LIFELOCK, INC. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 12 rows, 12 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-06-23: Reporting owner Robbins Nicholas W.; Form 4; Security RESTRICTED STOCK UNITS; Transaction S Open market or private sale of non-derivative or derivative security.
- 2013-04-02: Reporting owner COWAN DAVID J/CA; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-04-02: Reporting owner Ridge Thomas J; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-04-02: Reporting owner Pimentel Albert A; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-06-23 | Robbins Nicholas W. Officer (Interim CLO and Secretary) | 4 | RESTRICTED STOCK UNITS Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −0 13,433 owned after | $0.00 | 2015-06-25 | |
| 2013-04-02 | COWAN DAVID J/CA Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,250 0 owned after | no price filed | 2013-04-04 | |
| 2013-04-02 | Ridge Thomas J Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,250 0 owned after | no price filed | 2013-04-04 | |
| 2013-04-02 | Pimentel Albert A Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,250 0 owned after | no price filed | 2013-04-04 | |
| 2013-04-02 | KRISHNAN SRINIVASAN Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,250 0 owned after | no price filed | 2013-04-04 | |
| 2013-04-02 | GUTHRIE ROY A Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,250 0 owned after | no price filed | 2013-04-04 | |
| 2012-10-02 | SCHNEIDER HILARY Officer (President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $0.00 | 2012-10-04 | |
| 2012-10-02 | Ridge Thomas J Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,250 5,250 owned after | $0.00 | 2012-10-04 | |
| 2012-10-02 | Pimentel Albert A Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,250 5,250 owned after | $0.00 | 2012-10-04 | |
| 2012-10-02 | KRISHNAN SRINIVASAN Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,250 5,250 owned after | $0.00 | 2012-10-04 | |
| 2012-10-02 | GUTHRIE ROY A Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,250 5,250 owned after | $0.00 | 2012-10-04 | |
| 2012-10-02 | COWAN DAVID J/CA Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,250 5,250 owned after | $0.00 | 2012-10-04 |