IMAGEWARE SYSTEMS, INC. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 5 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-12-20: Reporting owner GOLDMAN NEAL I; Form 5; Security Warrant; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2011-12-20: Reporting owner GOLDMAN NEAL I; Form 5; Security Warrant; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2011-12-20: Reporting owner GOLDMAN NEAL I; Form 5; Security Warrant; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2011-06-09: Reporting owner GOLDMAN NEAL I; Form 5; Security Warrant; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-12-20 | GOLDMAN NEAL I 10% Owner | 5 | Warrant Derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | $0.50 | 2012-02-02 | ||
| 2011-12-20 | GOLDMAN NEAL I 10% Owner | 5 | Warrant Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | $0.50 | 2012-02-02 | ||
| 2011-12-20 | GOLDMAN NEAL I 10% Owner | 5 | Warrant Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | $0.50 | 2012-02-02 | ||
| 2011-06-09 | GOLDMAN NEAL I 10% Owner | 5 | Warrant Derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | $0.50 | 2012-02-02 | ||
| 2011-01-28 | GOLDMAN NEAL I 10% Owner | 5 | Warrant Derivative · Direct · (m) | X Exercise of in-the-money or at-the-money derivative security | −1,000,000 0 owned after | $0.50 | 2012-02-02 |