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −4,714,320 0 owned after | $0.00 | 2012-10-11 | |
| 2012-10-09 | KLEINER PERKINS CAUFIELD & BYERS XII, LLC | KPCB XII Associates, LLC | KPCB XII Founders Fund, LLC 10% Owner | 10% Owner | 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −628,449 0 owned after | $0.00 | 2012-10-11 | |
| 2012-10-09 | KLEINER PERKINS CAUFIELD & BYERS XII, LLC | KPCB XII Associates, LLC | KPCB XII Founders Fund, LLC 10% Owner | 10% Owner | 10% Owner | 4 | Series D Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −952,587 0 owned after | $0.00 | 2012-10-11 | |
| 2012-10-09 | KLEINER PERKINS CAUFIELD & BYERS XII, LLC | KPCB XII Associates, LLC | KPCB XII Founders Fund, LLC 10% Owner | 10% Owner | 10% Owner | 4 | Series E Preferred Stock Derivative · Indirect · See Footnote | C Conversion of derivative security | −575,429 0 owned after | $0.00 | 2012-10-11 | |
| 2012-10-09 | GOLDMAN SACHS & CO | GOLDMAN SACHS GROUP INC 10% Owner | 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · See footnotes | C Conversion of derivative security | −4,000,000 0 owned after | no price filed | 2012-10-11 | |
| 2012-10-09 | GOLDMAN SACHS & CO | GOLDMAN SACHS GROUP INC 10% Owner | 10% Owner | 4 | Series D Preferred Stock Derivative · Indirect · See footnotes | C Conversion of derivative security | −713,179 0 owned after | no price filed | 2012-10-11 | |
| 2012-10-09 | GOLDMAN SACHS & CO | GOLDMAN SACHS GROUP INC 10% Owner | 10% Owner | 4 | Series E-2 Preferred Stock Derivative · Indirect · See footnotes | C Conversion of derivative security | −2,914,238 0 owned after | no price filed | 2012-10-11 | |
| 2012-10-05 holding as of filing | GOLDMAN SACHS GROUP INC | GOLDMAN SACHS & CO 10% Owner | 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · See footnotes | Holding | 4,000,000 owned after | no price filed | 2012-10-05 | |
| 2012-10-05 holding as of filing | GOLDMAN SACHS GROUP INC | GOLDMAN SACHS & CO 10% Owner | 10% Owner | 4 | Series D Preferred Stock Derivative · Indirect · See footnotes | Holding | 713,179 owned after | no price filed | 2012-10-05 | |
| 2012-10-05 holding as of filing | GOLDMAN SACHS GROUP INC | GOLDMAN SACHS & CO 10% Owner | 10% Owner | 4 | Series E-2 Preferred Stock Derivative · Indirect · See footnotes | Holding | 2,284,960 owned after | no price filed | 2012-10-05 | |
| 2012-10-02 holding as of filing | KPCB XII Associates, LLC | KPCB XII Founders Fund, LLC | KLEINER PERKINS CAUFIELD & BYERS XII, LLC 10% Owner | 10% Owner | 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2012-10-02 | ||
| 2012-10-02 holding as of filing | KPCB XII Associates, LLC | KPCB XII Founders Fund, LLC | KLEINER PERKINS CAUFIELD & BYERS XII, LLC 10% Owner | 10% Owner | 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2012-10-02 | ||
| 2012-10-02 holding as of filing | KPCB XII Associates, LLC | KPCB XII Founders Fund, LLC | KLEINER PERKINS CAUFIELD & BYERS XII, LLC 10% Owner | 10% Owner | 10% Owner | 3 | Series D Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2012-10-02 | ||
| 2012-10-02 holding as of filing | KPCB XII Associates, LLC | KPCB XII Founders Fund, LLC | KLEINER PERKINS CAUFIELD & BYERS XII, LLC 10% Owner | 10% Owner | 10% Owner | 3 | Series E Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2012-10-02 | ||
| 2012-10-02 holding as of filing | KPCB XII Associates, LLC | KPCB XII Founders Fund, LLC | KLEINER PERKINS CAUFIELD & BYERS XII, LLC 10% Owner | 10% Owner | 10% Owner | 3 | Series E Preferred Stock Warrant (Right to Buy) Derivative · Indirect · See Footnote | Holding | $0.01 exercise price | 2012-10-02 | ||
| 2012-10-02 holding as of filing | Industry Ventures Fund V-A, L.P. | Industry Ventures Management V, L.L.C. | Industry Ventures Partnership Holdings II GP, LLC | Swildens Johan D. | INDUSTRY VENTURES FUND V, L.P. | Industry Ventures Management VI, L.L.C. | Industry Ventures Partnership Holdings II-A, L.P. | Industry Ventures Special Opportunities Fund, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series E Preferred Stock Derivative · Indirect · By Industry Ventures Fund V, L.P. | Holding | no price filed | 2012-10-02 | ||
