LIFELOCK, INC. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 8 rows, 8 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-09-02: Reporting owner Bessemer Venture Partners Co-Investment L.P. | Bessemer Venture Partners VI L.P. | Deer VI & Co. LLC | Bessemer Venture Partners VI Institutional L.P.; Form 4; Security Common Stock Warrant (Right to Buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2014-09-02: Reporting owner COWAN DAVID J/CA; Form 4; Security Common Stock Warrant (Right to Buy); Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2012-10-09: Reporting owner GOLDMAN SACHS & CO | GOLDMAN SACHS GROUP INC; Form 4; Security Warrants; Transaction J Other acquisition or disposition (describe transaction).
- 2012-10-05: Reporting owner GOLDMAN SACHS GROUP INC | GOLDMAN SACHS & CO; Form 4; Security Warrants; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-09-02 | Bessemer Venture Partners Co-Investment L.P. | Bessemer Venture Partners VI L.P. | Deer VI & Co. LLC | Bessemer Venture Partners VI Institutional L.P. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Common Stock Warrant (Right to Buy) Derivative · Indirect · See Footnotes | X Exercise of in-the-money or at-the-money derivative security | −83,333 0 owned after | $4.50 exercise price | 2014-09-04 | |
| 2014-09-02 | COWAN DAVID J/CA Director | 4 | Common Stock Warrant (Right to Buy) Derivative · Indirect · See Footnote | X Exercise of in-the-money or at-the-money derivative security | −0 0 owned after | $4.50 exercise price | 2014-09-04 | |
| 2012-10-09 | GOLDMAN SACHS & CO | GOLDMAN SACHS GROUP INC 10% Owner | 10% Owner | 4 | Warrants Derivative · Indirect · See footnotes | J Other acquisition or disposition (describe transaction) | −571,240 0 owned after | no price filed | 2012-10-11 | |
| 2012-10-05 holding as of filing | GOLDMAN SACHS GROUP INC | GOLDMAN SACHS & CO 10% Owner | 10% Owner | 4 | Warrants Derivative · Indirect · See footnotes | Holding | 571,240 owned after | no price filed | 2012-10-05 | |
| 2012-10-02 holding as of filing | KPCB XII Associates, LLC | KPCB XII Founders Fund, LLC | KLEINER PERKINS CAUFIELD & BYERS XII, LLC 10% Owner | 10% Owner | 10% Owner | 3 | Common Stock Warrant (Right to Buy) Derivative · Indirect · See Footnote | Holding | $4.50 exercise price | 2012-10-02 | ||
| 2012-10-02 holding as of filing | Bessemer Venture Partners VI Institutional L.P. | Bessemer Venture Partners VI L.P. | Bessemer Venture Partners Co-Investment L.P. | Deer VI & Co. LLC 10% Owner | 10% Owner | 10% Owner | Director, 10% Owner | 3 | Common Stock Warrant (Right to Buy) Derivative · Indirect · See Footnote | Holding | $4.50 exercise price | 2012-10-02 | ||
| 2012-10-02 holding as of filing | COWAN DAVID J/CA Director | 3 | Common Stock Warrant (Right to Buy) Derivative · Indirect · See Footnote | Holding | $4.50 exercise price | 2012-10-02 | ||
| 2012-10-02 holding as of filing | GOLDMAN SACHS & CO | GOLDMAN SACHS GROUP INC 10% Owner | 10% Owner | 3 | Warrants Derivative · Indirect · See footnotes | Holding | no price filed | 2012-10-02 |