IMAGEWARE SYSTEMS, INC. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 8 rows in 2010. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-12-08: Reporting owner GOLDMAN NEAL I; Form 5; Security Warrant; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2010-12-08: Reporting owner GOLDMAN NEAL I; Form 5; Security Warrant; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2010-11-24: Reporting owner GOLDMAN NEAL I; Form 5; Security Warrant; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2010-11-24: Reporting owner GOLDMAN NEAL I; Form 5; Security Warrant; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-12-08 | GOLDMAN NEAL I 10% Owner | 5 | Warrant Derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +1,010,586 0 owned after | $0.50 | 2012-02-02 | |
| 2010-12-08 | GOLDMAN NEAL I 10% Owner | 5 | Warrant Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +2,000,000 2,000,000 owned after | $0.50 | 2012-02-02 | |
| 2010-11-24 | GOLDMAN NEAL I 10% Owner | 5 | Warrant Derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +525,000 525,000 owned after | $0.50 | 2012-02-02 | |
| 2010-11-24 | GOLDMAN NEAL I 10% Owner | 5 | Warrant Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +300,000 300,000 owned after | $0.50 | 2012-02-02 | |
| 2010-10-05 | GOLDMAN NEAL I 10% Owner | 5 | Warrant Derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +2,975,000 2,975,000 owned after | $0.50 | 2012-02-02 | |
| 2010-07-14 | GOLDMAN NEAL I 10% Owner | 5 | Warrant Derivative · Direct · (m) | X Exercise of in-the-money or at-the-money derivative security | −400,000 0 owned after | $0.50 | 2012-02-02 | |
| 2010-07-14 | GOLDMAN NEAL I 10% Owner | 5 | Warrant Derivative · Indirect · (m) | X Exercise of in-the-money or at-the-money derivative security | −200,000 0 owned after | $0.50 | 2012-02-02 | |
| 2010-03-29 | GOLDMAN NEAL I 10% Owner | 5 | Warrant Derivative · Direct · (m) | X Exercise of in-the-money or at-the-money derivative security | −400,000 400,000 owned after | $0.50 | 2012-02-02 |