| 2012-10-02 holding as of filing | Industry Ventures Fund V-A, L.P. | Industry Ventures Management V, L.L.C. | Industry Ventures Partnership Holdings II GP, LLC | Swildens Johan D. | INDUSTRY VENTURES FUND V, L.P. | Industry Ventures Management VI, L.L.C. | Industry Ventures Partnership Holdings II-A, L.P. | Industry Ventures Special Opportunities Fund, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series E Preferred Stock Derivative · Indirect · By Industry Ventures Special Opportunities Fund, L.P. | Holding | no price filed | 2012-10-02 | ||
| 2012-10-02 holding as of filing | Industry Ventures Fund V-A, L.P. | Industry Ventures Management V, L.L.C. | Industry Ventures Partnership Holdings II GP, LLC | Swildens Johan D. | INDUSTRY VENTURES FUND V, L.P. | Industry Ventures Management VI, L.L.C. | Industry Ventures Partnership Holdings II-A, L.P. | Industry Ventures Special Opportunities Fund, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series E Preferred Stock Derivative · Indirect · By Industry Ventures Fund V-A, L.P. | Holding | no price filed | 2012-10-02 | ||
| 2012-10-02 holding as of filing | Industry Ventures Fund V-A, L.P. | Industry Ventures Management V, L.L.C. | Industry Ventures Partnership Holdings II GP, LLC | Swildens Johan D. | INDUSTRY VENTURES FUND V, L.P. | Industry Ventures Management VI, L.L.C. | Industry Ventures Partnership Holdings II-A, L.P. | Industry Ventures Special Opportunities Fund, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series E Preferred Stock Derivative · Indirect · By Industry Ventures Partnership Holdings II-A, L.P. | Holding | no price filed | 2012-10-02 | ||
| 2012-10-02 holding as of filing | Industry Ventures Fund V-A, L.P. | Industry Ventures Management V, L.L.C. | Industry Ventures Partnership Holdings II GP, LLC | Swildens Johan D. | INDUSTRY VENTURES FUND V, L.P. | Industry Ventures Management VI, L.L.C. | Industry Ventures Partnership Holdings II-A, L.P. | Industry Ventures Special Opportunities Fund, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series E Preferred Warrants Derivative · Indirect · By Industry Ventures Fund V, L.P. | Holding | $0.01 exercise price | 2012-10-02 | ||
| 2012-10-02 holding as of filing | Industry Ventures Fund V-A, L.P. | Industry Ventures Management V, L.L.C. | Industry Ventures Partnership Holdings II GP, LLC | Swildens Johan D. | INDUSTRY VENTURES FUND V, L.P. | Industry Ventures Management VI, L.L.C. | Industry Ventures Partnership Holdings II-A, L.P. | Industry Ventures Special Opportunities Fund, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series E Preferred Warrants Derivative · Indirect · By Industry Ventures Special Opportunities Fund, L.P. | Holding | $0.01 exercise price | 2012-10-02 | ||
| 2012-10-02 holding as of filing | Industry Ventures Fund V-A, L.P. | Industry Ventures Management V, L.L.C. | Industry Ventures Partnership Holdings II GP, LLC | Swildens Johan D. | INDUSTRY VENTURES FUND V, L.P. | Industry Ventures Management VI, L.L.C. | Industry Ventures Partnership Holdings II-A, L.P. | Industry Ventures Special Opportunities Fund, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series E Preferred Warrants Derivative · Indirect · By Industry Ventures Fund V-A, L.P. | Holding | $0.01 exercise price | 2012-10-02 | ||
| 2012-10-02 holding as of filing | Industry Ventures Fund V-A, L.P. | Industry Ventures Management V, L.L.C. | Industry Ventures Partnership Holdings II GP, LLC | Swildens Johan D. | INDUSTRY VENTURES FUND V, L.P. | Industry Ventures Management VI, L.L.C. | Industry Ventures Partnership Holdings II-A, L.P. | Industry Ventures Special Opportunities Fund, L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series E Preferred Warrants Derivative · Indirect · By Industry Ventures Partnership Holdings II-A, L.P. | Holding | $0.01 exercise price | 2012-10-02 | ||
