IMAGEWARE SYSTEMS, INC. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 110 rows, 13 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-03-27: Reporting owner GOLDMAN NEAL I; Form 4; Security Warrant; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2011-12-20: Reporting owner GOLDMAN NEAL I; Form 5; Security Warrant; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2011-12-20: Reporting owner GOLDMAN NEAL I; Form 5; Security Warrant; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2011-12-20: Reporting owner GOLDMAN NEAL I; Form 5; Security Warrant; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-03-27 | GOLDMAN NEAL I Director, 10% Owner | 4 | Warrant Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,052,632 1,052,632 owned after | $0.95 exercise price | 2013-04-05 | |
| 2011-12-20 | GOLDMAN NEAL I 10% Owner | 5 | Warrant Derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | $0.50 | 2012-02-02 | ||
| 2011-12-20 | GOLDMAN NEAL I 10% Owner | 5 | Warrant Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | $0.50 | 2012-02-02 | ||
| 2011-12-20 | GOLDMAN NEAL I 10% Owner | 5 | Warrant Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | $0.50 | 2012-02-02 | ||
| 2011-06-09 | GOLDMAN NEAL I 10% Owner | 5 | Warrant Derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | $0.50 | 2012-02-02 | ||
| 2010-12-08 | GOLDMAN NEAL I 10% Owner | 5 | Warrant Derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +1,010,586 0 owned after | $0.50 | 2012-02-02 | |
| 2010-12-08 | GOLDMAN NEAL I 10% Owner | 5 | Warrant Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +2,000,000 2,000,000 owned after | $0.50 | 2012-02-02 | |
| 2010-11-24 | GOLDMAN NEAL I 10% Owner | 5 | Warrant Derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +525,000 525,000 owned after | $0.50 | 2012-02-02 | |
| 2010-11-24 | GOLDMAN NEAL I 10% Owner | 5 | Warrant Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +300,000 300,000 owned after | $0.50 | 2012-02-02 | |
| 2010-10-05 | GOLDMAN NEAL I 10% Owner | 5 | Warrant Derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +2,975,000 2,975,000 owned after | $0.50 | 2012-02-02 | |
| 2009-08-01 | GOLDMAN NEAL I 10% Owner | 5 | Warrant Derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +800,000 800,000 owned after | $0.50 | 2012-02-02 | |
| 2009-08-01 | GOLDMAN NEAL I 10% Owner | 5 | Warrant Derivative · Indirect · (m) | P Open market or private purchase of non-derivative or derivative security | +200,000 200,000 owned after | $0.50 | 2012-02-02 | |
| 2009-06-22 | TOLL BRUCE E 10% Owner | 4 | WARRANT Derivative · Indirect · By BET Funding LLC | P Open market or private purchase of non-derivative or derivative security | +1 7,244,600 owned after | $0.50 exercise price | 2009-06-26 |