LIFELOCK, INC. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 11 rows, 11 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-03-22: Reporting owner Jeffries Douglas C; Form 4; Security COMMON STOCK; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-02-18: Reporting owner SCHNEIDER HILARY; Form 4; Security COMMON STOCK; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-04-22: Reporting owner Robbins Nicholas W.; Form 4; Security COMMON STOCK; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-04-15: Reporting owner Robbins Nicholas W.; Form 4; Security COMMON STOCK; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-03-22 | Jeffries Douglas C Officer (CHIEF ADMINISTRATIVE OFFICER) | 4 | COMMON STOCK Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +71,592 71,592 owned after | $11.64 exercise price | 2016-03-24 | |
| 2016-02-18 | SCHNEIDER HILARY Officer (PRESIDENT) | 4 | COMMON STOCK Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +301,004 301,004 owned after | $10.27 exercise price | 2016-02-22 | |
| 2015-04-22 | Robbins Nicholas W. Officer (Interim CLO and Secretary) | 4 | COMMON STOCK Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −600 20,300 owned after | $5.20 exercise price | 2015-04-24 | |
| 2015-04-15 | Robbins Nicholas W. Officer (Interim CLO and Secretary) | 4 | COMMON STOCK Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −600 20,900 owned after | $5.20 | 2015-04-16 | |
| 2015-03-16 holding as of filing | Shay TY Officer (Chief Marketing Officer) | 3 | No securities beneficially owned. Non-derivative · Direct | Holding | 0 owned after | no price filed | 2015-03-16 | |
| 2015-02-13 holding as of filing | Ramakrishna Satyavolu Officer (EVP Product and Technology) | 3 | No securities beneficially owned. Non-derivative · Direct | Holding | 0 owned after | no price filed | 2015-02-13 | |
| 2013-08-12 holding as of filing | BRIGGS GARY S Director | 3 | No securities beneficially owned. Non-derivative · Direct | Holding | 0 owned after | no price filed | 2013-08-12 | |
| 2013-07-31 holding as of filing | Iltchev Velislav Officer (EVP of Corporate Development) | 3 | No securities beneficially owned. Non-derivative · Direct | Holding | 0 owned after | no price filed | 2013-07-31 | |
| 2013-06-19 holding as of filing | Beck Donald Michael Officer (SVP of Enterprise Sales) | 3 | No securities beneficially owned. Non-derivative · Direct | Holding | 0 owned after | no price filed | 2013-06-19 | |
| 2012-10-04 holding as of filing | GUTHRIE ROY A Director | 3 | No securities benefically owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2012-10-04 | |
| 2012-10-02 holding as of filing | SCHNEIDER HILARY Officer (President) | 3 | No securities benefically owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2012-10-02 |