| 2012-10-02 holding as of filing | Bessemer Venture Partners VI Institutional L.P. | Bessemer Venture Partners VI L.P. | Bessemer Venture Partners Co-Investment L.P. | Deer VI & Co. LLC 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2012-10-02 | ||
| 2012-10-02 holding as of filing | Bessemer Venture Partners VI Institutional L.P. | Bessemer Venture Partners VI L.P. | Bessemer Venture Partners Co-Investment L.P. | Deer VI & Co. LLC 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 3 | Series B Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2012-10-02 | ||
| 2012-10-02 holding as of filing | Bessemer Venture Partners VI Institutional L.P. | Bessemer Venture Partners VI L.P. | Bessemer Venture Partners Co-Investment L.P. | Deer VI & Co. LLC 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2012-10-02 | ||
| 2012-10-02 holding as of filing | Bessemer Venture Partners VI Institutional L.P. | Bessemer Venture Partners VI L.P. | Bessemer Venture Partners Co-Investment L.P. | Deer VI & Co. LLC 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 3 | Series D Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2012-10-02 | ||
| 2012-10-02 holding as of filing | Bessemer Venture Partners VI Institutional L.P. | Bessemer Venture Partners VI L.P. | Bessemer Venture Partners Co-Investment L.P. | Deer VI & Co. LLC 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 3 | Series E Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2012-10-02 | ||
| 2012-10-02 holding as of filing | Bessemer Venture Partners VI Institutional L.P. | Bessemer Venture Partners VI L.P. | Bessemer Venture Partners Co-Investment L.P. | Deer VI & Co. LLC 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 3 | Series A Preferred Stock Warrant (Right to Buy) Derivative · Indirect · See Footnote | Holding | $0.70 exercise price | 2012-10-02 | ||
| 2012-10-02 holding as of filing | Bessemer Venture Partners VI Institutional L.P. | Bessemer Venture Partners VI L.P. | Bessemer Venture Partners Co-Investment L.P. | Deer VI & Co. LLC 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 3 | Series E-2 Preferred Stock Warrant (Right to Buy) Derivative · Indirect · See Footnote | Holding | $0.01 exercise price | 2012-10-02 | ||
| 2012-10-02 holding as of filing | COWAN DAVID J/CA Director | 3 | Series A Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2012-10-02 | ||
| 2012-10-02 holding as of filing | COWAN DAVID J/CA Director | 3 | Series B Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2012-10-02 | ||
| 2012-10-02 holding as of filing | COWAN DAVID J/CA Director | 3 | Series C Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2012-10-02 | ||
| 2012-10-02 holding as of filing | COWAN DAVID J/CA Director | 3 | Series D Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2012-10-02 | ||
| 2012-10-02 holding as of filing | COWAN DAVID J/CA Director | 3 | Series E Preferred Stock Derivative · Indirect · See Footnote | Holding | no price filed | 2012-10-02 | ||
| 2012-10-02 holding as of filing | COWAN DAVID J/CA Director | 3 | Series A Preferred Stock Warrant (Right to Buy) Derivative · Indirect · See Footnote | Holding | $0.70 exercise price | 2012-10-02 | ||
| 2012-10-02 holding as of filing | COWAN DAVID J/CA Director | 3 | Series E-2 Preferred Stock Warrant (Right to Buy) Derivative · Indirect · See Footnote | Holding | $0.01 exercise price | 2012-10-02 | ||
| 2012-10-02 holding as of filing | GOLDMAN SACHS & CO | GOLDMAN SACHS GROUP INC 10% Owner | 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · See footnotes | Holding | no price filed | 2012-10-02 | ||
| 2012-10-02 holding as of filing | GOLDMAN SACHS & CO | GOLDMAN SACHS GROUP INC 10% Owner | 10% Owner | 3 | Series D Preferred Stock Derivative · Indirect · See footnotes | Holding | no price filed | 2012-10-02 | ||
| 2012-10-02 holding as of filing | GOLDMAN SACHS & CO | GOLDMAN SACHS GROUP INC 10% Owner | 10% Owner | 3 | Series E-2 Preferred Stock Derivative · Indirect · See footnotes | Holding | no price filed | 2012-10-02 |