INTEGRATED SILICON SOLUTION INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 26 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-12-06: Reporting owner Han Chang Chaio; Form 4; Security Non-Qualified Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-12-06: Reporting owner Han Kong Yeu; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-12-06: Reporting owner LEE JIMMY SHUEH MIEN; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-12-06: Reporting owner Howarth Scott Daniel; Form 4; Security Non-Qualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-12-06 | Han Chang Chaio Officer (VP/GM) | 4 | Non-Qualified Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $6.56 exercise price | 2007-12-19 | |
| 2007-12-06 | Han Kong Yeu Officer (Executive Vice President) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $6.56 exercise price | 2007-12-11 | |
| 2007-12-06 | LEE JIMMY SHUEH MIEN Officer (CEO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +70,000 70,000 owned after | $6.56 exercise price | 2007-12-10 | |
| 2007-12-06 | Howarth Scott Daniel Officer (President/CFO) | 4 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $6.56 exercise price | 2007-12-10 | |
| 2007-10-18 holding as of filing | RILEY BRYANT R | Riley Investment Partners Master Fund, L.P. | Riley Investment Management LLC Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Stock Option (Non-Qualified Right to Purchase) Derivative · Direct | Holding | 10,000 owned after | $5.16 exercise price | 2007-10-18 | |
| 2007-10-18 holding as of filing | RILEY BRYANT R | Riley Investment Partners Master Fund, L.P. | Riley Investment Management LLC Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Stock Option (Non-Qualified Right to Purchase) Derivative · Direct | Holding | 2,500 owned after | $6.37 exercise price | 2007-10-18 | |
| 2007-08-07 holding as of filing | Riley Investment Partners Master Fund, L.P. | RILEY BRYANT R | Riley Investment Management LLC Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Stock Option (Non-Qualified Right to Purchase) Derivative · Direct | Holding | 10,000 owned after | $5.16 exercise price | 2007-08-07 | |
| 2007-07-30 | McDonald W Keith Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $6.37 | 2007-08-06 | |
| 2007-07-30 | Ko Ping K Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $6.37 | 2007-08-06 | |
| 2007-07-30 | WOOLEY BRUCE A Director | 4 | Non-Qualified Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $6.37 | 2007-08-06 | |
| 2007-03-21 | LEE JIMMY SHUEH MIEN Officer (Executive Chairman) | 5 | Incentive Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,800 0 owned after | $8.06 exercise price | 2009-11-12 | |
| 2007-03-21 | LEE JIMMY SHUEH MIEN Officer (Executive Chairman) | 5 | Incentive Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 0 owned after | $13.81 exercise price | 2009-11-12 | |
| 2007-03-21 | LEE JIMMY SHUEH MIEN Officer (Executive Chairman) | 5 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −18,462 0 owned after | $4.56 exercise price | 2009-11-12 | |
| 2007-03-21 | LEE JIMMY SHUEH MIEN Officer (Executive Chairman) | 5 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,462 18,462 owned after | $4.95 exercise price | 2009-11-12 | |
| 2007-03-21 | LEE JIMMY SHUEH MIEN Officer (Executive Chairman) | 5 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,750 0 owned after | $6.75 exercise price | 2009-11-12 | |
| 2007-03-21 | LEE JIMMY SHUEH MIEN Officer (Executive Chairman) | 5 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −36,200 0 owned after | $8.06 exercise price | 2009-11-12 | |
| 2007-03-21 | LEE JIMMY SHUEH MIEN Officer (Executive Chairman) | 5 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,750 0 owned after | $11.30 exercise price | 2009-11-12 | |
| 2007-03-21 | LEE JIMMY SHUEH MIEN Officer (Executive Chairman) | 5 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,750 8,750 owned after | $12.08 exercise price | 2009-11-12 | |
| 2007-03-21 | LEE JIMMY SHUEH MIEN Officer (Executive Chairman) | 5 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,000 0 owned after | $13.81 exercise price | 2009-11-12 | |
| 2007-03-21 | LEE JIMMY SHUEH MIEN Officer (Executive Chairman) | 5 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,750 8,750 owned after | $15.45 exercise price | 2009-11-12 | |
| 2007-03-21 | LEE JIMMY SHUEH MIEN Officer (Executive Chairman) | 5 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,800 3,800 owned after | $16.69 exercise price | 2009-11-12 | |
| 2007-03-21 | LEE JIMMY SHUEH MIEN Officer (Executive Chairman) | 5 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36,200 40,000 owned after | $16.69 exercise price | 2009-11-12 | |
| 2007-03-21 | LEE JIMMY SHUEH MIEN Officer (Executive Chairman) | 5 | Non-Qualified Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $18.56 exercise price | 2009-11-12 | |
| 2007-03-21 | LEE JIMMY SHUEH MIEN Officer (Executive Chairman) | 5 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $26.06 exercise price | 2009-11-12 | |
| 2007-03-21 | LEE JIMMY SHUEH MIEN Officer (Executive Chairman) | 5 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 12,000 owned after | $26.06 exercise price | 2009-11-12 | |
| 2007-03-21 | LEE JIMMY SHUEH MIEN Officer (Executive Chairman) | 5 | Non-Qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $35.38 exercise price | 2009-11-12 |