LIFELOCK, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 23 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-02-09: Reporting owner BRIGGS GARY S; Form 4; Security EMPLOYEE STOCK OPTION (RIGHT TO BUY); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2017-02-09: Reporting owner STUDENMUND JAYNIE M; Form 4; Security EMPLOYEE STOCK OPTION (RIGHT TO BUY); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2017-02-09: Reporting owner Ridge Thomas J; Form 4; Security EMPLOYEE STOCK OPTION (RIGHT TO BUY); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2017-02-09: Reporting owner Ridge Thomas J; Form 4; Security EMPLOYEE STOCK OPTION (RIGHT TO BUY); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-02-09 | BRIGGS GARY S Director | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −47,000 0 owned after | $12.24 exercise price | 2017-02-13 | |
| 2017-02-09 | STUDENMUND JAYNIE M Director | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $15.42 exercise price | 2017-02-13 | |
| 2017-02-09 | Ridge Thomas J Director | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $3.01 exercise price | 2017-02-13 | |
| 2017-02-09 | Ridge Thomas J Director | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −33,111 0 owned after | $9.00 exercise price | 2017-02-13 | |
| 2017-02-09 | Pimentel Albert A Director | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $4.97 exercise price | 2017-02-13 | |
| 2017-02-09 | Segev, Sharon Officer (EVP, GC & SECRETARY) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −73,029 0 owned after | $10.27 exercise price | 2017-02-13 | |
| 2017-02-09 | Segev, Sharon Officer (EVP, GC & SECRETARY) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,313 0 owned after | $16.13 exercise price | 2017-02-13 | |
| 2017-02-09 | Jeffries Douglas C Officer (CFO and CAO) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −39,592 0 owned after | $11.64 exercise price | 2017-02-13 | |
| 2017-02-09 | Jeffries Douglas C Officer (CFO and CAO) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −58,054 0 owned after | $16.84 exercise price | 2017-02-13 | |
| 2017-02-09 | Jeffries Douglas C Officer (CFO and CAO) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −92,886 0 owned after | $16.13 exercise price | 2017-02-13 | |
| 2017-02-09 | GUTHRIE ROY A Director | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −47,000 0 owned after | $9.00 exercise price | 2017-02-13 | |
| 2017-02-09 | COWAN DAVID J/CA Director | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −47,000 0 owned after | $9.00 exercise price | 2017-02-13 | |
| 2017-02-09 | Davis Richard Todd Director, Officer (EXECUTIVE VICE CHAIRMAN) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,000 0 owned after | $4.50 exercise price | 2017-02-13 | |
| 2017-02-09 | Davis Richard Todd Director, Officer (EXECUTIVE VICE CHAIRMAN) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −614,000 0 owned after | $2.71 exercise price | 2017-02-13 | |
| 2017-02-09 | Davis Richard Todd Director, Officer (EXECUTIVE VICE CHAIRMAN) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −200,000 0 owned after | $5.20 exercise price | 2017-02-13 | |
| 2017-02-09 | Davis Richard Todd Director, Officer (EXECUTIVE VICE CHAIRMAN) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −350,000 0 owned after | $11.05 exercise price | 2017-02-13 | |
| 2017-02-09 | Davis Richard Todd Director, Officer (EXECUTIVE VICE CHAIRMAN) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −187,500 0 owned after | $18.73 exercise price | 2017-02-13 | |
| 2017-02-09 | Davis Richard Todd Director, Officer (EXECUTIVE VICE CHAIRMAN) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −184,500 0 owned after | $13.96 exercise price | 2017-02-13 | |
| 2017-02-09 | SCHNEIDER HILARY Director, Officer (CEO & PRESIDENT) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −220,000 0 owned after | $9.00 exercise price | 2017-02-13 | |
| 2017-02-09 | SCHNEIDER HILARY Director, Officer (CEO & PRESIDENT) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 0 owned after | $11.05 exercise price | 2017-02-13 | |
| 2017-02-09 | SCHNEIDER HILARY Director, Officer (CEO & PRESIDENT) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −150,000 0 owned after | $18.73 exercise price | 2017-02-13 | |
| 2017-02-09 | SCHNEIDER HILARY Director, Officer (CEO & PRESIDENT) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −116,500 0 owned after | $13.96 exercise price | 2017-02-13 | |
| 2017-02-09 | SCHNEIDER HILARY Director, Officer (CEO & PRESIDENT) | 4 | EMPLOYEE STOCK OPTION (RIGHT TO BUY) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −635,452 0 owned after | $10.27 exercise price | 2017-02-13 |