LIFELOCK, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 31 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-10-02: Reporting owner SCHNEIDER HILARY; Form 4; Security Non-Qualified Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-10-02: Reporting owner SCHNEIDER HILARY; Form 4; Security Non-Qualified Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-10-02: Reporting owner Ridge Thomas J; Form 4; Security Non-Qualified Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-10-02: Reporting owner KRISHNAN SRINIVASAN; Form 4; Security Non-Qualified Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-10-02 | SCHNEIDER HILARY Officer (President) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400,000 400,000 owned after | $9.00 exercise price | 2012-10-04 | |
| 2012-10-02 | SCHNEIDER HILARY Officer (President) | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $9.00 exercise price | 2012-10-04 | |
| 2012-10-02 | Ridge Thomas J Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33,111 33,111 owned after | $9.00 exercise price | 2012-10-04 | |
| 2012-10-02 | KRISHNAN SRINIVASAN Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +47,000 47,000 owned after | $9.00 exercise price | 2012-10-04 | |
| 2012-10-02 | GUTHRIE ROY A Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +47,000 47,000 owned after | $9.00 exercise price | 2012-10-04 | |
| 2012-10-02 | COWAN DAVID J/CA Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +47,000 47,000 owned after | $9.00 exercise price | 2012-10-04 | |
| 2012-10-02 holding as of filing | Power Chris G Officer (Chief Financial Officer) | 3 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | Holding | $3.79 exercise price | 2012-10-02 | ||
| 2012-10-02 holding as of filing | Power Chris G Officer (Chief Financial Officer) | 3 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | Holding | $3.79 exercise price | 2012-10-02 | ||
| 2012-10-02 holding as of filing | Power Chris G Officer (Chief Financial Officer) | 3 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | Holding | $5.20 exercise price | 2012-10-02 | ||
| 2012-10-02 holding as of filing | Valdez Tammy Officer (See remarks) | 3 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | Holding | $2.00 exercise price | 2012-10-02 | ||
| 2012-10-02 holding as of filing | Valdez Tammy Officer (See remarks) | 3 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | Holding | $4.50 exercise price | 2012-10-02 | ||
| 2012-10-02 holding as of filing | Valdez Tammy Officer (See remarks) | 3 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | Holding | $4.50 exercise price | 2012-10-02 | ||
| 2012-10-02 holding as of filing | Valdez Tammy Officer (See remarks) | 3 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | Holding | $3.00 exercise price | 2012-10-02 | ||
| 2012-10-02 holding as of filing | Valdez Tammy Officer (See remarks) | 3 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | Holding | $3.76 exercise price | 2012-10-02 | ||
| 2012-10-02 holding as of filing | Valdez Tammy Officer (See remarks) | 3 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | Holding | $5.20 exercise price | 2012-10-02 | ||
| 2012-10-02 holding as of filing | Ridge Thomas J Director | 3 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | Holding | $3.01 exercise price | 2012-10-02 | ||
| 2012-10-02 holding as of filing | Ramamurthy Srinivasagopalan Officer (Chief Product Officer) | 3 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | Holding | $3.01 exercise price | 2012-10-02 | ||
| 2012-10-02 holding as of filing | Ramamurthy Srinivasagopalan Officer (Chief Product Officer) | 3 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | Holding | $5.20 exercise price | 2012-10-02 | ||
| 2012-10-02 holding as of filing | Pimentel Albert A Director | 3 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | Holding | $4.97 exercise price | 2012-10-02 | ||
| 2012-10-02 holding as of filing | McIntosh Lawrence Officer (See Remarks) | 3 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | Holding | $5.20 exercise price | 2012-10-02 | ||
| 2012-10-02 holding as of filing | McIntosh Lawrence Officer (See Remarks) | 3 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | Holding | $5.20 exercise price | 2012-10-02 | ||
| 2012-10-02 holding as of filing | KRISHNAN SRINIVASAN Director | 3 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | Holding | $0.70 exercise price | 2012-10-02 | ||
| 2012-10-02 holding as of filing | Davis Richard Todd Director, Officer (Chairman and CEO) | 3 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | Holding | $4.50 exercise price | 2012-10-02 | ||
| 2012-10-02 holding as of filing | Davis Richard Todd Director, Officer (Chairman and CEO) | 3 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | Holding | $2.71 exercise price | 2012-10-02 | ||
| 2012-10-02 holding as of filing | Davis Richard Todd Director, Officer (Chairman and CEO) | 3 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | Holding | $2.71 exercise price | 2012-10-02 | ||
| 2012-10-02 holding as of filing | Davis Richard Todd Director, Officer (Chairman and CEO) | 3 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | Holding | $5.20 exercise price | 2012-10-02 | ||
| 2012-10-02 holding as of filing | Davis Marvin Officer (Chief Marketing Officer) | 3 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | Holding | $2.71 exercise price | 2012-10-02 | ||
| 2012-10-02 holding as of filing | Davis Marvin Officer (Chief Marketing Officer) | 3 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | Holding | $5.20 exercise price | 2012-10-02 | ||
| 2012-10-02 holding as of filing | Cerda Clarissa Officer (See Remarks) | 3 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | Holding | $3.00 exercise price | 2012-10-02 | ||
| 2012-10-02 holding as of filing | Cerda Clarissa Officer (See Remarks) | 3 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | Holding | $2.71 exercise price | 2012-10-02 | ||
| 2012-10-02 holding as of filing | Cerda Clarissa Officer (See Remarks) | 3 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | Holding | $5.20 exercise price | 2012-10-02 |